Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| KLR Investment Advisors, LLC | 7,011 | $645.0K | 0.59% | −3,707−34.6% | Reduced |
| Oarsman Capital, Inc. | 6,217 | $633.3K | 0.26% | −65−1.0% | Reduced |
| 1832 Asset Management L.P. | 6,518 | $629.0K | 0.00% | −144−2.2% | Reduced |
| Cape Cod Five Cents Savings Bank | 6,168 | $628.3K | 0.03% | +2,984+93.7% | Added |
| Quintet Private Bank (Europe) S.A. | 6,132 | $624.6K | 0.04% | −108−1.7% | Reduced |
| Thomasville National Bank | 6,110 | $622.4K | 0.06% | +66+1.1% | Added |
| BancorpSouth Bank | 6,102 | $621.5K | 0.05% | −97−1.6% | Reduced |
| Keystone Financial Services | 6,084 | $619.7K | 0.33% | +29+0.5% | Added |
| Schulhoff & Co Inc | 6,051 | $616.4K | 0.31% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 6,031 | $614.0K | 0.02% | −106−1.7% | Reduced |
| Wedbush Securities Inc | 6,010 | $612.0K | 0.03% | −946−13.6% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $611.2K | 0.03% | 00.0% | Unchanged |
| Juncture Wealth Strategies, LLC | 5,998 | $611.0K | 0.30% | −100−1.6% | Reduced |
| Ascent Group, LLC | 6,549 | $610.6K | 0.07% | −582−8.2% | Reduced |
| Cyndeo Wealth Partners, LLC | 5,978 | $608.9K | 0.06% | −60−1.0% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,954 | $606.5K | 0.18% | +300+5.3% | Added |
| B. Metzler seel. Sohn & Co. AG | 5,933 | $604.3K | 0.01% | 00.0% | Unchanged |
| Dillon & Associates Inc | 5,925 | $604.0K | 0.12% | −499−7.8% | Reduced |
| Moneta Group Investment Advisors LLC | 6,227 | $600.9K | 0.01% | +5,887+1,731.5% | Added |
| CVA Family Office, LLC | 5,891 | $600.1K | 0.14% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 5,888 | $599.8K | 0.06% | +2,828+92.4% | Added |
| Patton Albertson Miller Group, LLC | 5,864 | $597.3K | 0.12% | −50−0.8% | Reduced |
| Gradient Investments LLC | 5,729 | $583.6K | 0.02% | −325−5.4% | Reduced |
| Hartford Investment Management Co | 5,687 | $579.3K | 0.02% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 5,622 | $572.7K | 0.05% | +3,439+157.5% | Added |
| Capital Analysts, LLC | 5,598 | $570.0K | 0.03% | +9+0.2% | Added |
| Cary Street Partners Asset Management LLC | 5,593 | $569.7K | 0.11% | −137−2.4% | Reduced |
| O'Brien Greene & Co. Inc | 5,574 | $567.8K | 0.21% | 00.0% | Unchanged |
| Smart Money Group LLC | 5,566 | $566.9K | 0.27% | +630+12.8% | Added |
| Wealthsource Partners, LLC | 5,561 | $566.5K | 0.04% | −61−1.1% | Reduced |
| First City Capital Management, Inc. | 5,558 | $566.1K | 0.36% | 00.0% | Unchanged |
| Five Oceans Advisors | 5,546 | $564.9K | 0.36% | 00.0% | Unchanged |
| St Germain D J Co Inc | 5,530 | $563.3K | 0.03% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 5,504 | $560.6K | 0.02% | −517−8.6% | Reduced |
| MMBG Investment Advisors Co. | 5,492 | $559.4K | 0.07% | 00.0% | Unchanged |
| Ieq Capital, LLC | 5,461 | $556.3K | 0.01% | +864+18.8% | Added |
| Penbrook Management LLC | 5,460 | $556.2K | 0.41% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 5,444 | $554.5K | 0.02% | +28+0.5% | Added |
| MB, Levis & Associates, LLC | 5,410 | $551.1K | 0.36% | 00.0% | Unchanged |
| True North Advisors, LLC | 5,368 | $546.8K | 0.17% | −5,431−50.3% | Reduced |
| Forza Wealth Management, LLC | 5,319 | $541.8K | 0.28% | +200+3.9% | Added |
| Canandaigua National Bank & Trust Co | 5,264 | $536.2K | 0.09% | −252−4.6% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 5,223 | $532.0K | 0.11% | +1,291+32.8% | Added |
| Clear Harbor Asset Management, LLC | 5,219 | $531.6K | 0.06% | −289−5.2% | Reduced |
| Greenwood Gearhart Inc | 5,192 | $529.0K | 0.06% | −310−5.6% | Reduced |
| Northwest Capital Management Inc | 5,150 | $524.6K | 0.20% | 00.0% | Unchanged |
| Cordatus Wealth Management LLC | 5,132 | $523.0K | 0.48% | −473−8.4% | Reduced |
| American Trust Investment Advisors, LLC | 5,120 | $521.5K | 0.29% | −45−0.9% | Reduced |
| Diversified Trust Co | 5,120 | $521.5K | 0.02% | +517+11.2% | Added |
| Hall Capital Management Co Inc | 5,115 | $521.0K | 0.33% | +122+2.4% | Added |
| Foster & Motley Inc | 5,090 | $518.0K | 0.04% | +1,467+40.5% | Added |
| Apollon Wealth Management, LLC | 5,060 | $515.4K | 0.03% | +273+5.7% | Added |
| First Affirmative Financial Network | 5,036 | $513.0K | 0.50% | −228−4.3% | Reduced |
| Alhambra Investment Partners LLC | 5,034 | $512.8K | 0.34% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 5,030 | $512.4K | 0.08% | +257+5.4% | Added |
| Strategic Investment Solutions, Inc. | 5,040 | $511.6K | 0.01% | +4,960+6,200.0% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $510.9K | 0.33% | 00.0% | Unchanged |
| Tranquilli Financial Advisor LLC | 5,012 | $510.5K | 0.37% | +372+8.0% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 5,010 | $510.3K | 0.07% | −132−2.6% | Reduced |
| Allen Investment Management LLC | 5,000 | $509.3K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 5,000 | $509.3K | 0.01% | +5,000 | New |
| DRW Securities, LLC | 5,001 | $509.0K | 0.04% | +1,855+59.0% | Added |
| Cohen Investment Advisors LLC | 4,997 | $509.0K | 0.41% | −413−7.6% | Reduced |
| Valley Brook Capital Group | 4,984 | $507.7K | 0.50% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 4,956 | $504.8K | 0.01% | +575+13.1% | Added |
| Berkshire Bank | 4,954 | $504.6K | 0.15% | −120−2.4% | Reduced |
| North Star Asset Management Inc | 4,951 | $504.3K | 0.03% | −75−1.5% | Reduced |
| First American Trust, FSB | 4,928 | $502.0K | 0.07% | −60−1.2% | Reduced |
| Canal Capital Management, LLC | 4,904 | $499.6K | 0.10% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 4,897 | $498.0K | 0.05% | +1,809+58.6% | Added |
| FourThought Financial Partners, LLC | 4,862 | $495.3K | 0.07% | −575−10.6% | Reduced |
| Woodstock Corp | 4,862 | $495.2K | 0.06% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 4,854 | $494.4K | 0.06% | +408+9.2% | Added |
| Great Valley Advisor Group, Inc. | 4,847 | $493.5K | 0.02% | +1,162+31.5% | Added |
| Cullinan Associates Inc | 4,800 | $488.9K | 0.03% | 00.0% | Unchanged |
| Carr Financial Group Corp | 5,253 | $487.3K | 0.19% | 00.0% | Unchanged |
| Plancorp, LLC | 4,777 | $486.6K | 0.03% | +15+0.3% | Added |
| Freestone Capital Holdings, LLC | 4,739 | $482.7K | 0.03% | −2,546−34.9% | Reduced |
| Intellectus Partners, LLC | 4,726 | $481.4K | 0.15% | 00.0% | Unchanged |
| Pitcairn Co | 4,694 | $478.1K | 0.04% | +219+4.9% | Added |
| HB Wealth Management, LLC | 4,677 | $476.4K | 0.01% | +126+2.8% | Added |
| Brighton Jones LLC | 4,646 | $473.2K | 0.02% | +129+2.9% | Added |
| Summit Financial, LLC | 4,641 | $472.7K | 0.03% | +4+0.1% | Added |
| Wesbanco Bank Inc | 4,633 | $471.9K | 0.02% | 00.0% | Unchanged |
| Private Trust Co NA | 4,627 | $471.3K | 0.06% | −148−3.1% | Reduced |
| D.B. Root & Company, LLC | 4,627 | $471.3K | 0.18% | +90+2.0% | Added |
| Walter & Keenan Financial Consulting Co | 4,624 | $471.0K | 0.18% | −1,600−25.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 4,589 | $467.4K | 0.01% | −135−2.9% | Reduced |
| Pinnacle Financial Partners Inc | 4,587 | $467.2K | 0.01% | −175−3.7% | Reduced |
| IFG Advisory, LLC | 4,561 | $464.6K | 0.04% | +4,561 | New |
| Cannell Peter B & Co Inc | 4,545 | $463.0K | 0.02% | +21+0.5% | Added |
| Altfest L J & Co Inc | 4,521 | $461.0K | 0.07% | −372−7.6% | Reduced |
| Marino, Stram & Associates LLC | 4,465 | $454.8K | 0.13% | −174−3.8% | Reduced |
| Washington Trust Co | 4,455 | $453.8K | 0.02% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,450 | $453.0K | 0.01% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 4,445 | $452.8K | 0.09% | 00.0% | Unchanged |
| Bedel Financial Consulting Inc | 4,445 | $452.8K | 0.09% | +4,445 | New |
| Rossmore Private Capital | 4,361 | $444.2K | 0.07% | 00.0% | Unchanged |
| Regatta Capital Group, LLC | 4,360 | $444.1K | 0.14% | −7−0.2% | Reduced |
| Aull & Monroe Investment Management Corp | 4,341 | $442.2K | 0.23% | −34−0.8% | Reduced |