Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Delta Financial Advisors LLC | 9,936 | $869.0K | 0.35% | 00.0% | Unchanged |
| Neville Rodie & Shaw Inc | 9,932 | $869.0K | 0.06% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 9,925 | $868.0K | 0.04% | −4,257−30.0% | Reduced |
| Patton Albertson Miller Group, LLC | 9,840 | $861.0K | 0.14% | −2,625−21.1% | Reduced |
| Altium Wealth Management LLC | 9,755 | $853.0K | 0.05% | −3,127−24.3% | Reduced |
| Graypoint LLC | 9,751 | $853.0K | 0.09% | −369−3.6% | Reduced |
| Drexel Morgan & Co. | 9,720 | $850.0K | 0.25% | 00.0% | Unchanged |
| Fortem Financial Group, LLC | 9,701 | $849.0K | 0.39% | −2,546−20.8% | Reduced |
| King Luther Capital Management Corp | 9,666 | $845.0K | 0.00% | −2,255−18.9% | Reduced |
| Princeton Global Asset Management LLC | 9,605 | $840.0K | 0.24% | −285−2.9% | Reduced |
| Avidian Wealth Solutions, LLC | 9,530 | $834.0K | 0.05% | +4,456+87.8% | Added |
| Douglass Winthrop Advisors, LLC | 9,516 | $832.0K | 0.02% | −4,792−33.5% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,502 | $831.0K | 0.03% | +17+0.2% | Added |
| Mystic Asset Management, Inc. | 9,504 | $831.0K | 0.39% | +9,504 | New |
| Klingenstein Fields & Co LP | 9,479 | $829.0K | 0.03% | −291−3.0% | Reduced |
| Guggenheim Capital LLC | 9,458 | $828.0K | 0.00% | +1,648+21.1% | Added |
| Dorsey & Whitney Trust CO LLC | 9,428 | $824.0K | 0.07% | +352+3.9% | Added |
| Beaton Management Co. Inc. | 9,347 | $818.0K | 0.49% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 8,600 | $812.0K | 0.02% | +333+4.0% | Added |
| Beacon Investment Advisory Services, Inc. | 9,060 | $792.0K | 0.03% | −55−0.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 8,900 | $779.0K | 0.01% | −17,500−66.3% | Reduced |
| Roundview Capital LLC | 8,839 | $773.0K | 0.08% | −897−9.2% | Reduced |
| CX Institutional | 8,827 | $772.0K | 0.06% | −1,375−13.5% | Reduced |
| Cadence Bank NA | 8,751 | $766.0K | 0.21% | −5,982−40.6% | Reduced |
| Summit Financial, LLC | 8,740 | $764.5K | 0.06% | +2,357+36.9% | Added |
| MBB Public Markets I LLC | 8,719 | $763.0K | 0.02% | +8,719 | New |
| CAPROCK Group, Inc. | 8,692 | $760.0K | 0.06% | +2,592+42.5% | Added |
| Lee Danner & Bass Inc | 8,664 | $758.0K | 0.06% | −50−0.6% | Reduced |
| Mather Group, LLC. | 8,667 | $758.0K | 0.01% | +3,048+54.2% | Added |
| TownSquare Capital, LLC | 8,649 | $757.0K | 0.02% | −1,732−16.7% | Reduced |
| Ballentine Partners, LLC | 8,644 | $756.0K | 0.02% | +20+0.2% | Added |
| Anchor Investment Management, LLC | 8,584 | $750.8K | 0.09% | +334+4.0% | Added |
| D.B. Root & Company, LLC | 8,566 | $749.0K | 0.27% | −103−1.2% | Reduced |
| KCM Investment Advisors LLC | 8,566 | $749.0K | 0.03% | +1,277+17.5% | Added |
| EP Wealth Advisors, LLC | 8,484 | $742.0K | 0.02% | +406+5.0% | Added |
| Level Four Advisory Services, LLC | 8,462 | $740.0K | 0.06% | −2,523−23.0% | Reduced |
| Prudential Financial Inc | 8,800 | $736.0K | 0.00% | −196−2.2% | Reduced |
| Moody National Bank Trust Division | 8,402 | $735.0K | 0.02% | −25,781−75.4% | Reduced |
| Dillon & Associates Inc | 8,449 | $735.0K | 0.13% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 8,402 | $735.0K | 0.14% | +1,263+17.7% | Added |
| Central Trust Co | 8,389 | $734.0K | 0.02% | −94−1.1% | Reduced |
| First Foundation Advisors | 8,388 | $734.0K | 0.03% | +318+3.9% | Added |
| Rosenbaum Jay D. | 8,380 | $733.0K | 1.08% | −357−4.1% | Reduced |
| OmniStar Financial Group, Inc. | 8,369 | $732.0K | 0.75% | +22+0.3% | Added |
| Northcape Wealth Management, LLC | 8,372 | $732.0K | 0.25% | +8,372 | New |
| Lantz Financial LLC | 8,306 | $727.0K | 0.33% | −184−2.2% | Reduced |
| Essex Financial Services, Inc. | 8,304 | $726.0K | 0.07% | +481+6.1% | Added |
| Archford Capital Strategies, LLC | 8,279 | $724.0K | 0.17% | +310+3.9% | Added |
| Means Investment Co., Inc. | 8,263 | $723.0K | 0.13% | −14−0.2% | Reduced |
| Mill Capital Management, LLC | 8,246 | $721.0K | 0.07% | +8,246 | New |
| Kestra Private Wealth Services, LLC | 8,178 | $715.0K | 0.03% | −987−10.8% | Reduced |
| Wealthsource Partners, LLC | 8,169 | $715.0K | 0.06% | +262+3.3% | Added |
| Chilton Capital Management LLC | 8,161 | $714.0K | 0.04% | −410−4.8% | Reduced |
| Covington Capital Management | 8,071 | $706.0K | 0.02% | −142−1.7% | Reduced |
| Marotta Asset Management | 8,065 | $705.4K | 0.16% | +170+2.2% | Added |
| Armor Investment Advisors, LLC | 8,022 | $702.0K | 0.40% | +2,653+49.4% | Added |
| 1620 Investment Advisors, Inc. | 7,932 | $694.0K | 0.78% | +7,932 | New |
| Ascent Wealth Partners, LLC | 7,931 | $693.0K | 0.12% | +184+2.4% | Added |
| Radnor Capital Management, LLC | 7,895 | $691.0K | 0.17% | −1,630−17.1% | Reduced |
| Veriti Management LLC | 7,881 | $689.0K | 0.09% | −102−1.3% | Reduced |
| Valeo Financial Advisors, LLC | 7,882 | $689.0K | 0.04% | +166+2.2% | Added |
| Pinnacle Wealth Planning Services, Inc. | 7,850 | $687.0K | 0.14% | −1,282−14.0% | Reduced |
| Farmers National Bank | 7,747 | $677.6K | 0.22% | −1,300−14.4% | Reduced |
| Kingsview Wealth Management, LLC | 7,739 | $677.0K | 0.03% | −331−4.1% | Reduced |
| Sequoia Financial Advisors, LLC | 7,724 | $676.0K | 0.02% | +4,894+172.9% | Added |
| Sigma Planning Corp | 7,650 | $669.0K | 0.02% | −4,132−35.1% | Reduced |
| Oarsman Capital, Inc. | 7,532 | $659.0K | 0.26% | −795−9.5% | Reduced |
| Mission Wealth Management, LP | 7,520 | $658.0K | 0.03% | +128+1.7% | Added |
| Walter & Keenan Financial Consulting Co | 7,474 | $654.0K | 0.21% | 00.0% | Unchanged |
| Hall Capital Management Co Inc | 7,436 | $650.0K | 0.37% | −2,485−25.0% | Reduced |
| Valmark Advisers, Inc. | 7,427 | $650.0K | 0.01% | −489−6.2% | Reduced |
| South Dakota Investment Council | 7,422 | $649.0K | 0.01% | +7,422 | New |
| Biltmore Family Office, LLC | 7,369 | $645.0K | 0.12% | 00.0% | Unchanged |
| Ellevest, Inc. | 7,320 | $640.0K | 0.06% | −240−3.2% | Reduced |
| Woodstock Corp | 7,280 | $637.0K | 0.07% | −125−1.7% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 7,272 | $636.0K | 0.15% | −15,694−68.3% | Reduced |
| Colony Group LLC | 7,234 | $633.0K | 0.01% | +20.0% | Added |
| Gradient Investments LLC | 7,163 | $627.0K | 0.02% | −30−0.4% | Reduced |
| Community Bank, N.A. | 7,158 | $626.0K | 0.07% | −200−2.7% | Reduced |
| Balentine LLC | 7,134 | $624.0K | 0.02% | +1,659+30.3% | Added |
| Evergreen Capital Management LLC | 7,117 | $623.0K | 0.02% | +1,184+20.0% | Added |
| Quadrant Capital Group LLC | 7,110 | $622.0K | 0.07% | −1,122−13.6% | Reduced |
| Williams Jones Wealth Management, LLC. | 7,027 | $615.0K | 0.01% | +280+4.1% | Added |
| BNP Paribas Arbitrage, SA | 6,985 | $611.0K | 0.00% | +1,811+35.0% | Added |
| Cetera Advisors LLC | 6,931 | $606.0K | 0.01% | −1,378−16.6% | Reduced |
| ExodusPoint Capital Management, LP | 6,880 | $602.0K | 0.01% | +6,880 | New |
| First Affirmative Financial Network | 6,874 | $601.0K | 0.55% | +484+7.6% | Added |
| Cape Cod Five Cents Savings Bank | 6,850 | $599.0K | 0.06% | −806−10.5% | Reduced |
| Latitude Advisors, LLC | 6,849 | $599.0K | 0.17% | −484−6.6% | Reduced |
| Abundance Wealth Counselors | 6,747 | $590.0K | 0.15% | −419−5.8% | Reduced |
| Boenning & Scattergood, Inc. | 6,746 | $590.0K | 0.09% | +500+8.0% | Added |
| Total Clarity Wealth Management, Inc. | 6,737 | $589.0K | 0.27% | −1,073−13.7% | Reduced |
| Foresight Wealth Management, LLC | 6,707 | $587.0K | 0.22% | +376+5.9% | Added |
| NTV Asset Management LLC | 6,703 | $586.0K | 0.10% | −938−12.3% | Reduced |
| Thomasville National Bank | 6,694 | $586.0K | 0.06% | −474−6.6% | Reduced |
| TrinityPoint Wealth, LLC | 6,674 | $584.0K | 0.10% | −66−1.0% | Reduced |
| First National Bank of Omaha | 6,659 | $582.0K | 0.03% | −1,254−15.8% | Reduced |
| Cordatus Wealth Management LLC | 6,628 | $580.0K | 0.17% | −5,797−46.7% | Reduced |
| Stratos Wealth Advisors, LLC | 6,635 | $580.0K | 0.04% | +349+5.6% | Added |
| Banco de Sabadell, S.A | 6,686 | $579.0K | 0.32% | +641+10.6% | Added |