Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hutner Capital Management Inc | 6,544 | $572.0K | 0.33% | −546−7.7% | Reduced |
| MAI Capital Management | 6,505 | $569.0K | 0.01% | −7,788−54.5% | Reduced |
| Bard Financial Services, Inc. | 6,500 | $569.0K | 0.05% | 00.0% | Unchanged |
| Montag A & Associates Inc | 6,507 | $569.0K | 0.03% | +143+2.2% | Added |
| Penbrook Management LLC | 6,460 | $565.0K | 0.34% | 00.0% | Unchanged |
| Legacy Financial Advisors, Inc. | 6,421 | $562.0K | 0.13% | +2,988+87.0% | Added |
| Canandaigua National Corp | 6,324 | $553.0K | 0.08% | +354+5.9% | Added |
| E&G Advisors, LP | 6,298 | $551.0K | 0.14% | 00.0% | Unchanged |
| Cable Hill Partners, LLC | 6,276 | $549.0K | 0.11% | +825+15.1% | Added |
| Mraz, Amerine & Associates, Inc. | 6,245 | $546.0K | 0.14% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 6,247 | $546.0K | 0.08% | +1,684+36.9% | Added |
| Gibraltar Capital Management, Inc. | 6,198 | $542.0K | 0.25% | −560−8.3% | Reduced |
| J.W. Cole Advisors, Inc. | 6,118 | $535.0K | 0.03% | +27+0.4% | Added |
| Rossmore Private Capital | 6,095 | $533.0K | 0.08% | +260+4.5% | Added |
| Davidson Trust Co | 6,069 | $530.0K | 0.36% | −284−4.5% | Reduced |
| Argyle Capital Management Inc. | 6,050 | $529.0K | 0.17% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 6,052 | $529.0K | 0.06% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 6,042 | $528.0K | 0.22% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 6,014 | $526.0K | 0.15% | +172+2.9% | Added |
| Intellectus Partners, LLC | 6,002 | $525.0K | 0.13% | −70−1.2% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $525.0K | 0.02% | 00.0% | Unchanged |
| American Portfolios Advisors | 5,990 | $524.0K | 0.02% | −109−1.8% | Reduced |
| Norway Savings Bank | 5,978 | $523.0K | 0.23% | −2,565−30.0% | Reduced |
| BDO Wealth Advisors, LLC | 5,967 | $522.0K | 0.06% | −601−9.2% | Reduced |
| Hartford Investment Management Co | 5,965 | $522.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 5,972 | $522.0K | 0.30% | +5,972 | New |
| Credit Suisse AG | 5,961 | $521.0K | 0.00% | −7,124−54.4% | Reduced |
| Norris Perne & French LLP | 5,954 | $521.0K | 0.04% | −6,694−52.9% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 5,960 | $521.0K | 0.18% | 00.0% | Unchanged |
| Lincoln National Corp | 5,944 | $520.0K | 0.01% | −17−0.3% | Reduced |
| Fieldpoint Private Securities, LLC | 5,895 | $516.0K | 0.10% | +360+6.5% | Added |
| TD Waterhouse Canada Inc. | 5,842 | $514.4K | 0.01% | +5,842 | New |
| CFO4Life Group, LLC | 5,828 | $510.0K | 0.11% | −354−5.7% | Reduced |
| Plancorp, LLC | 5,830 | $510.0K | 0.03% | 00.0% | Unchanged |
| Fort Sheridan Advisors LLC | 5,827 | $510.0K | 0.15% | 00.0% | Unchanged |
| Lido Advisors, LLC | 5,813 | $508.0K | 0.01% | −1,009−14.8% | Reduced |
| Hilltop Holdings Inc. | 5,801 | $508.0K | 0.05% | −555−8.7% | Reduced |
| Hollow Brook Wealth Management LLC | 5,788 | $506.0K | 0.26% | +5,788 | New |
| Capital Investment Advisors, LLC | 5,771 | $505.0K | 0.02% | −325−5.3% | Reduced |
| Moloney Securities Asset Management, LLC | 5,752 | $503.0K | 0.09% | −1,319−18.7% | Reduced |
| BSW Wealth Partners | 5,737 | $502.0K | 0.13% | −1,624−22.1% | Reduced |
| Altshuler Shaham Ltd | 6,109 | $500.0K | 0.01% | 00.0% | Unchanged |
| O'Brien Greene & Co. Inc | 5,704 | $499.0K | 0.16% | +130+2.3% | Added |
| Clarius Group, LLC | 5,700 | $499.0K | 0.04% | +205+3.7% | Added |
| Clear Perspective Advisors, LLC | 5,693 | $498.0K | 0.15% | −109−1.9% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 5,685 | $497.0K | 0.36% | −2,229−28.2% | Reduced |
| Keystone Financial Services | 5,676 | $497.0K | 0.26% | +5,676 | New |
| Brandywine Oak Private Wealth LLC | 5,596 | $489.0K | 0.05% | −1,663−22.9% | Reduced |
| Security Asset Management | 5,594 | $489.0K | 0.19% | −220−3.8% | Reduced |
| Hoylecohen, LLC | 5,573 | $487.0K | 0.04% | +651+13.2% | Added |
| First City Capital Management, Inc. | 5,637 | $486.0K | 0.27% | −1,175−17.2% | Reduced |
| Caldwell Trust Co | 5,553 | $485.7K | 0.06% | −508−8.4% | Reduced |
| Moody Lynn & Lieberson, LLC | 5,550 | $485.0K | 0.03% | 00.0% | Unchanged |
| St Germain D J Co Inc | 5,514 | $482.0K | 0.03% | 00.0% | Unchanged |
| Cannell Peter B & Co Inc | 5,496 | $481.0K | 0.01% | −1,000−15.4% | Reduced |
| Smithfield Trust Co | 5,485 | $481.0K | 0.03% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 5,489 | $480.0K | 0.09% | +5,489 | New |
| DGS Capital Management, LLC | 5,487 | $480.0K | 0.30% | +5,487 | New |
| Bellecapital International Ltd. | 5,474 | $479.0K | 0.14% | −87−1.6% | Reduced |
| Benchmark Investment Advisors LLC | 5,430 | $475.0K | 0.39% | +5,430 | New |
| Mark Sheptoff Financial Planning, LLC | 5,416 | $474.0K | 0.23% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 5,414 | $473.0K | 0.02% | −667−11.0% | Reduced |
| Ropes Wealth Advisors LLC | 5,404 | $473.0K | 0.08% | −315−5.5% | Reduced |
| Concord Wealth Partners | 5,412 | $473.0K | 0.12% | +3,920+262.7% | Added |
| Busey Wealth Management | 5,369 | $470.0K | 0.02% | −254−4.5% | Reduced |
| Regatta Capital Group, LLC | 5,352 | $468.0K | 0.16% | +5,352 | New |
| V Wealth Advisors LLC | 5,309 | $465.0K | 0.07% | −1,253−19.1% | Reduced |
| Jacobs & Co | 5,325 | $465.0K | 0.05% | 00.0% | Unchanged |
| Tdam USA Inc. | 5,315 | $465.0K | 0.03% | +53+1.0% | Added |
| Dixon Hubard Feinour & Brown Inc | 5,312 | $465.0K | 0.04% | +5,312 | New |
| Juncture Wealth Strategies, LLC | 5,300 | $464.0K | 0.22% | 00.0% | Unchanged |
| Beck Mack & Oliver LLC | 5,200 | $455.0K | 0.01% | 00.0% | Unchanged |
| Independent Advisor Alliance | 5,194 | $454.0K | 0.02% | −742−12.5% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,144 | $450.0K | 0.15% | 00.0% | Unchanged |
| Valley Brook Capital Group | 5,151 | $450.0K | 0.39% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 5,154 | $450.0K | 0.04% | +14+0.3% | Added |
| Cypress Capital Group | 5,142 | $450.0K | 0.06% | +66+1.3% | Added |
| Northwest Capital Management Inc | 5,150 | $444.0K | 0.21% | −42−0.8% | Reduced |
| NorthRock Partners, LLC | 5,081 | $444.0K | 0.03% | −5−0.1% | Reduced |
| Jacobi Capital Management LLC | 5,070 | $443.0K | 0.05% | +166+3.4% | Added |
| Wealthspire Advisors, LLC | 5,048 | $442.0K | 0.01% | −3,602−41.6% | Reduced |
| Brighton Jones LLC | 5,037 | $441.0K | 0.02% | −212−4.0% | Reduced |
| Alhambra Investment Partners LLC | 5,034 | $440.0K | 0.31% | 00.0% | Unchanged |
| Change Path, LLC | 5,026 | $440.0K | 0.02% | +5,026 | New |
| North Star Asset Management Inc | 5,001 | $437.0K | 0.02% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 4,998 | $437.0K | 0.02% | +27+0.5% | Added |
| High Pointe Capital Management LLC | 5,000 | $437.0K | 0.29% | +520+11.6% | Added |
| Allen Investment Management LLC | 5,000 | $437.0K | 0.01% | +5,000 | New |
| Pinnacle Wealth Management Advisory Group, LLC | 4,947 | $433.0K | 0.07% | +1,638+49.5% | Added |
| Quantum Private Wealth, LLC | 4,939 | $432.0K | 0.16% | +4,939 | New |
| jvl associates llc | 4,895 | $428.0K | 0.27% | 00.0% | Unchanged |
| Intrust Bank NA | 4,877 | $427.0K | 0.05% | −474−8.9% | Reduced |
| Institute for Wealth Management, LLC. | 4,882 | $427.0K | 0.07% | −97−1.9% | Reduced |
| RiverGlades Family Offices LLC | 4,875 | $426.0K | 0.31% | 00.0% | Unchanged |
| Spinnaker Trust | 4,861 | $426.0K | 0.03% | 00.0% | Unchanged |
| Ashfield Capital Partners, LLC | 4,874 | $426.0K | 0.03% | +25+0.5% | Added |
| American Trust Investment Advisors, LLC | 4,860 | $425.0K | 0.21% | +488+11.2% | Added |
| Icon Wealth Partners, LLC | 4,838 | $423.0K | 0.04% | −235−4.6% | Reduced |
| Cohen Investment Advisors LLC | 4,827 | $422.0K | 0.30% | +64+1.3% | Added |
| Ameritas Advisory Services, LLC | 4,818 | $421.0K | 0.02% | +4,818 | New |