Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Trust N.A. | 14,156 | $1.44M | 0.04% | −69−0.5% | Reduced |
| Physicians Financial Services, Inc. | 14,083 | $1.43M | 0.59% | 00.0% | Unchanged |
| Dorsey & Whitney Trust CO LLC | 14,065 | $1.43M | 0.12% | +264+1.9% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 14,058 | $1.43M | 0.00% | −1,901−11.9% | Reduced |
| Acadian Asset Management LLC | 13,930 | $1.42M | 0.01% | +1,130+8.8% | Added |
| Snowden Capital Advisors LLC | 13,919 | $1.42M | 0.06% | −1,372−9.0% | Reduced |
| Comerica Securities,inc. | 13,899 | $1.42M | 0.12% | −632−4.3% | Reduced |
| Old National Bancorp | 13,741 | $1.40M | 0.04% | −532−3.7% | Reduced |
| AIMZ Investment Advisors, LLC | 13,728 | $1.40M | 0.62% | 00.0% | Unchanged |
| World Equity Group, Inc. | 13,558 | $1.38M | 0.29% | −20−0.1% | Reduced |
| Prospera Financial Services Inc | 13,539 | $1.38M | 0.05% | +458+3.5% | Added |
| Cetera Advisors LLC | 13,529 | $1.38M | 0.02% | +411+3.1% | Added |
| Albert D Mason Inc | 13,501 | $1.38M | 0.99% | −1,480−9.9% | Reduced |
| Marietta Investment Partners LLC | 13,472 | $1.37M | 0.38% | +90+0.7% | Added |
| Evergreen Capital Management LLC | 13,464 | $1.37M | 0.06% | +221+1.7% | Added |
| Marco Investment Management LLC | 13,432 | $1.37M | 0.16% | −1,000−6.9% | Reduced |
| Delphi Management Inc | 13,357 | $1.36M | 1.39% | +636+5.0% | Added |
| TD Asset Management Inc | 13,281 | $1.35M | 0.00% | +67+0.5% | Added |
| WSFS Capital Management, LLC | 13,272 | $1.35M | 0.09% | +13,272 | New |
| Stratos Wealth Partners, LTD. | 13,186 | $1.34M | 0.03% | +909+7.4% | Added |
| Boston Family Office LLC | 13,085 | $1.33M | 0.11% | 00.0% | Unchanged |
| Court Place Advisors, LLC | 12,995 | $1.32M | 0.47% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 12,979 | $1.32M | 0.01% | −1,566−10.8% | Reduced |
| Baker Ellis Asset Management LLC | 12,769 | $1.30M | 0.23% | −250−1.9% | Reduced |
| Boit C F David | 12,800 | $1.30M | 0.89% | 00.0% | Unchanged |
| Arnhold LLC | 12,636 | $1.29M | 0.15% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,609 | $1.28M | 0.00% | +9,139+263.4% | Added |
| West Oak Capital, LLC | 12,608 | $1.28M | 0.64% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 12,813 | $1.28M | 0.06% | +9,227+257.3% | Added |
| IAM Advisory, LLC | 12,565 | $1.28M | 0.45% | +12,565 | New |
| Schechter Investment Advisors, LLC | 12,418 | $1.26M | 0.12% | −5,885−32.2% | Reduced |
| Americana Partners, LLC | 12,494 | $1.26M | 0.14% | −423−3.3% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,309 | $1.25M | 0.02% | +51+0.4% | Added |
| Eagle Asset Management Inc | 12,266 | $1.25M | 0.01% | −360−2.9% | Reduced |
| EP Wealth Advisors, LLC | 12,248 | $1.25M | 0.02% | −16,000−56.6% | Reduced |
| Horizon Kinetics Asset Management LLC | 12,200 | $1.24M | 0.02% | 00.0% | Unchanged |
| XML Financial, LLC | 12,131 | $1.24M | 0.15% | +137+1.1% | Added |
| Lido Advisors, LLC | 12,102 | $1.23M | 0.01% | +323+2.7% | Added |
| Level Four Advisory Services, LLC | 12,100 | $1.23M | 0.08% | −826−6.4% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 12,000 | $1.22M | 0.95% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 11,962 | $1.22M | 0.04% | −10−0.1% | Reduced |
| Susquehanna International Group Ltd. | 11,828 | $1.20M | 0.28% | +11,828 | New |
| Qtron Investments LLC | 11,755 | $1.20M | 0.23% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 11,756 | $1.20M | 0.19% | 00.0% | Unchanged |
| Vident Advisory, LLC | 11,739 | $1.20M | 0.04% | +11,739 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 11,683 | $1.19M | 0.08% | 00.0% | Unchanged |
| Umb Bank N A | 11,666 | $1.19M | 0.02% | −560−4.6% | Reduced |
| Carnegie Capital Asset Management, LLC | 11,622 | $1.18M | 0.05% | −325−2.7% | Reduced |
| Trust Co of Oklahoma | 11,580 | $1.18M | 0.47% | +1,253+12.1% | Added |
| BTC Capital Management, Inc. | 11,575 | $1.18M | 0.14% | +462+4.2% | Added |
| LCNB Corp | 11,559 | $1.18M | 0.52% | −385−3.2% | Reduced |
| Highland Capital Management, LLC | 11,532 | $1.17M | 0.08% | +1,450+14.4% | Added |
| McDaniel Terry & Co | 11,511 | $1.17M | 0.12% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 11,512 | $1.17M | 0.11% | −573−4.7% | Reduced |
| Greenwich Wealth Management LLC | 11,476 | $1.17M | 0.12% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 11,414 | $1.16M | 0.05% | −239−2.1% | Reduced |
| South State Corp. | 11,409 | $1.16M | 0.11% | −900−7.3% | Reduced |
| Ativo Capital Management LLC | 11,402 | $1.16M | 1.31% | −92−0.8% | Reduced |
| Pine Valley Investments Ltd Liability Co | 11,356 | $1.16M | 0.11% | +643+6.0% | Added |
| TD Private Client Wealth LLC | 11,303 | $1.15M | 0.05% | +1,858+19.7% | Added |
| Mutual Advisors, LLC | 11,274 | $1.15M | 0.04% | −1,197−9.6% | Reduced |
| Abundance Wealth Counselors | 11,269 | $1.15M | 0.33% | +185+1.7% | Added |
| Venture Visionary Partners LLC | 11,267 | $1.15M | 0.07% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 11,253 | $1.15M | 0.03% | +783+7.5% | Added |
| Kathmere Capital Management, LLC | 11,251 | $1.15M | 0.17% | +986+9.6% | Added |
| Intrust Bank NA | 11,181 | $1.14M | 0.15% | +341+3.1% | Added |
| Brookstone Capital Management | 11,987 | $1.13M | 0.02% | +157+1.3% | Added |
| Strategic Global Advisors, LLC | 11,090 | $1.13M | 0.19% | −756−6.4% | Reduced |
| New Hampshire Trust | 11,055 | $1.13M | 0.31% | −210−1.9% | Reduced |
| Privium Fund Management B.V. | 10,980 | $1.12M | 0.33% | −2,270−17.1% | Reduced |
| Welch Group, LLC | 10,905 | $1.11M | 0.07% | −888−7.5% | Reduced |
| Kennon-Green & Company, LLC | 10,901 | $1.11M | 1.10% | −265−2.4% | Reduced |
| Voya Financial Advisors, Inc. | 10,745 | $1.10M | 0.14% | +397+3.8% | Added |
| Capital Wealth Planning, LLC | 10,794 | $1.10M | 0.01% | +5,301+96.5% | Added |
| Penserra Capital Management LLC | 10,794 | $1.10M | 0.02% | +5,301+96.5% | Added |
| Cambridge Advisors Inc. | 10,775 | $1.10M | 0.29% | 00.0% | Unchanged |
| Phoenix Holdings Ltd. | 10,657 | $1.10M | 0.02% | +5,019+89.0% | Added |
| Ar Asset Management Inc | 10,750 | $1.09M | 0.31% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 10,690 | $1.09M | 0.06% | −53−0.5% | Reduced |
| KCM Investment Advisors LLC | 10,587 | $1.08M | 0.05% | −191−1.8% | Reduced |
| Scott & Selber, Inc. | 10,552 | $1.07M | 0.44% | −9−0.1% | Reduced |
| Mayflower Financial Advisors, LLC | 10,534 | $1.07M | 0.16% | +142+1.4% | Added |
| Silvercrest Asset Management Group LLC | 10,505 | $1.07M | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 10,437 | $1.06M | 0.06% | +5,010+92.3% | Added |
| SAL Trading, LLC | 10,400 | $1.06M | 3.69% | +10,400 | New |
| Foyston, Gordon, & Payne Inc | 10,290 | $1.05M | 0.29% | −102,752−90.9% | Reduced |
| FRG Family Wealth Advisors LLC | 10,275 | $1.05M | 0.24% | 00.0% | Unchanged |
| CX Institutional | 10,255 | $1.04M | 0.06% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 10,169 | $1.04M | 0.05% | −60−0.6% | Reduced |
| Financial Advocates Investment Management | 10,101 | $1.03M | 0.08% | −273−2.6% | Reduced |
| Cable Hill Partners, LLC | 10,088 | $1.03M | 0.14% | +1,947+23.9% | Added |
| NBC Securities, Inc. | 10,076 | $1.03M | 0.11% | +10,076 | New |
| Clarius Group, LLC | 9,997 | $1.02M | 0.10% | −185−1.8% | Reduced |
| Empire Financial Management Company, LLC | 9,985 | $1.02M | 0.44% | −127−1.3% | Reduced |
| Neville Rodie & Shaw Inc | 9,912 | $1.01M | 0.09% | −20−0.2% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,857 | $1.00M | 0.07% | −70−0.7% | Reduced |
| Telemus Capital, LLC | 9,809 | $999.1K | 0.09% | −4,432−31.1% | Reduced |
| Becker Capital Management Inc | 9,756 | $993.7K | 0.04% | 00.0% | Unchanged |
| Drexel Morgan & Co. | 9,720 | $990.1K | 0.27% | 00.0% | Unchanged |
| Simmons Bank | 9,712 | $989.3K | 0.09% | −116−1.2% | Reduced |