Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Grandfield & Dodd, LLC | 159,764 | $15.5M | 0.98% | +1,733+1.1% | Added |
| National Bank of Canada | 146,188 | $14.9M | 0.03% | +5,104+3.6% | Added |
| Oak Associates, Ltd | 152,158 | $14.7M | 1.02% | −675−0.4% | Reduced |
| Bank of Montreal | 148,336 | $14.4M | 0.01% | +2,901+2.0% | Added |
| Rockefeller Capital Management L.P. | 148,741 | $14.4M | 0.04% | +46,960+46.1% | Added |
| Mercer Global Advisors Inc | 147,770 | $14.3M | 0.04% | +36,704+33.0% | Added |
| Bartlett & Co. Wealth Management LLC | 139,078 | $13.9M | 0.21% | −11,968−7.9% | Reduced |
| Cubist Systematic Strategies, LLC | 142,265 | $13.8M | 0.16% | +87,081+157.8% | Added |
| Pathstone Holdings, LLC | 141,112 | $13.7M | 0.06% | +43,549+44.6% | Added |
| Cambiar Investors LLC | 141,718 | $13.7M | 0.51% | −14,406−9.2% | Reduced |
| Exencial Wealth Advisors, LLC | 141,097 | $13.6M | 0.51% | −2,949−2.0% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 141,064 | $13.6M | 2.83% | −2,940−2.0% | Reduced |
| Edgemoor Investment Advisors, Inc. | 133,877 | $13.0M | 1.22% | −1,329−1.0% | Reduced |
| Ethic Inc. | 132,747 | $12.8M | 0.32% | +7,987+6.4% | Added |
| Richard C. Young & CO., LTD. | 131,600 | $12.7M | 1.60% | −5,556−4.1% | Reduced |
| Marshall Wace, LLP | 131,247 | $12.7M | 0.02% | −301,075−69.6% | Reduced |
| ProVise Management Group, LLC | 127,390 | $12.3M | 1.07% | +3,074+2.5% | Added |
| Captrust Financial Advisors | 126,781 | $12.3M | 0.05% | −14,338−10.2% | Reduced |
| Nixon Peabody Trust Co | 125,288 | $12.1M | 1.11% | +4,031+3.3% | Added |
| Foster Victor Wealth Advisors, LLC | 124,888 | $11.8M | 1.08% | +13,864+12.5% | Added |
| Reynders McVeigh Capital Management, LLC | 121,220 | $11.7M | 0.68% | −3,885−3.1% | Reduced |
| Charles Schwab Investment Management Inc | 120,604 | $11.6M | 0.00% | −25,805−17.6% | Reduced |
| MML Investors Services, LLC | 119,456 | $11.6M | 0.05% | +22,714+23.5% | Added |
| Price T Rowe Associates Inc | 115,849 | $11.2M | 0.00% | +3,696+3.3% | Added |
| Trexquant Investment LP | 114,112 | $11.0M | 0.22% | +114,112 | New |
| Ingalls & Snyder LLC | 112,265 | $10.9M | 0.48% | +947+0.9% | Added |
| Promethos Capital, LLC | 112,085 | $10.8M | 6.36% | +112,085 | New |
| Wealth Enhancement Advisory Services, LLC | 111,453 | $10.8M | 0.03% | +5,491+5.2% | Added |
| Federated Hermes, Inc. | 110,202 | $10.7M | 0.02% | −9,853−8.2% | Reduced |
| New York State Common Retirement Fund | 108,875 | $10.5M | 0.01% | +13,245+13.9% | Added |
| Tocqueville Asset Management L.P. | 108,539 | $10.5M | 0.17% | +503+0.5% | Added |
| Cetera Investment Advisers | 106,535 | $10.3M | 0.02% | +84,777+389.6% | Added |
| Woodline Partners LP | 105,656 | $10.2M | 0.09% | +105,656 | New |
| Bahl & Gaynor Inc | 103,010 | $9.96M | 0.06% | −808−0.8% | Reduced |
| Euro Pacific Asset Management, LLC | 99,366 | $9.56M | 1.95% | −10,077−9.2% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 97,493 | $9.43M | 0.36% | −1,701−1.7% | Reduced |
| Fort Washington Investment Advisors Inc | 95,317 | $9.22M | 0.06% | −550−0.6% | Reduced |
| Ritholtz Wealth Management | 94,041 | $9.10M | 0.31% | +22,538+31.5% | Added |
| American Assets Investment Management, LLC | 93,610 | $9.05M | 0.86% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 91,336 | $8.84M | 0.02% | −102,478−52.9% | Reduced |
| Zevin Asset Management LLC | 90,738 | $8.78M | 1.46% | +5,464+6.4% | Added |
| Manufacturers Life Insurance Company, The | 89,788 | $8.69M | 0.01% | −3,538−3.8% | Reduced |
| Hemenway Trust Co LLC | 89,711 | $8.68M | 0.75% | −72,114−44.6% | Reduced |
| Tweedy, Browne Co LLC | 89,446 | $8.65M | 0.41% | −1,173−1.3% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 88,912 | $8.60M | 2.59% | +88,912 | New |
| Clifford Swan Investment Counsel LLC | 88,402 | $8.55M | 0.32% | −3,860−4.2% | Reduced |
| Gabelli Funds LLC | 86,000 | $8.32M | 0.06% | −1,000−1.1% | Reduced |
| Tower Bridge Advisors | 84,968 | $8.22M | 0.84% | −6,042−6.6% | Reduced |
| Matthew Goff Investment Advisor, LLC | 84,583 | $8.18M | 1.66% | +1,631+2.0% | Added |
| Mengis Capital Management, Inc. | 83,793 | $8.11M | 1.25% | +1,850+2.3% | Added |
| Voloridge Investment Management, LLC | 82,943 | $8.02M | 0.03% | −197,118−70.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 82,727 | $8.00M | 0.02% | +26,632+47.5% | Added |
| CWM, LLC | 82,612 | $7.99M | 0.04% | −3,832−4.4% | Reduced |
| Investment House LLC | 82,079 | $7.94M | 0.47% | +1,050+1.3% | Added |
| Blair William & Co | 81,985 | $7.93M | 0.02% | −3,266−3.8% | Reduced |
| Baird Financial Group, Inc. | 81,640 | $7.90M | 0.02% | +5,986+7.9% | Added |
| Live Oak Private Wealth LLC | 80,395 | $7.78M | 1.35% | −328−0.4% | Reduced |
| Cohen Capital Management, Inc. | 80,078 | $7.75M | 1.37% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 79,011 | $7.64M | 0.06% | −7,587−8.8% | Reduced |
| Osterweis Capital Management Inc | – | $7.62M | 0.45% | – | – |
| CORDA Investment Management, LLC. | 77,038 | $7.45M | 0.59% | −4,513−5.5% | Reduced |
| Altrius Capital Management Inc | 76,721 | $7.42M | 1.87% | +6,913+9.9% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 75,788 | $7.33M | 2.02% | −292−0.4% | Reduced |
| TCW Group Inc | 74,969 | $7.25M | 0.07% | +48+0.1% | Added |
| Sofos Investments, Inc. | 70,209 | $6.94M | 0.93% | +36,244+106.7% | Added |
| Quantinno Capital Management LP | 69,267 | $6.70M | 0.15% | +7,459+12.1% | Added |
| Welch & Forbes LLC | 69,094 | $6.68M | 0.09% | −950−1.4% | Reduced |
| Trustmark National Bank Trust Department | 65,969 | $6.38M | 0.52% | −2,025−3.0% | Reduced |
| Camden National Bank | 65,092 | $6.30M | 1.11% | −1,403−2.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 64,191 | $6.21M | 0.01% | +648+1.0% | Added |
| Country Club Bank | 63,238 | $6.12M | 0.43% | −1,238−1.9% | Reduced |
| Quantbot Technologies LP | 63,099 | $6.10M | 0.34% | +50,353+395.0% | Added |
| Squarepoint Ops LLC | 62,752 | $6.07M | 0.03% | +62,752 | New |
| Cresset Asset Management, LLC | 60,279 | $6.05M | 0.03% | +2,647+4.6% | Added |
| Dearborn Partners LLC | 62,315 | $6.03M | 0.26% | −86−0.1% | Reduced |
| Banco Santander, S.A. | 61,469 | $5.95M | 0.07% | −6,180−9.1% | Reduced |
| Jarislowsky, Fraser Ltd | 61,313 | $5.93M | 0.03% | −2,733−4.3% | Reduced |
| Fifth Third Bancorp | 60,625 | $5.86M | 0.02% | +1,490+2.5% | Added |
| Atom Investors LP | 60,515 | $5.85M | 0.74% | +60,515 | New |
| Pinnacle Associates Ltd | 60,092 | $5.81M | 0.09% | −908−1.5% | Reduced |
| Rathbone Brothers plc | 59,674 | $5.77M | 0.03% | −2,071−3.4% | Reduced |
| Syon Capital LLC | 58,641 | $5.67M | 0.54% | +2,992+5.4% | Added |
| JustInvest LLC | 58,419 | $5.65M | 0.12% | +8,348+16.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 57,413 | $5.55M | 0.02% | +1,640+2.9% | Added |
| NorthCrest Asset Manangement, LLC | 57,296 | $5.54M | 0.19% | +3,004+5.5% | Added |
| Bleakley Financial Group, LLC | 54,731 | $5.29M | 0.15% | +5,903+12.1% | Added |
| Simplicity Wealth,LLC | 54,714 | $5.29M | 0.13% | +54,714 | New |
| Narwhal Capital Management | 53,487 | $5.17M | 0.51% | −96−0.2% | Reduced |
| Somerville Kurt F | 53,484 | $5.17M | 0.88% | −42,365−44.2% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 52,786 | $5.11M | 2.10% | −527−1.0% | Reduced |
| Alliancebernstein L.P. | 52,783 | $5.11M | 0.00% | −7,347−12.2% | Reduced |
| Fiduciary Trust Co | 52,234 | $5.05M | 0.08% | −96−0.2% | Reduced |
| TD Asset Management Inc | 51,956 | $5.03M | 0.00% | −3,140−5.7% | Reduced |
| Wetherby Asset Management Inc | 51,740 | $5.00M | 0.24% | −173−0.3% | Reduced |
| Mar Vista Investment Partners LLC | 51,675 | $5.00M | 0.22% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 50,769 | $4.91M | 0.01% | −2,411−4.5% | Reduced |
| Garland Capital Management Inc | 50,745 | $4.91M | 3.25% | −565−1.1% | Reduced |
| Sphera Funds Management Ltd. | 50,000 | $4.84M | 0.78% | −10,000−16.7% | Reduced |
| Community Financial Services Group, LLC | 49,660 | $4.80M | 1.09% | +49,660 | New |
| Fayez Sarofim & Co | 49,400 | $4.78M | 0.01% | −2,075−4.0% | Reduced |