Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prentiss Smith & Co Inc | 49,340 | $4.77M | 3.36% | −1,216−2.4% | Reduced |
| Trust Co of Vermont | 49,267 | $4.77M | 0.27% | +5,082+11.5% | Added |
| Foundations Investment Advisors, LLC | 49,234 | $4.76M | 0.12% | +10,930+28.5% | Added |
| Naviter Wealth, LLC | 47,358 | $4.75M | 0.78% | +6,139+14.9% | Added |
| Baldwin Brothers Inc | 49,074 | $4.75M | 0.36% | −1,433−2.8% | Reduced |
| Marex Group plc | 49,000 | $4.74M | 0.15% | 00.0% | Unchanged |
| First Manhattan Co | 48,993 | $4.74M | 0.02% | −1,899−3.7% | Reduced |
| Deutsche Bank AG | 48,542 | $4.70M | 0.00% | −110−0.2% | Reduced |
| Atria Investments LLC | 48,481 | $4.69M | 0.06% | +3,834+8.6% | Added |
| Timber Creek Capital Management LLC | 48,364 | $4.68M | 1.46% | −3,618−7.0% | Reduced |
| Pittenger & Anderson Inc | 48,270 | $4.67M | 0.19% | −2,800−5.5% | Reduced |
| Brown Brothers Harriman & Co | 48,097 | $4.65M | 0.04% | −150−0.3% | Reduced |
| Whittier Trust Co | 47,825 | $4.63M | 0.07% | +163+0.3% | Added |
| Cardinal Capital Management | 45,719 | $4.58M | 0.75% | +3,870+9.2% | Added |
| DRW Securities, LLC | 46,333 | $4.48M | 0.26% | +37,369+416.9% | Added |
| Smithbridge Asset Management Inc | 45,879 | $4.44M | 0.92% | −397−0.9% | Reduced |
| Glassy Mountain Advisors, Inc. | 45,692 | $4.42M | 1.66% | +2,449+5.7% | Added |
| Farmers & Merchants Investments Inc | 45,618 | $4.41M | 0.15% | −71−0.2% | Reduced |
| Auto-Owners Insurance Co | 45,143 | $4.37M | 0.12% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 44,714 | $4.33M | 0.05% | +8,085+22.1% | Added |
| Steward Partners Investment Advisory, LLC | 44,594 | $4.31M | 0.05% | +7,240+19.4% | Added |
| Greenfield Seitz Capital Management, LLC | 44,582 | $4.31M | 1.61% | −981−2.2% | Reduced |
| Gluskin Sheff & Assoc Inc | 43,733 | $4.23M | 0.42% | −12,000−21.5% | Reduced |
| Jones Financial Companies LLLP | 43,641 | $4.22M | 0.01% | +2,224+5.4% | Added |
| Nichols & Pratt Advisers LLP | 43,296 | $4.19M | 0.28% | −2,647−5.8% | Reduced |
| Guardian Capital Advisors LP | 43,898 | $4.09M | 0.44% | −643−1.4% | Reduced |
| Carret Asset Management, LLC | 41,154 | $3.98M | 0.47% | −195−0.5% | Reduced |
| Scotia Capital Inc. | 41,053 | $3.97M | 0.02% | −2,646−6.1% | Reduced |
| Hayek Kallen Investment Management | 40,965 | $3.96M | 1.52% | +180+0.4% | Added |
| Keybank National Association | 40,901 | $3.96M | 0.02% | −744−1.8% | Reduced |
| Logan Capital Management Inc | 40,655 | $3.93M | 0.17% | +5,208+14.7% | Added |
| Pekin Hardy Strauss, Inc. | 39,970 | $3.87M | 0.53% | −589−1.5% | Reduced |
| Woodmont Investment Counsel LLC | 39,671 | $3.84M | 0.32% | +939+2.4% | Added |
| Beach Investment Counsel Inc | 37,985 | $3.83M | 0.47% | +150+0.4% | Added |
| Glenmede Trust Co NA | 39,472 | $3.82M | 0.02% | −1,475−3.6% | Reduced |
| Yousif Capital Management, LLC | 39,418 | $3.81M | 0.04% | −730−1.8% | Reduced |
| Advisors Capital Management, LLC | 38,920 | $3.77M | 0.07% | +1,776+4.8% | Added |
| Engineers Gate Manager LP | 38,680 | $3.74M | 0.10% | +25,702+198.0% | Added |
| Standard Life Aberdeen plc | 38,071 | $3.68M | 0.01% | 00.0% | Unchanged |
| Haverford Trust Co | 37,843 | $3.66M | 0.04% | +3,027+8.7% | Added |
| Private Advisor Group, LLC | 37,392 | $3.62M | 0.03% | −233−0.6% | Reduced |
| Rhumbline Advisers | 37,311 | $3.61M | 0.00% | +2,730+7.9% | Added |
| Advisory Services Network, LLC | 37,121 | $3.59M | 0.08% | +2,491+7.2% | Added |
| Signaturefd, LLC | 36,524 | $3.53M | 0.07% | +1,061+3.0% | Added |
| Henry James International Management, Inc. | 35,733 | $3.46M | 1.07% | +14,903+71.5% | Added |
| Kestra Advisory Services, LLC | 35,710 | $3.45M | 0.02% | +4,790+15.5% | Added |
| Choate Investment Advisors | 35,707 | $3.45M | 0.09% | −30−0.1% | Reduced |
| Perennial Advisors, LLC | 35,674 | $3.45M | 0.80% | −116−0.3% | Reduced |
| Patten & Patten Inc | 35,500 | $3.43M | 0.24% | −100−0.3% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 35,464 | $3.43M | 0.01% | +2,108+6.3% | Added |
| Providence Capital Advisors, LLC | 35,117 | $3.40M | 0.74% | +813+2.4% | Added |
| Puzo Michael J | 34,810 | $3.37M | 0.93% | −29,702−46.0% | Reduced |
| Davenport & Co LLC | 34,345 | $3.32M | 0.02% | +2,190+6.8% | Added |
| WealthTrust Axiom LLC | 34,134 | $3.30M | 1.06% | +185+0.5% | Added |
| Jane Street Group, LLC | 34,052 | $3.29M | 0.00% | −141,683−80.6% | Reduced |
| Argent Trust Co | 34,001 | $3.29M | 0.15% | −417−1.2% | Reduced |
| MAI Capital Management | 32,890 | $3.18M | 0.03% | +7,426+29.2% | Added |
| Chesley Taft & Associates LLC | 32,712 | $3.16M | 0.16% | −350−1.1% | Reduced |
| Fort Pitt Capital Group, LLC | 31,731 | $3.07M | 0.09% | −81−0.3% | Reduced |
| apricus wealth, LLC | 31,021 | $3.00M | 2.11% | +231+0.8% | Added |
| Oppenheimer & Co Inc | 30,938 | $2.99M | 0.05% | −58−0.2% | Reduced |
| FORA Capital, LLC | 30,681 | $2.97M | 0.24% | +30,681 | New |
| Colony Group, LLC | 30,173 | $2.92M | 0.02% | +22,929+316.5% | Added |
| AMG National Trust Bank | 29,822 | $2.88M | 0.08% | 00.0% | Unchanged |
| Bradley Foster & Sargent Inc | 29,797 | $2.88M | 0.05% | −2,570−7.9% | Reduced |
| Arlington Partners LLC | 29,649 | $2.87M | 1.46% | 00.0% | Unchanged |
| Naples Global Advisors, LLC | 28,435 | $2.86M | 0.29% | +86+0.3% | Added |
| Brinker Capital Investments, LLC | 29,368 | $2.84M | 0.03% | −587−2.0% | Reduced |
| Orion Portfolio Solutions, LLC | 29,368 | $2.84M | 0.03% | −587−2.0% | Reduced |
| Triasima Portfolio Management inc. | 29,335 | $2.84M | 0.24% | −170−0.6% | Reduced |
| Moors & Cabot, Inc. | 28,992 | $2.80M | 0.15% | −550−1.9% | Reduced |
| Fairfield, Bush & Co. | 28,809 | $2.79M | 1.65% | −603−2.1% | Reduced |
| National Asset Management, Inc. | 27,074 | $2.76M | 0.07% | +295+1.1% | Added |
| Balentine LLC | 28,257 | $2.73M | 0.08% | +518+1.9% | Added |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,130 | $2.72M | 1.98% | −200−0.7% | Reduced |
| Wambolt & Associates, LLC | 28,225 | $2.71M | 0.81% | +3,425+13.8% | Added |
| Hall Laurie J Trustee | 27,657 | $2.68M | 0.94% | −140−0.5% | Reduced |
| Park Avenue Securities LLC | 27,620 | $2.67M | 0.03% | −4,502−14.0% | Reduced |
| Americana Partners, LLC | 27,571 | $2.67M | 0.22% | −310−1.1% | Reduced |
| Catalyst Capital Advisors LLC | 27,518 | $2.66M | 0.06% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 27,444 | $2.65M | 0.05% | −378−1.4% | Reduced |
| Cornerstone Wealth Group, LLC | 27,443 | $2.65M | 0.25% | −608−2.2% | Reduced |
| We Are One Seven, LLC | 27,077 | $2.62M | 0.14% | −6,889−20.3% | Reduced |
| Atria Wealth Solutions, Inc. | 26,352 | $2.59M | 0.03% | +678+2.6% | Added |
| Synergy Financial Management, LLC | 26,555 | $2.57M | 0.44% | −4,274−13.9% | Reduced |
| Arvest Trust Co N A | 26,500 | $2.56M | 0.15% | −1,001−3.6% | Reduced |
| Telos Capital Management, Inc. | 26,425 | $2.56M | 0.29% | −554−2.1% | Reduced |
| NBT Bank N A | 26,003 | $2.52M | 0.18% | −324−1.2% | Reduced |
| Northeast Investment Management | 25,930 | $2.51M | 0.12% | −422−1.6% | Reduced |
| Whittier Trust Co of Nevada Inc | 25,652 | $2.48M | 0.07% | −515−2.0% | Reduced |
| Peapack Gladstone Financial Corp | 25,569 | $2.47M | 0.04% | −925−3.5% | Reduced |
| Geneos Wealth Management Inc. | 25,426 | $2.46M | 0.11% | +1,813+7.7% | Added |
| TownSquare Capital, LLC | 25,348 | $2.45M | 0.04% | +10,222+67.6% | Added |
| Sequoia Financial Advisors, LLC | 25,311 | $2.45M | 0.03% | −13,796−35.3% | Reduced |
| Advisors Asset Management, Inc. | 24,919 | $2.41M | 0.05% | +2,431+10.8% | Added |
| Foyston, Gordon, & Payne Inc | 24,910 | $2.41M | 0.58% | −546−2.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 24,856 | $2.40M | 0.18% | +5,463+28.2% | Added |
| Transform Wealth, LLC | 23,646 | $2.38M | 0.23% | −432−1.8% | Reduced |
| Tealwood Asset Management Inc | 24,449 | $2.37M | 1.06% | +123+0.5% | Added |
| Fred Alger Management, LLC | 24,443 | $2.36M | 0.01% | +3,106+14.6% | Added |