Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Naples Global Advisors, LLC | 26,138 | $2.29M | 0.26% | +410+1.6% | Added |
| Abbot Financial Management, Inc. | 25,843 | $2.26M | 1.01% | −890−3.3% | Reduced |
| Cohen Lawrence B | 25,827 | $2.26M | 0.88% | −2,995−10.4% | Reduced |
| Hall Laurie J Trustee | 25,712 | $2.25M | 0.80% | −134−0.5% | Reduced |
| Dempze Nancy E | 25,586 | $2.24M | 1.51% | +880+3.6% | Added |
| Geneos Wealth Management Inc. | 25,541 | $2.23M | 0.09% | −211−0.8% | Reduced |
| Hantz Financial Services, Inc. | 25,252 | $2.21M | 0.06% | +4,898+24.1% | Added |
| Aigen Investment Management, LP | 26,905 | $2.20M | 0.14% | −26,551−49.7% | Reduced |
| Siena Capital LLC | 25,148 | $2.20M | 1.26% | +25,148 | New |
| Crossmark Global Holdings, Inc. | 25,040 | $2.19M | 0.05% | +30+0.1% | Added |
| EagleClaw Capital Managment, LLC | 24,960 | $2.18M | 0.48% | +400+1.6% | Added |
| Forum Financial Management, LP | 24,949 | $2.18M | 0.11% | +24,949 | New |
| Integrated Wealth Concepts LLC | 24,850 | $2.17M | 0.06% | +4,337+21.1% | Added |
| Mirador Capital Partners LP | 24,791 | $2.17M | 0.46% | +407+1.7% | Added |
| Wolverine Trading, LLC | 24,644 | $2.15M | 0.03% | +24,644 | New |
| Connolly Sarah T. | 24,537 | $2.15M | 1.20% | +8,943+57.3% | Added |
| Clearstead Advisors, LLC | 24,414 | $2.13M | 0.15% | −304−1.2% | Reduced |
| Trust Co of Toledo NA | 24,251 | $2.12M | 0.32% | −377−1.5% | Reduced |
| Cresset Asset Management, LLC | 23,958 | $2.10M | 0.02% | −2,004−7.7% | Reduced |
| Cox Capital Mgt LLC | 23,944 | $2.09M | 1.24% | +563+2.4% | Added |
| Advisors Asset Management, Inc. | 23,549 | $2.06M | 0.03% | −697−2.9% | Reduced |
| Cascade Investment Advisors, Inc. | 23,440 | $2.05M | 1.20% | +970+4.3% | Added |
| apricus wealth, LLC | 23,406 | $2.05M | 1.83% | +23,406 | New |
| Advisors Capital Management, LLC | 22,949 | $2.01M | 0.05% | −72,166−75.9% | Reduced |
| Commerce Bank | 22,873 | $2.00M | 0.01% | −1,883−7.6% | Reduced |
| Cerity Partners LLC | 22,830 | $1.99M | 0.03% | +9,957+77.3% | Added |
| Telos Capital Management, Inc. | 22,716 | $1.99M | 0.25% | +193+0.9% | Added |
| FineMark National Bank & Trust | 22,599 | $1.98M | 0.08% | −1,728−7.1% | Reduced |
| NBT Bank N A | 22,565 | $1.97M | 0.25% | −312−1.4% | Reduced |
| Synovus Financial Corp | 22,640 | $1.97M | 0.02% | −3,274−12.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 22,441 | $1.96M | 0.03% | −1,338−5.6% | Reduced |
| Kahn Brothers Group Inc | 22,378 | $1.96M | 0.27% | +1,980+9.7% | Added |
| Sandy Spring Bank | 22,071 | $1.93M | 0.09% | −2,072−8.6% | Reduced |
| HC Financial Advisors Inc | 21,873 | $1.91M | 1.06% | +790+3.7% | Added |
| HRT Financial LP | 21,713 | $1.90M | 0.01% | −6,187−22.2% | Reduced |
| Somerset Trust Co | 21,484 | $1.88M | 0.69% | +199+0.9% | Added |
| NorthCrest Asset Manangement, LLC | 21,384 | $1.87M | 0.10% | +21,384 | New |
| Palisade Asset Management, LLC | 21,299 | $1.86M | 0.21% | −894−4.0% | Reduced |
| Baker Tilly Wealth Management, LLC | 21,261 | $1.86M | 0.20% | −1,222−5.4% | Reduced |
| Valley National Advisers Inc | 21,209 | $1.85M | 0.34% | −374−1.7% | Reduced |
| Providence Capital Advisors, LLC | 20,982 | $1.83M | 0.51% | +833+4.1% | Added |
| National Asset Management, Inc. | 20,449 | $1.79M | 0.05% | −2,306−10.1% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 20,425 | $1.79M | 1.35% | 00.0% | Unchanged |
| Fca Corp | 20,361 | $1.78M | 0.61% | −3,151−13.4% | Reduced |
| UBS Asset Management Americas Inc | 20,307 | $1.78M | 0.00% | +2,900+16.7% | Added |
| Fairhaven Wealth Management, LLC | 20,295 | $1.77M | 0.69% | −7,000−25.6% | Reduced |
| Bessemer Group Inc | 20,251 | $1.77M | 0.00% | −1,323−6.1% | Reduced |
| Advisor Partners LLC | 20,101 | $1.76M | 0.11% | −1,360−6.3% | Reduced |
| Horizon Kinetics Asset Management LLC | 20,050 | $1.75M | 0.04% | −880−4.2% | Reduced |
| Salem Capital Management Inc | 19,994 | $1.75M | 0.91% | −10,750−35.0% | Reduced |
| Diamond Hill Capital Management Inc | 19,979 | $1.75M | 0.01% | +6,078+43.7% | Added |
| Advisors Management Group Inc | 19,914 | $1.74M | 0.52% | +47+0.2% | Added |
| Lowe Brockenbrough & Co Inc | 19,855 | $1.74M | 0.13% | −224−1.1% | Reduced |
| Chelsea Counsel Co | 19,800 | $1.73M | 0.75% | 00.0% | Unchanged |
| Signaturefd, LLC | 19,583 | $1.71M | 0.05% | −692−3.4% | Reduced |
| Telemus Capital, LLC | 19,284 | $1.69M | 0.14% | −6,423−25.0% | Reduced |
| Raymond James Trust N.A. | 19,198 | $1.68M | 0.05% | −668−3.4% | Reduced |
| Strategic Global Advisors, LLC | 4,239 | $1.67M | 0.22% | −16,912−80.0% | Reduced |
| Court Place Advisors, LLC | 18,865 | $1.65M | 0.45% | −2,600−12.1% | Reduced |
| Laurel Wealth Advisors, Inc. | 18,746 | $1.64M | 0.13% | +623+3.4% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 18,749 | $1.64M | 0.14% | +5,000+36.4% | Added |
| Regentatlantic Capital LLC | 18,559 | $1.62M | 0.05% | −580−3.0% | Reduced |
| South State Corp. | 18,385 | $1.61M | 0.13% | −1,173−6.0% | Reduced |
| McKinley Capital Management LLC /Delaware | 17,952 | $1.57M | 0.14% | −638−3.4% | Reduced |
| Headinvest, LLC | 17,966 | $1.57M | 0.28% | +2,940+19.6% | Added |
| Independent Investors Inc | 17,900 | $1.57M | 0.33% | 00.0% | Unchanged |
| True North Advisors, LLC | 17,790 | $1.56M | 0.26% | +2,139+13.7% | Added |
| Coastline Trust Co | 17,685 | $1.55M | 0.18% | +180+1.0% | Added |
| Summit Global Investments | 17,629 | $1.54M | 0.10% | +56+0.3% | Added |
| Old National Bancorp | 17,428 | $1.52M | 0.05% | +885+5.3% | Added |
| TD Private Client Wealth LLC | 16,872 | $1.48M | 0.06% | −395−2.3% | Reduced |
| Delphi Management Inc | 16,787 | $1.47M | 1.38% | +3,314+24.6% | Added |
| Welch Group, LLC | 16,605 | $1.45M | 0.08% | −8,571−34.0% | Reduced |
| CNB Bank | 16,573 | $1.45M | 0.79% | −77−0.5% | Reduced |
| First Horizon Advisors, Inc. | 16,561 | $1.45M | 0.04% | −2,543−13.3% | Reduced |
| Benedict Financial Advisors Inc | 16,506 | $1.44M | 0.38% | +287+1.8% | Added |
| Mitchell & Pahl Private Wealth, LLC | 16,507 | $1.44M | 0.93% | +542+3.4% | Added |
| Roberts Glore & Co Inc | 16,470 | $1.44M | 0.38% | −433−2.6% | Reduced |
| Cetera Investment Advisers | 16,476 | $1.44M | 0.02% | −233−1.4% | Reduced |
| Boston Family Office LLC | 16,385 | $1.43M | 0.09% | −430−2.6% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,381 | $1.43M | 0.48% | −169−1.0% | Reduced |
| Centiva Capital, LP | 16,067 | $1.41M | 0.09% | +7,831+95.1% | Added |
| Rothschild Investment Corp | 16,025 | $1.40M | 0.11% | −120−0.7% | Reduced |
| Marco Investment Management LLC | 15,917 | $1.39M | 0.14% | −26,642−62.6% | Reduced |
| LaFleur & Godfrey LLC | 15,839 | $1.39M | 0.18% | −520−3.2% | Reduced |
| Albert D Mason Inc | 15,692 | $1.37M | 0.82% | +2,494+18.9% | Added |
| Checchi Capital Advisers, LLC | 15,634 | $1.37M | 0.15% | −79−0.5% | Reduced |
| Wambolt & Associates, LLC | 15,577 | $1.36M | 0.49% | +1,690+12.2% | Added |
| Greenleaf Trust | 15,355 | $1.34M | 0.02% | −5,832−27.5% | Reduced |
| Deutsche Bank AG | 15,253 | $1.33M | 0.00% | −1,126−6.9% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 15,090 | $1.32M | 0.00% | −849−5.3% | Reduced |
| Old Port Advisors | 14,786 | $1.30M | 0.44% | +541+3.8% | Added |
| Americana Partners, LLC | 14,886 | $1.30M | 0.24% | +11,763+376.7% | Added |
| SevenBridge Financial Group, LLC | 14,817 | $1.30M | 0.39% | −278−1.8% | Reduced |
| Aberdeen Wealth Management LLC | 14,713 | $1.29M | 0.84% | −94−0.6% | Reduced |
| Davy Global Fund Management Ltd | 14,647 | $1.28M | 0.20% | +1,337+10.0% | Added |
| Massachusetts Financial Services Co | 14,573 | $1.27M | 0.00% | +14,573 | New |
| Physicians Financial Services, Inc. | 14,533 | $1.27M | 0.47% | −525−3.5% | Reduced |
| AIMZ Investment Advisors, LLC | 14,446 | $1.26M | 0.49% | +200+1.4% | Added |
| Patten Group, Inc. | 14,409 | $1.26M | 0.33% | +48+0.3% | Added |