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Livermore
Livermore
ZHEN

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2024

Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,314
+22 vs. Q2 2024
Shares held
132.2M
−3.48M (−2.6%) vs. Q2 2024
Total value
$15.2B
+$760.1M (+5.3%) vs. Q2 2024
New holders
101
414 more added
Sold out
79
480 more reduced

17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2024: 1,314 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ3 2024: $15.2B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2024

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.

Institutions holding NVS in Q3 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Financial Freedom, LLC3$3660.00%00.0%Unchanged
Rakuten Securities, Inc.5$5750.00%−85−94.4%Reduced
Creekmur Asset Management LLC7$8050.00%−109−94.0%Reduced
Proffitt & Goodson Inc7$8060.00%+7New
Gold Investment Management Ltd.10$1.15K0.00%00.0%Unchanged
Tortoise Investment Management, LLC10$1.15K0.00%+10New
Granite FO LLC14$1.61K0.00%+14New
Pacific Capital Wealth Advisors, Inc16$1.84K0.00%00.0%Unchanged
Marquette Asset Management, LLC17$1.96K0.00%00.0%Unchanged
Hartford Financial Management Inc.19$2.19K0.00%00.0%Unchanged
Copley Financial Group, Inc.20$2.30K0.00%+20New
Stone House Investment Management, LLC21$2.38K0.00%00.0%Unchanged
HighMark Wealth Management LLC21$2.42K0.00%−15−41.7%Reduced
Tucker Asset Management LLC21$2.42K0.00%00.0%Unchanged
REAP Financial Group, LLC21$2.42K0.00%+21New
Abound Wealth Management23$2.65K0.00%+4+21.1%Added
ClariVest Asset Management LLC26$2.77K0.00%00.0%Unchanged
Newbridge Financial Services Group, Inc.26$2.99K0.00%+26New
Farmers & Merchants Trust Co of Chambersburg PA22$3.00K0.00%00.0%Unchanged
Iron Horse Wealth Management, LLC29$3.33K0.00%00.0%Unchanged
Sound Income Strategies, LLC30$3.45K0.00%−147−83.1%Reduced
Carolina Wealth Advisors, LLC30$3.45K0.00%+30New
Thompson Investment Management, Inc.31$3.57K0.00%00.0%Unchanged
ORG Wealth Partners, LLC33$3.79K0.00%+33New
POM Investment Strategies, LLC36$4.14K0.00%00.0%Unchanged
Hallmark Capital Management Inc36$4.14K0.00%+36New
Plante Moran Financial Advisors, LLC37$4.26K0.00%+25+208.3%Added
Horizon Investments, LLC38$4.37K0.00%−6−13.6%Reduced
Princeton Global Asset Management LLC38$4.37K0.00%00.0%Unchanged
Studio Investment Management LLC40$4.60K0.00%00.0%Unchanged
Criterion Capital Advisors, LLC45$4.79K0.00%00.0%Unchanged
Maryland Capital Advisors Inc.43$4.95K0.00%−1−2.3%Reduced
Flaharty Asset Management, LLC43$4.95K0.00%+43New
Signature Resources Capital Management, LLC45$5.18K0.00%00.0%Unchanged
Redmont Wealth Advisors LLC48$5.52K0.01%00.0%Unchanged
Caitlin John, LLC54$5.62K0.00%00.0%Unchanged
JDM Financial Group LLC50$5.75K0.00%+50New
WR Wealth Planners, LLC51$5.87K0.00%−16−23.9%Reduced
Raleigh Capital Management Inc.52$5.94K0.00%00.0%Unchanged
Friedenthal Financial52$5.98K0.00%00.0%Unchanged
TSFG, LLC50$6.00K0.00%00.0%Unchanged
Knights of Columbus Asset Advisors LLC55$6.33K0.00%+55New
Jackson, Grant Investment Advisers, Inc.56$6.44K0.00%00.0%Unchanged
Financial Network Wealth Advisors LLC57$6.56K0.01%+11+23.9%Added
Creative Capital Management Investments LLC59$6.79K0.00%00.0%Unchanged
Clear Point Advisors Inc.64$7.36K0.01%00.0%Unchanged
Mendota Financial Group, LLC65$7.46K0.00%+39+150.0%Added
Richard W. Paul & Associates, LLC65$7.48K0.00%00.0%Unchanged
Robinswood Financial LLC66$7.59K0.00%+66New
Mascoma Wealth Management LLC67$7.71K0.00%00.0%Unchanged
Hemington Wealth Management79$8.00K0.00%+79New
Slocum, Gordon & Co LLP73$8.40K0.00%00.0%Unchanged
Johnson Financial Group, Inc.73$8.40K0.00%+73New
Indiana Trust & Investment Management CO75$8.63K0.00%00.0%Unchanged
Strategic Investment Solutions, Inc.80$9.20K0.00%00.0%Unchanged
Reuter James Wealth Management, LLC82$9.43K0.00%+82New
Versant Capital Management, Inc89$10.2K0.00%+74+493.3%Added
Paladin Wealth, LLC90$10.4K0.01%+90New
Hobbs Group Advisors, LLC90$10.4K0.00%00.0%Unchanged
Albion Financial Group91$10.5K0.00%00.0%Unchanged
First Community Trust NA98$11.3K0.01%00.0%Unchanged
Main Street Group, LTD98$11.3K0.00%+36+58.1%Added
First Command Advisory Services, Inc.100$11.5K0.00%00.0%Unchanged
SJS Investment Consulting Inc.100$11.5K0.00%00.0%Unchanged
Armstrong Advisory Group, Inc100$11.5K0.00%00.0%Unchanged
West Paces Advisors Inc.100$11.5K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)102$11.7K0.00%−314−75.5%Reduced
True Wealth Design, LLC102$11.7K0.00%+19+22.9%Added
Horrell Capital Management, Inc.100$12.0K0.00%00.0%Unchanged
Stephens Consulting, LLC109$12.5K0.00%−23−17.4%Reduced
Cornerstone Planning Group LLC115$12.7K0.00%+16+16.2%Added
MCF Advisors LLC115$13.2K0.00%00.0%Unchanged
PSI Advisors, LLC121$13.9K0.00%00.0%Unchanged
Centerpoint Advisors, LLC125$14.0K0.00%00.0%Unchanged
FSA Wealth Management LLC123$14.1K0.01%+123New
Pacific Center for Financial Services123$14.1K0.00%00.0%Unchanged
Quent Capital, LLC126$14.5K0.00%00.0%Unchanged
MV Capital Management, Inc.128$14.7K0.00%+68+113.3%Added
Reston Wealth Management LLC128$14.7K0.01%+128New
Glass Jacobson Investment Advisors llc134$15.4K0.01%00.0%Unchanged
City Holding Co135$15.5K0.00%00.0%Unchanged
Highline Wealth Partners LLC139$16.0K0.01%+26+23.0%Added
Arrow Financial Corp142$16.3K0.00%00.0%Unchanged
Jaffetilchin Investment Partners, LLC145$16.7K0.00%+145New
Ninety One UK Ltd147$16.9K0.00%00.0%Unchanged
Coston, McIsaac & Partners150$17.0K0.00%00.0%Unchanged
Park Place Capital Corp152$17.5K0.01%−642−80.9%Reduced
Annapolis Financial Services, LLC161$18.5K0.01%00.0%Unchanged
Darwin Advisors, LLC169$19.4K0.01%+169New
Archer Investment Corp171$19.7K0.01%+85+98.8%Added
Bell Investment Advisors, Inc172$19.8K0.00%00.0%Unchanged
Quintet Private Bank (Europe) S.A.181$20.8K0.00%+24+15.3%Added
Eagle Bay Advisors LLC184$21.2K0.01%00.0%Unchanged
Tradewinds Capital Management, LLC190$21.9K0.01%+40+26.7%Added
Country Trust Bank194$22.3K0.00%00.0%Unchanged
Carolinas Wealth Consulting LLC198$22.8K0.00%−25−11.2%Reduced
Close Asset Management Ltd200$23.0K0.00%00.0%Unchanged
First United Bank Trust200$23.0K0.01%−30−13.0%Reduced
Trust Co200$23.0K0.00%00.0%Unchanged
West Branch Capital LLC200$23.0K0.01%00.0%Unchanged