Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bartlett & Co. LLC | 153,046 | $15.6M | 0.28% | −2,722−1.7% | Reduced |
| Exencial Wealth Advisors, LLC | 149,978 | $15.3M | 0.74% | −5,874−3.8% | Reduced |
| Oak Associates, Ltd | 148,039 | $15.1M | 1.25% | +2,305+1.6% | Added |
| First Fiduciary Investment Counsel, Inc. | 145,731 | $14.8M | 3.48% | −5,140−3.4% | Reduced |
| Segall Bryant & Hamill, LLC | 142,929 | $14.6M | 0.17% | −7,277−4.8% | Reduced |
| Captrust Financial Advisors | 140,372 | $14.3M | 0.05% | +10,829+8.4% | Added |
| Richard C. Young & CO., LTD. | 140,123 | $14.3M | 2.03% | −2,636−1.8% | Reduced |
| National Bank of Canada | 139,864 | $14.1M | 0.03% | +4,605+3.4% | Added |
| Edgemoor Investment Advisors, Inc. | 137,039 | $14.0M | 1.65% | −1,853−1.3% | Reduced |
| Wilkins Investment Counsel Inc | 130,950 | $13.3M | 3.61% | −1,800−1.4% | Reduced |
| QRG Capital Management, Inc. | 129,541 | $13.2M | 0.23% | +129,541 | New |
| First Republic Investment Management, Inc. | 128,413 | $13.1M | 0.04% | −13,345−9.4% | Reduced |
| Boothbay Fund Management, LLC | 127,580 | $13.0M | 0.46% | +78,017+157.4% | Added |
| Rockefeller Capital Management L.P. | 126,531 | $12.9M | 0.05% | −70,296−35.7% | Reduced |
| Reynders McVeigh Capital Management, LLC | 126,524 | $12.9M | 0.89% | −2,012−1.6% | Reduced |
| D. E. Shaw & Co., Inc. | 124,923 | $12.7M | 0.02% | −142,019−53.2% | Reduced |
| Somerville Kurt F | 124,357 | $12.7M | 2.55% | −4,593−3.6% | Reduced |
| Federated Hermes, Inc. | 123,751 | $12.6M | 0.03% | −2,935−2.3% | Reduced |
| ProVise Management Group, LLC | 120,193 | $12.2M | 1.14% | +3,651+3.1% | Added |
| Qube Research & Technologies Ltd | 117,795 | $12.0M | 0.04% | −87,989−42.8% | Reduced |
| Brandes Investment Partners, LP | 116,047 | $11.8M | 0.23% | −69,179−37.3% | Reduced |
| Tocqueville Asset Management L.P. | 115,251 | $11.7M | 0.22% | +640+0.6% | Added |
| Price T Rowe Associates Inc | 113,414 | $11.6M | 0.00% | +6,738+6.3% | Added |
| Ethic Inc. | 112,980 | $11.5M | 0.40% | +13,489+13.6% | Added |
| CIBC World Markets Inc. | 116,280 | $11.2M | 0.04% | −14,270−10.9% | Reduced |
| Euro Pacific Asset Management, LLC | 109,423 | $11.2M | 2.62% | −17,184−13.6% | Reduced |
| United Capital Financial Advisers, LLC | 108,978 | $11.1M | 0.07% | −4,577−4.0% | Reduced |
| Ingalls & Snyder LLC | 108,961 | $11.1M | 0.54% | +1,423+1.3% | Added |
| Mercer Global Advisors Inc | 108,215 | $11.0M | 0.04% | +6,046+5.9% | Added |
| Bahl & Gaynor Inc | 104,089 | $10.6M | 0.07% | −2,219−2.1% | Reduced |
| CORDA Investment Management, LLC. | 103,846 | $10.6M | 0.96% | −14,781−12.5% | Reduced |
| Foster Victor Wealth Advisors, LLC | 107,504 | $10.4M | 1.22% | −1,553−1.4% | Reduced |
| Clifford Swan Investment Counsel LLC | 97,064 | $9.89M | 0.41% | −724−0.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 96,968 | $9.88M | 0.44% | +778+0.8% | Added |
| Fort Washington Investment Advisors Inc | 96,098 | $9.79M | 0.07% | −1,084−1.1% | Reduced |
| Tweedy, Browne Co LLC | 94,916 | $9.67M | 0.52% | −1,140−1.2% | Reduced |
| Manufacturers Life Insurance Company, The | 94,082 | $9.58M | 0.01% | −262−0.3% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $9.54M | 1.06% | 00.0% | Unchanged |
| Foresight Global Investors, Inc. | 97,500 | $9.40M | 5.23% | +97,500 | New |
| Tower Bridge Advisors | 92,078 | $9.38M | 0.87% | −1,131−1.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 91,297 | $9.30M | 0.03% | +91,297 | New |
| Gabelli Funds LLC | 89,500 | $9.12M | 0.07% | 00.0% | Unchanged |
| MML Investors Services, LLC | 89,362 | $9.10M | 0.05% | +2,718+3.1% | Added |
| CWM, LLC | 87,648 | $8.93M | 0.05% | −4,589−5.0% | Reduced |
| Zevin Asset Management LLC | 85,684 | $8.73M | 1.75% | +2,341+2.8% | Added |
| Blair William & Co | 84,691 | $8.63M | 0.03% | −2,292−2.6% | Reduced |
| Matthew Goff Investment Advisor, LLC | 83,522 | $8.51M | 2.05% | −151−0.2% | Reduced |
| New York State Common Retirement Fund | 83,483 | $8.50M | 0.01% | +24,200+40.8% | Added |
| Mengis Capital Management, Inc. | 81,643 | $8.32M | 1.73% | −50−0.1% | Reduced |
| Live Oak Private Wealth LLC | 81,251 | $8.28M | 1.76% | +130+0.2% | Added |
| Investment House LLC | 80,929 | $8.24M | 0.65% | −1,586−1.9% | Reduced |
| Gluskin Sheff & Assoc Inc | 80,148 | $8.16M | 0.63% | −500−0.6% | Reduced |
| Cohen Capital Management, Inc. | 80,148 | $8.16M | 1.67% | 00.0% | Unchanged |
| Moreno Evelyn V | 78,516 | $8.00M | 1.74% | +3,757+5.0% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 76,914 | $7.83M | 2.43% | −1,599−2.0% | Reduced |
| Puzo Michael J | 75,860 | $7.73M | 2.62% | −4,125−5.2% | Reduced |
| Cetera Advisor Networks LLC | 75,396 | $7.68M | 0.05% | +6,591+9.6% | Added |
| TCW Group Inc | 73,508 | $7.49M | 0.09% | −2,735−3.6% | Reduced |
| Baird Financial Group, Inc. | 73,408 | $7.48M | 0.02% | −3,426−4.5% | Reduced |
| Osterweis Capital Management Inc | – | $7.35M | 0.54% | – | – |
| Welch & Forbes LLC | 70,687 | $7.20M | 0.12% | −2,620−3.6% | Reduced |
| Altrius Capital Management Inc | 70,028 | $7.13M | 2.12% | −506−0.7% | Reduced |
| Trustmark National Bank Trust Department | 69,286 | $7.06M | 0.70% | +40+0.1% | Added |
| Banco Santander, S.A. | 71,849 | $6.93M | 0.10% | −2,470−3.3% | Reduced |
| Ritholtz Wealth Management | 67,682 | $6.89M | 0.31% | −916−1.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 67,088 | $6.83M | 0.07% | +58,603+690.7% | Added |
| Jarislowsky, Fraser Ltd | 67,039 | $6.83M | 0.04% | −5,324−7.4% | Reduced |
| Camden National Bank | 67,036 | $6.83M | 1.40% | −491−0.7% | Reduced |
| Country Club Bank | 65,688 | $6.72M | 0.55% | −764−1.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 65,288 | $6.65M | 0.01% | +1,777+2.8% | Added |
| Rathbone Brothers plc | 64,802 | $6.60M | 0.05% | +4,198+6.9% | Added |
| Syon Capital LLC | 64,482 | $6.57M | 0.82% | +64,482 | New |
| Fayez Sarofim & Co | 64,340 | $6.55M | 0.02% | −53,160−45.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 63,580 | $6.48M | 0.03% | −20,147−24.1% | Reduced |
| Dearborn Partners LLC | 63,249 | $6.44M | 0.25% | −59−0.1% | Reduced |
| Brown Brothers Harriman & Co | 61,292 | $6.24M | 0.06% | −1,346−2.1% | Reduced |
| Pinnacle Associates Ltd | 61,220 | $6.24M | 0.12% | −1,285−2.1% | Reduced |
| Fifth Third Bancorp | 61,006 | $6.21M | 0.03% | −305−0.5% | Reduced |
| Sphera Funds Management Ltd. | 60,000 | $6.11M | 1.47% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 57,349 | $5.84M | 0.27% | +37,594+190.3% | Added |
| Old Mission Capital LLC | 55,972 | $5.70M | 0.19% | −24,714−30.6% | Reduced |
| Cresset Asset Management, LLC | 55,762 | $5.68M | 0.04% | +2,687+5.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 58,505 | $5.65M | 0.01% | 00.0% | Unchanged |
| Garland Capital Management Inc | 54,710 | $5.57M | 3.93% | −75−0.1% | Reduced |
| Narwhal Capital Management | 54,076 | $5.51M | 0.67% | −819−1.5% | Reduced |
| NorthCrest Asset Manangement, LLC | 53,868 | $5.49M | 0.22% | −368−0.7% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 53,749 | $5.47M | 2.74% | +450+0.8% | Added |
| Fiduciary Trust Co | 53,028 | $5.40M | 0.10% | −545−1.0% | Reduced |
| Trust Co of Vermont | 52,934 | $5.39M | 0.36% | −6,172−10.4% | Reduced |
| Baldwin Brothers Inc | 52,489 | $5.35M | 0.46% | +333+0.6% | Added |
| Alliancebernstein L.P. | 52,427 | $5.34M | 0.00% | +20,220+62.8% | Added |
| Prentiss Smith & Co Inc | 52,032 | $5.30M | 3.91% | −460−0.9% | Reduced |
| Timber Creek Capital Management LLC | 51,715 | $5.27M | 1.90% | −13,657−20.9% | Reduced |
| Mar Vista Investment Partners LLC | 51,675 | $5.26M | 0.25% | 00.0% | Unchanged |
| First Manhattan Co | 51,480 | $5.24M | 0.02% | −753−1.4% | Reduced |
| JustInvest LLC | 51,418 | $5.24M | 0.16% | +3,348+7.0% | Added |
| Nichols & Pratt Advisers LLP | 51,264 | $5.22M | 0.40% | −9,965−16.3% | Reduced |
| Marsico Capital Management LLC | 51,111 | $5.21M | 0.22% | +51,111 | New |
| Pittenger & Anderson Inc | 51,070 | $5.20M | 0.26% | +250+0.5% | Added |
| Wetherby Asset Management Inc | 50,820 | $5.18M | 0.29% | +1,850+3.8% | Added |