Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hamel Associates, Inc. | 9,645 | $982.4K | 0.36% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,515 | $969.2K | 0.56% | −200−2.1% | Reduced |
| Mystic Asset Management, Inc. | 9,484 | $966.0K | 0.54% | 00.0% | Unchanged |
| Nilsine Partners, LLC | 9,477 | $965.3K | 0.15% | +43+0.5% | Added |
| Northcape Wealth Management, LLC | 9,356 | $953.0K | 0.36% | −496−5.0% | Reduced |
| Kensington Investment Counsel, LLC | 9,350 | $952.4K | 0.59% | −957−9.3% | Reduced |
| Holderness Investments Co | 9,280 | $945.3K | 0.37% | −25−0.3% | Reduced |
| Legacy Financial Advisors, Inc. | 9,196 | $936.7K | 0.19% | +1,364+17.4% | Added |
| Parallel Advisors, LLC | 9,106 | $927.6K | 0.03% | +298+3.4% | Added |
| Davy Global Fund Management Ltd | 9,094 | $926.3K | 0.19% | −5,373−37.1% | Reduced |
| Mission Wealth Management, LP | 9,057 | $922.5K | 0.03% | +1,028+12.8% | Added |
| Associated Banc-Corp | 9,042 | $921.0K | 0.04% | −240−2.6% | Reduced |
| JNBA Financial Advisors | 9,042 | $921.0K | 0.11% | −288−3.1% | Reduced |
| Lincoln National Corp | 8,980 | $914.8K | 0.02% | +196+2.2% | Added |
| Simplex Trading, LLC | 8,975 | $914.0K | 0.03% | +8,975 | New |
| Kingsview Wealth Management, LLC | 8,955 | $912.2K | 0.03% | +787+9.6% | Added |
| Beaton Management Co. Inc. | 8,873 | $904.0K | 0.59% | 00.0% | Unchanged |
| Flputnam Investment Management Co | 8,835 | $899.9K | 0.02% | +513+6.2% | Added |
| DGS Capital Management, LLC | 8,729 | $889.1K | 0.43% | +445+5.4% | Added |
| Two Sigma Advisers, LP | 8,600 | $876.0K | 0.00% | −15,800−64.8% | Reduced |
| Rosenbaum Jay D. | 8,555 | $871.4K | 1.46% | +300+3.6% | Added |
| Stratos Wealth Advisors, LLC | 8,466 | $862.4K | 0.06% | +360+4.4% | Added |
| Boston Financial Mangement LLC | 8,465 | $862.2K | 0.03% | +342+4.2% | Added |
| Dakota Wealth Management | 8,436 | $859.3K | 0.04% | +1,404+20.0% | Added |
| Blue Square Asset Management, LLC | 8,429 | $858.6K | 0.63% | −1,262−13.0% | Reduced |
| Cypress Asset Management Inc | 8,423 | $858.0K | 0.29% | +295+3.6% | Added |
| Community Financial Services Group, LLC | 8,403 | $855.9K | 0.22% | +8,403 | New |
| Mill Capital Management, LLC | 8,384 | $854.0K | 0.08% | −175−2.0% | Reduced |
| King Luther Capital Management Corp | 8,346 | $850.1K | 0.00% | −776−8.5% | Reduced |
| Hilltop Holdings Inc. | 8,332 | $848.7K | 0.11% | −7−0.1% | Reduced |
| Eqis Capital Management, Inc. | 8,310 | $846.4K | 0.10% | −1,597−16.1% | Reduced |
| Valmark Advisers, Inc. | 8,245 | $839.8K | 0.02% | +842+11.4% | Added |
| Klingenstein Fields & Co LP | 8,243 | $839.6K | 0.04% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 8,224 | $837.7K | 0.13% | −231−2.7% | Reduced |
| Bangor Savings Bank | 8,170 | $832.2K | 0.10% | +247+3.1% | Added |
| Banco de Sabadell, S.A | 8,177 | $832.0K | 0.72% | −296−3.5% | Reduced |
| Liberty One Investment Management, LLC | 8,126 | $827.7K | 0.12% | −182−2.2% | Reduced |
| Gladstone Institutional Advisory LLC | 8,102 | $825.3K | 0.05% | −65−0.8% | Reduced |
| Montag A & Associates Inc | 8,076 | $822.6K | 0.05% | −191−2.3% | Reduced |
| Central Trust Co | 8,075 | $822.5K | 0.02% | −7−0.1% | Reduced |
| Elmwood Wealth Management, Inc. | 8,064 | $821.4K | 0.40% | −85−1.0% | Reduced |
| Semmax Financial Advisors Inc. | 8,729 | $821.3K | 0.33% | +8,729 | New |
| Avidian Wealth Solutions, LLC | 8,032 | $818.1K | 0.06% | −506−5.9% | Reduced |
| Fort Sheridan Advisors LLC | 8,008 | $815.7K | 0.18% | +645+8.8% | Added |
| Means Investment Co., Inc. | 7,971 | $811.9K | 0.13% | −112−1.4% | Reduced |
| Covenant Partners, LLC | 7,939 | $808.7K | 0.29% | −36−0.5% | Reduced |
| Lee Danner & Bass Inc | 7,830 | $798.0K | 0.07% | −150−1.9% | Reduced |
| Armor Investment Advisors, LLC | 7,788 | $793.3K | 0.47% | +165+2.2% | Added |
| Mather Group, LLC. | 7,763 | $790.8K | 0.01% | +580+8.1% | Added |
| Davidson Trust Co | 7,752 | $789.6K | 0.59% | −36−0.5% | Reduced |
| Marotta Asset Management | 7,705 | $784.8K | 0.18% | −36−0.5% | Reduced |
| Anchor Investment Management, LLC | 7,684 | $782.7K | 0.10% | −200−2.5% | Reduced |
| Epoch Investment Partners, Inc. | 7,649 | $779.1K | 0.00% | −281−3.5% | Reduced |
| Burns J W & Co Inc | 7,614 | $775.6K | 0.13% | −200−2.6% | Reduced |
| Romano Brothers and Company | 7,581 | $772.2K | 0.12% | −50−0.7% | Reduced |
| Sage Rhino Capital LLC | 7,574 | $771.5K | 0.22% | +384+5.3% | Added |
| Ruggaard & Associates LLC | 7,562 | $770.2K | 0.46% | +150+2.0% | Added |
| Modera Wealth Management, LLC | 7,556 | $769.7K | 0.01% | +98+1.3% | Added |
| Fulton Bank, N.A. | 7,551 | $769.1K | 0.04% | +1,016+15.5% | Added |
| Lantz Financial LLC | 7,450 | $758.9K | 0.30% | +28+0.4% | Added |
| West Family Investments, Inc. | 7,441 | $757.9K | 0.26% | −961−11.4% | Reduced |
| PDS Planning, Inc | 7,426 | $756.4K | 0.10% | +672+9.9% | Added |
| Thornburg Investment Management Inc | 7,412 | $755.0K | 0.01% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 7,039 | $745.9K | 0.01% | −407−5.5% | Reduced |
| Monticello Wealth Management, LLC | 7,275 | $741.0K | 0.07% | +3,225+79.6% | Added |
| Peoples Bank | 7,250 | $738.5K | 0.63% | +7,250 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 7,811 | $734.9K | 0.01% | −434−5.3% | Reduced |
| CFO4Life Group, LLC | 7,151 | $728.4K | 0.17% | +886+14.1% | Added |
| Cookson Peirce & Co Inc | 7,135 | $727.0K | 0.05% | +7,135 | New |
| Colony Group LLC | 7,121 | $725.0K | 0.01% | −368−4.9% | Reduced |
| Sigma Planning Corp | 7,116 | $724.9K | 0.03% | −21−0.3% | Reduced |
| Csenge Advisory Group | 7,115 | $724.7K | 0.05% | +3,709+108.9% | Added |
| Tiaa Trust, National Association | 7,114 | $724.6K | 0.00% | +7,114 | New |
| St. Clair Advisors, LLC | 7,092 | $722.4K | 0.28% | 00.0% | Unchanged |
| Independent Solutions Wealth Management, LLC | 7,067 | $719.8K | 0.20% | +3,725+111.5% | Added |
| Graypoint LLC | 7,027 | $715.8K | 0.07% | −255−3.5% | Reduced |
| Grant/GrossMendelsohn, LLC | 7,025 | $715.6K | 0.31% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 7,011 | $714.2K | 0.04% | −186−2.6% | Reduced |
| Advisory Resource Group | 6,955 | $708.4K | 0.19% | +212+3.1% | Added |
| Adviser Investments LLC | 6,950 | $707.9K | 0.02% | 00.0% | Unchanged |
| Douglass Winthrop Advisors, LLC | 6,938 | $706.7K | 0.02% | 00.0% | Unchanged |
| BSW Wealth Partners | 6,915 | $704.3K | 0.16% | −121−1.7% | Reduced |
| Stephens Inc | 6,908 | $703.6K | 0.01% | −393−5.4% | Reduced |
| Valeo Financial Advisors, LLC | 6,838 | $696.6K | 0.03% | −525−7.1% | Reduced |
| Jacobi Capital Management LLC | 6,821 | $694.8K | 0.08% | 00.0% | Unchanged |
| OmniStar Financial Group, Inc. | 6,658 | $681.0K | 0.81% | −120−1.8% | Reduced |
| J.W. Cole Advisors, Inc. | 6,664 | $678.8K | 0.05% | +87+1.3% | Added |
| Baker Tilly Wealth Management, LLC | 6,644 | $676.8K | 0.11% | −12,732−65.7% | Reduced |
| SYSTM Wealth Solutions LLC | 6,635 | $675.8K | 0.10% | −3,262−33.0% | Reduced |
| Essex Financial Services, Inc. | 6,581 | $670.4K | 0.08% | −175−2.6% | Reduced |
| Ignite Planners, LLC | 6,929 | $666.1K | 0.20% | +6,929 | New |
| NTV Asset Management LLC | 6,471 | $659.1K | 0.12% | −22−0.3% | Reduced |
| Stokes Family Office, LLC | 6,452 | $657.2K | 0.08% | +1,464+29.4% | Added |
| Regions Financial Corp | 6,447 | $656.7K | 0.01% | +775+13.7% | Added |
| Berkeley Capital Partners, LLC | 6,437 | $655.7K | 0.24% | −259−3.9% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,431 | $655.1K | 0.15% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 6,424 | $653.0K | 0.00% | −800−11.1% | Reduced |
| E&G Advisors, LP | 6,398 | $651.7K | 0.24% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 6,377 | $649.6K | 0.30% | −100−1.5% | Reduced |
| Radnor Capital Management, LLC | 6,375 | $649.0K | 0.13% | −300−4.5% | Reduced |