Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 50,239 | $5.12M | 0.00% | −761−1.5% | Reduced |
| Whittier Trust Co | 47,930 | $4.88M | 0.09% | +381+0.8% | Added |
| Walleye Trading LLC | 47,422 | $4.83M | 0.11% | +47,422 | New |
| Farmers & Merchants Investments Inc | 47,409 | $4.83M | 0.19% | −2,076−4.2% | Reduced |
| Cornerstone Wealth Group, LLC | 47,292 | $4.82M | 0.85% | −3,088−6.1% | Reduced |
| Beck Bode, LLC | 46,736 | $4.76M | 1.22% | +4,425+10.5% | Added |
| Smithbridge Asset Management Inc | 45,889 | $4.67M | 1.16% | +2,002+4.6% | Added |
| Atria Investments LLC | 45,525 | $4.64M | 0.08% | +2,060+4.7% | Added |
| Auto-Owners Insurance Co | 45,143 | $4.60M | 0.15% | 00.0% | Unchanged |
| Bleakley Financial Group, LLC | 44,965 | $4.58M | 0.16% | +307+0.7% | Added |
| Sawtooth Solutions, LLC | 44,965 | $4.58M | 0.15% | +342+0.8% | Added |
| Y.D. More Investments Ltd | 43,800 | $4.46M | 0.91% | −60.0% | Reduced |
| Guardian Capital Advisors LP | 44,409 | $4.41M | 0.49% | +180+0.4% | Added |
| Scotia Capital Inc. | 44,766 | $4.32M | 0.03% | +3,924+9.6% | Added |
| Glassy Mountain Advisors, Inc. | 42,540 | $4.32M | 2.06% | −792−1.8% | Reduced |
| Notis-McConarty Edward | 42,051 | $4.28M | 1.74% | −940−2.2% | Reduced |
| Pekin Hardy Strauss, Inc. | 41,844 | $4.26M | 0.67% | −850−2.0% | Reduced |
| Carret Asset Management, LLC | 41,791 | $4.26M | 0.59% | −300−0.7% | Reduced |
| Cardinal Capital Management | 41,695 | $4.25M | 0.86% | +816+2.0% | Added |
| Buckingham Strategic Wealth, LLC | 41,037 | $4.18M | 0.06% | −98−0.2% | Reduced |
| Hayek Kallen Investment Management | 40,921 | $4.17M | 1.87% | −86−0.2% | Reduced |
| Delaney Dennis R | 40,808 | $4.16M | 2.68% | −2,955−6.8% | Reduced |
| Jones Financial Companies LLLP | 40,800 | $4.16M | 0.01% | −4,825−10.6% | Reduced |
| Woodmont Investment Counsel LLC | 40,322 | $4.11M | 0.43% | −2,292−5.4% | Reduced |
| Glenmede Trust Co NA | 38,953 | $3.97M | 0.02% | +780+2.0% | Added |
| Private Advisor Group, LLC | 38,945 | $3.97M | 0.04% | +754+2.0% | Added |
| Beach Investment Counsel Inc | 38,625 | $3.93M | 0.49% | +345+0.9% | Added |
| Keybank National Association | 38,002 | $3.87M | 0.02% | +256+0.7% | Added |
| Yousif Capital Management, LLC | 37,648 | $3.83M | 0.05% | −700−1.8% | Reduced |
| Patten & Patten Inc | 37,460 | $3.82M | 0.34% | +560+1.5% | Added |
| Advisors Capital Management, LLC | 37,276 | $3.80M | 0.10% | +1,734+4.9% | Added |
| Bradley Foster & Sargent Inc | 37,429 | $3.78M | 0.08% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 36,240 | $3.69M | 0.10% | −4,266−10.5% | Reduced |
| Squarepoint Ops LLC | 35,957 | $3.66M | 0.02% | −8,107−18.4% | Reduced |
| Millennium Management LLC | 35,748 | $3.64M | 0.00% | −23,406−39.6% | Reduced |
| Arrowstreet Capital, Limited Partnership | 35,624 | $3.63M | 0.00% | +35,624 | New |
| Summit Global Investments | 35,599 | $3.63M | 0.24% | +3,960+12.5% | Added |
| Foundations Investment Advisors, LLC | 35,523 | $3.62M | 0.11% | +21,667+156.4% | Added |
| Providence Capital Advisors, LLC | 35,407 | $3.61M | 0.94% | +193+0.5% | Added |
| Steward Partners Investment Advisory, LLC | 35,185 | $3.58M | 0.06% | +1,221+3.6% | Added |
| Perennial Advisors, LLC | 35,079 | $3.57M | 0.96% | +471+1.4% | Added |
| State Board of Administration of Florida Retirement System | 35,008 | $3.57M | 0.01% | +35,008 | New |
| Argent Trust Co | 34,769 | $3.54M | 0.19% | −152−0.4% | Reduced |
| Signaturefd, LLC | 34,467 | $3.51M | 0.09% | +3,443+11.1% | Added |
| SG Americas Securities, LLC | 34,323 | $3.50M | 0.05% | +14,797+75.8% | Added |
| Rhumbline Advisers | 34,183 | $3.48M | 0.00% | +4,897+16.7% | Added |
| Synergy Financial Management, LLC | 34,182 | $3.48M | 0.69% | +8,238+31.8% | Added |
| WCG Wealth Advisors LLC | 33,823 | $3.48M | 0.26% | +3,807+12.7% | Added |
| Logan Capital Management Inc | 33,879 | $3.45M | 0.18% | −4,423−11.5% | Reduced |
| Fairfield, Bush & Co. | 33,336 | $3.40M | 2.22% | −7,500−18.4% | Reduced |
| WealthTrust Axiom LLC | 33,190 | $3.38M | 1.22% | 00.0% | Unchanged |
| Davenport & Co LLC | 33,128 | $3.37M | 0.03% | −4,080−11.0% | Reduced |
| Naviter Wealth, LLC | 33,103 | $3.37M | 0.81% | +2,469+8.1% | Added |
| Chesley Taft & Associates LLC | 32,962 | $3.36M | 0.22% | +125+0.4% | Added |
| Beacon Pointe Advisors, LLC | 32,325 | $3.29M | 0.04% | +21,231+191.4% | Added |
| We Are One Seven, LLC | 31,912 | $3.25M | 0.25% | −1,005−3.1% | Reduced |
| Advisor Partners II, LLC | 31,895 | $3.25M | 0.13% | +5,552+21.1% | Added |
| Brinker Capital Investments, LLC | 31,869 | $3.25M | 0.04% | −59−0.2% | Reduced |
| Orion Portfolio Solutions, LLC | 31,869 | $3.25M | 0.04% | −59−0.2% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 31,697 | $3.23M | 0.02% | +31,697 | New |
| Cubist Systematic Strategies, LLC | 31,357 | $3.19M | 0.04% | −61,100−66.1% | Reduced |
| Haverford Trust Co | 31,230 | $3.18M | 0.04% | −89−0.3% | Reduced |
| Capital World Investors | 30,941 | $3.17M | 0.00% | +909+3.0% | Added |
| Oppenheimer & Co Inc | 30,459 | $3.10M | 0.06% | +45+0.1% | Added |
| Park Avenue Securities LLC | 30,083 | $3.06M | 0.05% | +1,442+5.0% | Added |
| Boston Partners | 29,940 | $3.05M | 0.00% | +2,250+8.1% | Added |
| AMG National Trust Bank | 29,922 | $3.05M | 0.11% | −301−1.0% | Reduced |
| Kestra Advisory Services, LLC | 29,654 | $3.02M | 0.03% | −32,828−52.5% | Reduced |
| Moors & Cabot, Inc. | 29,292 | $2.98M | 0.20% | +250+0.9% | Added |
| Fort Pitt Capital Group, LLC | 29,276 | $2.98M | 0.11% | +1,291+4.6% | Added |
| Arlington Partners LLC | 29,026 | $2.96M | 1.21% | +29,026 | New |
| Arlington Trust Co LLC | 29,026 | $2.96M | 1.21% | +29,026 | New |
| Broderick Brian C | 29,015 | $2.96M | 0.81% | +1,425+5.2% | Added |
| apricus wealth, LLC | 30,259 | $2.94M | 2.57% | +763+2.6% | Added |
| Naples Global Advisors, LLC | 28,649 | $2.92M | 0.35% | −375−1.3% | Reduced |
| Everett Harris & Co | 28,519 | $2.90M | 0.05% | −1,400−4.7% | Reduced |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,240 | $2.88M | 2.43% | +100+0.4% | Added |
| Kidder Stephen W | 27,865 | $2.84M | 0.98% | −220−0.8% | Reduced |
| Hall Laurie J Trustee | 27,772 | $2.83M | 1.20% | +65+0.2% | Added |
| Peapack Gladstone Financial Corp | 27,579 | $2.81M | 0.05% | −611−2.2% | Reduced |
| Catalyst Capital Advisors LLC | 27,518 | $2.80M | 0.08% | −7,571−21.6% | Reduced |
| Voya Investment Management LLC | 27,435 | $2.79M | 0.00% | 00.0% | Unchanged |
| Arvest Trust Co N A | 27,324 | $2.78M | 0.18% | −250−0.9% | Reduced |
| First Hawaiian Bank | 27,135 | $2.76M | 0.09% | +54+0.2% | Added |
| Benjamin Edwards Inc | 27,108 | $2.76M | 0.65% | +3,334+14.0% | Added |
| National Asset Management, Inc. | 27,074 | $2.76M | 0.07% | −950−3.4% | Reduced |
| Northeast Investment Management | 27,027 | $2.75M | 0.16% | −1,547−5.4% | Reduced |
| Integrated Wealth Concepts LLC | 26,899 | $2.74M | 0.05% | −327−1.2% | Reduced |
| NBT Bank N A | 26,635 | $2.71M | 0.26% | +6,518+32.4% | Added |
| Crossmark Global Holdings, Inc. | 27,424 | $2.70M | 0.06% | −3,861−12.3% | Reduced |
| Pathstone Family Office, LLC | 26,255 | $2.67M | 0.02% | +7,594+40.7% | Added |
| Telos Capital Management, Inc. | 26,119 | $2.66M | 0.37% | −455−1.7% | Reduced |
| Hantz Financial Services, Inc. | 26,082 | $2.66M | 0.07% | −4,482−14.7% | Reduced |
| Cubic Asset Management, LLC | 25,793 | $2.63M | 0.72% | −3,155−10.9% | Reduced |
| TownSquare Capital, LLC | 25,655 | $2.61M | 0.05% | −2,570−9.1% | Reduced |
| Cohen Lawrence B | 25,344 | $2.58M | 1.74% | +330+1.3% | Added |
| Balentine LLC | 25,040 | $2.55M | 0.09% | +5,814+30.2% | Added |
| Whittier Trust Co of Nevada Inc | 24,920 | $2.54M | 0.09% | −136−0.5% | Reduced |
| Connolly Sarah T. | 24,811 | $2.53M | 1.67% | −330−1.3% | Reduced |
| Tealwood Asset Management Inc | 24,696 | $2.52M | 1.29% | −160−0.6% | Reduced |