Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Transform Wealth, LLC | 24,301 | $2.48M | 0.26% | +24,301 | New |
| Forum Financial Management, LP | 23,874 | $2.43M | 0.05% | −1,341−5.3% | Reduced |
| Mirador Capital Partners LP | 23,702 | $2.41M | 0.55% | +234+1.0% | Added |
| Mount Yale Investment Advisors, LLC | 23,539 | $2.40M | 0.26% | +4,527+23.8% | Added |
| MAI Capital Management | 23,411 | $2.38M | 0.04% | −266−1.1% | Reduced |
| EagleClaw Capital Managment, LLC | 23,324 | $2.38M | 0.54% | +750+3.3% | Added |
| Fca Corp | 23,276 | $2.37M | 0.88% | +750+3.3% | Added |
| Huntington National Bank | 23,202 | $2.36M | 0.02% | +299+1.3% | Added |
| Geneos Wealth Management Inc. | 23,013 | $2.34M | 0.12% | +1,058+4.8% | Added |
| Beacon Financial Group | 23,228 | $2.33M | 0.33% | −4,865−17.3% | Reduced |
| Clearstead Advisors, LLC | 22,896 | $2.33M | 0.14% | +22+0.1% | Added |
| Cetera Investment Advisers | 22,879 | $2.33M | 0.02% | +1,094+5.0% | Added |
| Cullen/Frost Bankers, Inc. | 22,857 | $2.33M | 0.04% | +386+1.7% | Added |
| Dempze Nancy E | 22,644 | $2.31M | 2.07% | −310−1.4% | Reduced |
| Prudential Financial Inc | 22,635 | $2.31M | 0.00% | +4,172+22.6% | Added |
| Page Arthur B | 22,624 | $2.30M | 2.39% | −2,023−8.2% | Reduced |
| Daymark Wealth Partners, LLC | 22,420 | $2.28M | 0.16% | +68+0.3% | Added |
| Commerce Bank | 22,332 | $2.27M | 0.02% | +307+1.4% | Added |
| Stock Yards Bank & Trust Co | 22,306 | $2.27M | 0.09% | −282−1.2% | Reduced |
| Cascade Investment Advisors, Inc. | 22,280 | $2.27M | 1.80% | −192−0.9% | Reduced |
| Arjuna Capital | 22,063 | $2.25M | 0.81% | +22,063 | New |
| Atria Wealth Solutions, Inc. | 22,039 | $2.24M | 0.03% | −3,323−13.1% | Reduced |
| Palisade Asset Management, LLC | 21,932 | $2.23M | 0.27% | −150−0.7% | Reduced |
| AE Wealth Management LLC | 21,666 | $2.21M | 0.01% | −5,629−20.6% | Reduced |
| Kahn Brothers Group Inc | 21,578 | $2.20M | 0.34% | 00.0% | Unchanged |
| Bokf, NA | 23,410 | $2.19M | 0.05% | −1,742−6.9% | Reduced |
| Atlantic Union Bankshares Corp | 21,497 | $2.19M | 0.22% | −1,214−5.3% | Reduced |
| Victory Capital Management Inc | 21,390 | $2.18M | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 21,320 | $2.16M | 0.79% | +1,899+9.8% | Added |
| Mitchell & Pahl Private Wealth, LLC | 21,231 | $2.16M | 1.28% | +1,269+6.4% | Added |
| Sequoia Financial Advisors, LLC | 20,865 | $2.13M | 0.04% | +1,082+5.5% | Added |
| Lowell Blake & Associates Inc. | 20,785 | $2.12M | 0.60% | −620−2.9% | Reduced |
| Advisors Asset Management, Inc. | 20,444 | $2.08M | 0.04% | −138−0.7% | Reduced |
| Wade G W & Inc | 20,432 | $2.08M | 0.08% | −2,340−10.3% | Reduced |
| Ipswich Investment Management Co., Inc. | 20,227 | $2.06M | 0.56% | +620+3.2% | Added |
| Diamond Hill Capital Management Inc | 20,129 | $2.05M | 0.01% | +1,600+8.6% | Added |
| Azzad Asset Management Inc | 19,869 | $2.02M | 0.29% | −14,453−42.1% | Reduced |
| Abbot Financial Management, Inc. | 19,479 | $1.98M | 1.33% | −922−4.5% | Reduced |
| Synovus Financial Corp | 19,371 | $1.97M | 0.02% | +46+0.2% | Added |
| Old Port Advisors | 19,337 | $1.97M | 0.71% | +19,337 | New |
| Nixon Peabody Trust Co | 19,332 | $1.97M | 1.65% | −545−2.7% | Reduced |
| Trust Co of Toledo NA | 19,271 | $1.96M | 0.39% | −651−3.3% | Reduced |
| Pacer Advisors, Inc. | 19,042 | $1.94M | 0.01% | −1,114−5.5% | Reduced |
| Private Asset Management Inc | 18,825 | $1.92M | 0.45% | −3,599−16.0% | Reduced |
| Fred Alger Management, LLC | 18,758 | $1.91M | 0.01% | −287−1.5% | Reduced |
| Jamison Private Wealth Management, Inc. | 18,634 | $1.90M | 0.39% | +18,634 | New |
| Veriti Management LLC | 18,586 | $1.89M | 0.22% | +1,941+11.7% | Added |
| Advisors Management Group Inc | 18,493 | $1.88M | 0.57% | −931−4.8% | Reduced |
| Dynamic Advisor Solutions LLC | 18,444 | $1.88M | 0.09% | +780+4.4% | Added |
| Park National Corp | 18,409 | $1.88M | 0.08% | −442−2.3% | Reduced |
| Checchi Capital Advisers, LLC | 18,398 | $1.87M | 0.17% | +413+2.3% | Added |
| Valley National Advisers Inc | 18,149 | $1.85M | 0.32% | −1,118−5.8% | Reduced |
| Headinvest, LLC | 18,103 | $1.84M | 0.40% | 00.0% | Unchanged |
| Parsons Capital Management Inc | 18,024 | $1.84M | 0.15% | −45−0.2% | Reduced |
| Independent Investors Inc | 17,900 | $1.82M | 0.46% | 00.0% | Unchanged |
| Compass Wealth Management LLC | 17,850 | $1.82M | 0.57% | −350−1.9% | Reduced |
| Eaton Financial Holdings Company, LLC | 17,710 | $1.80M | 0.48% | +17,710 | New |
| Greenleaf Trust | 17,664 | $1.80M | 0.02% | +1,455+9.0% | Added |
| McKinley Capital Management LLC /Delaware | 17,528 | $1.79M | 0.25% | +1,312+8.1% | Added |
| Triasima Portfolio Management inc. | 17,335 | $1.77M | 0.16% | +17,335 | New |
| Perigon Wealth Management, LLC | 17,329 | $1.77M | 0.07% | −54−0.3% | Reduced |
| Benedict Financial Advisors Inc | 17,300 | $1.76M | 0.51% | −226−1.3% | Reduced |
| Johnson Investment Counsel Inc | 17,283 | $1.76M | 0.02% | +1,030+6.3% | Added |
| Sepio Capital, LP | 17,180 | $1.75M | 0.15% | +939+5.8% | Added |
| Guyasuta Investment Advisors Inc | 16,801 | $1.71M | 0.13% | −116,388−87.4% | Reduced |
| Roberts Glore & Co Inc | 16,676 | $1.70M | 0.56% | −250−1.5% | Reduced |
| Kestra Private Wealth Services, LLC | 16,431 | $1.67M | 0.05% | +2,398+17.1% | Added |
| Lester Murray Antman dba SimplyRich | 16,077 | $1.64M | 0.79% | 00.0% | Unchanged |
| Lowe Brockenbrough & Co Inc | 15,945 | $1.62M | 0.13% | −464−2.8% | Reduced |
| Richard P Slaughter Associates Inc | 15,938 | $1.62M | 0.43% | +112+0.7% | Added |
| CAPROCK Group, Inc. | 15,921 | $1.62M | 0.12% | +1,034+6.9% | Added |
| Ascent Wealth Partners, LLC | 15,814 | $1.61M | 0.30% | +1,080+7.3% | Added |
| Patten Group, Inc. | 15,811 | $1.61M | 0.48% | +19+0.1% | Added |
| Grimes & Company, Inc. | 15,785 | $1.61M | 0.06% | −1,426−8.3% | Reduced |
| Beverly Hills Private Wealth, LLC | 15,742 | $1.60M | 0.48% | −16,680−51.4% | Reduced |
| FDx Advisors, Inc. | 15,718 | $1.60M | 0.13% | −13,946−47.0% | Reduced |
| Procyon Private Wealth Partners, LLC | 15,681 | $1.60M | 0.16% | +9,308+146.1% | Added |
| Rothschild Investment Corp | 15,605 | $1.59M | 0.13% | +347+2.3% | Added |
| Boston Private Wealth LLC | 15,589 | $1.59M | 0.03% | −42−0.3% | Reduced |
| CNB Bank | 15,509 | $1.58M | 0.93% | −511−3.2% | Reduced |
| Vise Technologies, Inc. | 15,503 | $1.58M | 0.39% | −599−3.7% | Reduced |
| Coastline Trust Co | 15,481 | $1.58M | 0.23% | 00.0% | Unchanged |
| SevenBridge Financial Group, LLC | 15,449 | $1.57M | 0.41% | −88−0.6% | Reduced |
| Northstar Asset Management LLC | 15,325 | $1.56M | 0.45% | 00.0% | Unchanged |
| Twin Tree Management, LP | 15,196 | $1.55M | 0.05% | −407,452−96.4% | Reduced |
| FineMark National Bank & Trust | 15,149 | $1.54M | 0.07% | −710−4.5% | Reduced |
| Sandy Spring Bank | 15,014 | $1.53M | 0.09% | −293−1.9% | Reduced |
| FORA Capital, LLC | 14,793 | $1.51M | 0.13% | −16,506−52.7% | Reduced |
| Quadrant Capital Group LLC | 14,746 | $1.50M | 0.15% | +634+4.5% | Added |
| Altman Advisors, Inc. | 14,717 | $1.50M | 0.94% | +14,717 | New |
| Bessemer Group Inc | 14,708 | $1.50M | 0.00% | −1,675−10.2% | Reduced |
| Ellevest, Inc. | 14,628 | $1.49M | 0.11% | +1,886+14.8% | Added |
| Choate Investment Advisors | 14,594 | $1.49M | 0.06% | +2,217+17.9% | Added |
| Penobscot Investment Management Company, Inc. | 14,568 | $1.48M | 0.20% | +10,943+301.9% | Added |
| Aberdeen Wealth Management LLC | 14,540 | $1.48M | 1.12% | −100−0.7% | Reduced |
| Vestmark Advisory Solutions, Inc. | 14,500 | $1.48M | 0.11% | −31,950−68.8% | Reduced |
| Henry James International Management, Inc. | 14,426 | $1.47M | 0.64% | +8,650+149.8% | Added |
| Stonebridge Capital Management Inc | 14,375 | $1.46M | 0.80% | −3,100−17.7% | Reduced |
| Guggenheim Capital LLC | 14,274 | $1.45M | 0.01% | −340−2.3% | Reduced |
| Archford Capital Strategies, LLC | 14,160 | $1.44M | 0.29% | −334−2.3% | Reduced |