Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cambridge Advisors Inc. | 14,375 | $1.26M | 0.28% | −400−2.7% | Reduced |
| Hamel Associates, Inc. | 14,289 | $1.25M | 0.45% | −26,650−65.1% | Reduced |
| Ativo Capital Management LLC | 14,238 | $1.25M | 0.55% | −300−2.1% | Reduced |
| Park Avenue Securities LLC | 14,154 | $1.24M | 0.02% | −1,544−9.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 14,104 | $1.23M | 0.05% | −458−3.1% | Reduced |
| Annex Advisory Services, LLC | 13,838 | $1.21M | 0.08% | −2,755−16.6% | Reduced |
| Umb Bank N A | 13,807 | $1.21M | 0.02% | +13,807 | New |
| Baker Ellis Asset Management LLC | 13,769 | $1.20M | 0.21% | −260−1.9% | Reduced |
| Johnson Investment Counsel Inc | 13,765 | $1.20M | 0.01% | +12+0.1% | Added |
| Connectus Wealth, LLC | 13,631 | $1.20M | 0.05% | +13,631 | New |
| Comerica Securities,inc. | 13,589 | $1.19M | 0.08% | +868+6.8% | Added |
| Cary Street Partners Asset Management LLC | 13,428 | $1.18M | 0.25% | −2,628−16.4% | Reduced |
| Credential Qtrade Securities Inc. | 13,391 | $1.17M | 0.08% | +1,762+15.2% | Added |
| Aevitas Wealth Management, Inc. | 13,389 | $1.17M | 0.70% | −4,820−26.5% | Reduced |
| TD Asset Management Inc | 13,385 | $1.17M | 0.00% | −66−0.5% | Reduced |
| Transcend Wealth Collective, LLC | 13,298 | $1.16M | 0.10% | +1,426+12.0% | Added |
| Berkshire Bank | 13,279 | $1.16M | 0.26% | −3,853−22.5% | Reduced |
| GQG Partners LLC | 13,214 | $1.16M | 0.00% | −2,752−17.2% | Reduced |
| West Oak Capital, LLC | 13,200 | $1.16M | 0.42% | −1,440−9.8% | Reduced |
| 1832 Asset Management L.P. | 12,979 | $1.15M | 0.00% | +313+2.5% | Added |
| Kensington Investment Counsel, LLC | 13,164 | $1.15M | 0.67% | +13,164 | New |
| Frontier Wealth Management LLC | 13,069 | $1.14M | 0.08% | −5,713−30.4% | Reduced |
| Bryn Mawr Trust Co | 13,074 | $1.14M | 0.04% | −71−0.5% | Reduced |
| Buckingham Strategic Wealth, LLC | 13,030 | $1.14M | 0.02% | +83+0.6% | Added |
| Venture Visionary Partners LLC | 13,021 | $1.14M | 0.07% | −655−4.8% | Reduced |
| Wade G W & Inc | 12,981 | $1.14M | 0.05% | +2,035+18.6% | Added |
| FORA Capital, LLC | 12,831 | $1.12M | 0.44% | −24,248−65.4% | Reduced |
| Boit C F David | 12,800 | $1.12M | 0.71% | 00.0% | Unchanged |
| XML Financial, LLC | 12,746 | $1.11M | 0.13% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 12,745 | $1.11M | 0.17% | +1,555+13.9% | Added |
| MUFG Americas Holdings Corp | 12,710 | $1.11M | 0.02% | −1,236−8.9% | Reduced |
| Beacon Pointe Advisors, LLC | 12,710 | $1.11M | 0.03% | −653−4.9% | Reduced |
| Arnhold LLC | 12,636 | $1.10M | 0.13% | −3,000−19.2% | Reduced |
| Richard P Slaughter Associates Inc | 12,598 | $1.10M | 0.39% | −297−2.3% | Reduced |
| Fred Alger Management, LLC | 12,501 | $1.09M | 0.00% | +66+0.5% | Added |
| Boston Private Wealth LLC | 12,444 | $1.09M | 0.02% | −1,274−9.3% | Reduced |
| Wedbush Securities Inc | 12,375 | $1.08M | 0.05% | −1,886−13.2% | Reduced |
| Trust Co of Oklahoma | 12,356 | $1.08M | 0.37% | −293−2.3% | Reduced |
| Stephens Inc | 12,232 | $1.07M | 0.02% | −16,443−57.3% | Reduced |
| Becker Capital Management Inc | 12,193 | $1.07M | 0.04% | −285−2.3% | Reduced |
| Brookstone Capital Management | 11,943 | $1.07M | 0.02% | +1,527+14.7% | Added |
| Prospera Financial Services Inc | 12,067 | $1.06M | 0.05% | −5,206−30.1% | Reduced |
| Greenup Street Wealth Management LLC | 12,077 | $1.06M | 0.64% | +12,077 | New |
| Mutual Advisors, LLC | 12,020 | $1.05M | 0.06% | +507+4.4% | Added |
| Parallel Advisors, LLC | 11,997 | $1.05M | 0.04% | −1,900−13.7% | Reduced |
| SG Americas Securities, LLC | 11,977 | $1.05M | 0.01% | −3,302−21.6% | Reduced |
| LCNB Corp | 11,955 | $1.05M | 0.48% | +31+0.3% | Added |
| Mount Yale Investment Advisors, LLC | 11,932 | $1.04M | 0.11% | −6,488−35.2% | Reduced |
| Simmons Bank | 11,923 | $1.04M | 0.07% | −91−0.8% | Reduced |
| Stratos Wealth Partners, LTD. | 11,929 | $1.04M | 0.02% | +181+1.5% | Added |
| Proequities, Inc. | 11,926 | $1.04M | 0.06% | +1,458+13.9% | Added |
| Carnegie Capital Asset Management, LLC | 11,916 | $1.04M | 0.03% | +800+7.2% | Added |
| Pathstone Family Office, LLC | 11,917 | $1.04M | 0.03% | −206−1.7% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 11,873 | $1.04M | 0.01% | −2,153−15.4% | Reduced |
| JustInvest LLC | 11,861 | $1.04M | 0.06% | +2,050+20.9% | Added |
| Abbrea Capital, LLC | 11,831 | $1.03M | 0.14% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 11,788 | $1.03M | 0.15% | +2,719+30.0% | Added |
| Cutter & CO Brokerage, Inc. | 11,694 | $1.02M | 0.28% | +2,090+21.8% | Added |
| Silvercrest Asset Management Group LLC | 11,676 | $1.02M | 0.01% | +38+0.3% | Added |
| Benjamin Edwards Inc | 11,633 | $1.02M | 0.33% | +11,126+2,194.5% | Added |
| Greenwich Wealth Management LLC | 11,571 | $1.01M | 0.08% | +185+1.6% | Added |
| Gladstone Institutional Advisory LLC | 11,474 | $1.00M | 0.08% | −3,093−21.2% | Reduced |
| Financial Architects, Inc | 11,463 | $1.00M | 0.14% | −673−5.5% | Reduced |
| JNBA Financial Advisors | 11,437 | $1.00M | 0.12% | −100−0.9% | Reduced |
| Arvest Trust Co N A | 11,376 | $995.0K | 0.05% | +11,376 | New |
| Tiaa, FSB | 11,213 | $981.0K | 0.00% | −508−4.3% | Reduced |
| Assetmark, Inc | 11,133 | $974.0K | 0.00% | +5,436+95.4% | Added |
| Covenant Partners, LLC | 11,106 | $971.0K | 0.36% | −3,709−25.0% | Reduced |
| Eagle Asset Management Inc | 11,065 | $967.0K | 0.00% | −3,006−21.4% | Reduced |
| Semmax Financial Advisors Inc. | 10,847 | $949.0K | 0.35% | −2,974−21.5% | Reduced |
| Sit Investment Associates Inc | 10,800 | $945.0K | 0.02% | −6,700−38.3% | Reduced |
| Knowledge Leaders Capital, LLC | 10,788 | $944.0K | 0.69% | −1,540−12.5% | Reduced |
| Financial Advocates Investment Management | 10,786 | $944.0K | 0.07% | +6+0.1% | Added |
| Burns J W & Co Inc | 10,757 | $941.0K | 0.14% | −135−1.2% | Reduced |
| Spire Wealth Management | 10,754 | $941.0K | 0.02% | +5,186+93.1% | Added |
| Ar Asset Management Inc | 10,750 | $940.0K | 0.24% | 00.0% | Unchanged |
| BTC Capital Management, Inc. | 10,683 | $938.0K | 0.09% | +568+5.6% | Added |
| Ariel Investments, LLC | 10,631 | $930.0K | 0.01% | −7,905−42.6% | Reduced |
| Cypress Asset Management Inc | 10,613 | $928.0K | 0.22% | −206−1.9% | Reduced |
| Thornburg Investment Management Inc | 10,595 | $927.0K | 0.01% | +1,225+13.1% | Added |
| Astrantus Ltd | 10,561 | $924.0K | 0.69% | +10,561 | New |
| Mayflower Financial Advisors, LLC | 10,518 | $920.0K | 0.12% | +240+2.3% | Added |
| Federation des caisses Desjardins du Quebec | 10,517 | $919.9K | 0.01% | −178−1.7% | Reduced |
| GFS Advisors, LLC | 10,475 | $916.0K | 0.15% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 10,465 | $915.0K | 0.55% | 00.0% | Unchanged |
| Holderness Investments Co | 10,395 | $909.0K | 0.27% | +403+4.0% | Added |
| Verdence Capital Advisors LLC | 10,362 | $906.0K | 0.11% | +436+4.4% | Added |
| Diversified Trust Co | 10,344 | $905.0K | 0.03% | +907+9.6% | Added |
| Apollon Wealth Management, LLC | 10,329 | $904.0K | 0.07% | +6,013+139.3% | Added |
| Highland Capital Management, LLC | 10,297 | $901.0K | 0.05% | +350+3.5% | Added |
| Ritholtz Wealth Management | 10,284 | $900.0K | 0.06% | +3,662+55.3% | Added |
| FRG Family Wealth Advisors LLC | 10,275 | $899.0K | 0.17% | +565+5.8% | Added |
| Voya Financial Advisors, Inc. | 10,245 | $896.0K | 0.10% | +203+2.0% | Added |
| Associated Banc-Corp | 10,218 | $894.0K | 0.03% | −125−1.2% | Reduced |
| Tower Research Capital LLC (TRC) | 10,215 | $894.0K | 0.02% | +10,015+5,007.5% | Added |
| Elmwood Wealth Management, Inc. | 10,137 | $887.0K | 0.42% | +10,137 | New |
| Avantax Advisory Services, Inc. | 10,114 | $885.0K | 0.01% | +1,124+12.5% | Added |
| Bluestein R H & Co | 10,100 | $883.0K | 0.03% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,998 | $875.0K | 0.51% | +300+3.1% | Added |
| FNY Investment Advisers, LLC | 10,000 | $874.0K | 0.47% | −22,400−69.1% | Reduced |