Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prime Capital Investment Advisors, LLC | 4,324 | $440.4K | 0.01% | +288+7.1% | Added |
| BKD Wealth Advisors, LLC | 4,324 | $440.4K | 0.01% | −2,859−39.8% | Reduced |
| Mitchell Sinkler & Starr | 4,308 | $438.8K | 0.13% | +910+26.8% | Added |
| Global Retirement Partners, LLC | 4,544 | $436.9K | 0.02% | +150+3.4% | Added |
| Violich Capital Management, Inc. | 4,250 | $433.0K | 0.07% | 00.0% | Unchanged |
| Independent Advisor Alliance | 4,248 | $432.7K | 0.02% | −58−1.3% | Reduced |
| Principle Wealth Partners LLC | 4,247 | $432.6K | 0.04% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 4,240 | $432.0K | 0.21% | 00.0% | Unchanged |
| S.A. Mason LLC | 4,240 | $431.9K | 0.31% | 00.0% | Unchanged |
| Helen Stephens Group, LLC | 4,238 | $431.7K | 0.22% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 4,223 | $430.1K | 0.01% | −192−4.3% | Reduced |
| Strategic Investment Advisors | 4,214 | $429.2K | 0.07% | +144+3.5% | Added |
| Beck Mack & Oliver LLC | 4,200 | $427.8K | 0.01% | 00.0% | Unchanged |
| Kenfarb & Co. | 4,200 | $427.8K | 0.39% | 00.0% | Unchanged |
| Nwam LLC | 4,196 | $427.4K | 0.04% | −375−8.2% | Reduced |
| HRT Financial LP | 4,179 | $425.0K | 0.00% | +4,179 | New |
| Engineers Gate Manager LP | 4,158 | $423.5K | 0.02% | −7,498−64.3% | Reduced |
| Redhawk Wealth Advisors, Inc. | 4,153 | $423.1K | 0.14% | +4,153 | New |
| Pointe Capital Management LLC | 4,151 | $422.8K | 0.33% | +21+0.5% | Added |
| Lindbrook Capital, LLC | 4,149 | $422.6K | 0.05% | −550−11.7% | Reduced |
| Cypress Capital Group | 4,135 | $421.2K | 0.06% | −152−3.5% | Reduced |
| Capital Investment Advisors, LLC | 4,134 | $421.1K | 0.01% | −66−1.6% | Reduced |
| Gallacher Capital Management LLC | 4,130 | $420.7K | 0.26% | +116+2.9% | Added |
| YHB Investment Advisors, Inc. | 4,123 | $420.0K | 0.04% | −30−0.7% | Reduced |
| First Light Asset Management, LLC | 4,123 | $420.0K | 0.04% | 00.0% | Unchanged |
| Penn Mutual Asset Management, LLC | 4,120 | $419.7K | 0.39% | 00.0% | Unchanged |
| Curbstone Financial Management Corp | 4,094 | $417.0K | 0.10% | 00.0% | Unchanged |
| First Foundation Advisors | 4,058 | $413.3K | 0.02% | −178−4.2% | Reduced |
| Liontrust Investment Partners LLP | 4,053 | $412.9K | 0.01% | −44,689−91.7% | Reduced |
| Atlas Capital Advisors LLC | 4,020 | $409.5K | 0.07% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 4,000 | $407.4K | 0.04% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 3,987 | $406.1K | 0.07% | −347−8.0% | Reduced |
| IFP Advisors, Inc | 3,985 | $405.9K | 0.02% | +1,866+88.1% | Added |
| Argyle Capital Management Inc. | 3,975 | $404.9K | 0.15% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 3,972 | $404.6K | 0.06% | 00.0% | Unchanged |
| Paces Ferry Wealth Advisors, LLC | 3,959 | $403.3K | 0.32% | −147−3.6% | Reduced |
| Insigneo Advisory Services, LLC | 3,935 | $400.8K | 0.08% | +615+18.5% | Added |
| Ategra Capital Management, LLC | 3,933 | $400.6K | 0.22% | −58−1.5% | Reduced |
| Hoylecohen, LLC | 3,918 | $399.1K | 0.04% | +225+6.1% | Added |
| Balyasny Asset Management LLC | 3,915 | $398.8K | 0.00% | +3,915 | New |
| Aptus Capital Advisors, LLC | 4,125 | $398.1K | 0.01% | +579+16.3% | Added |
| Twin Lakes Capital Management, LLC | 3,905 | $397.8K | 0.29% | 00.0% | Unchanged |
| Pinnacle West Asset Management, Inc. | 3,900 | $397.0K | 0.39% | +625+19.1% | Added |
| Mattern Wealth Management LLC | 3,885 | $395.7K | 0.12% | −12−0.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 3,862 | $393.4K | 0.03% | −514−11.7% | Reduced |
| Centaurus Financial, Inc. | 3,826 | $390.0K | 0.03% | +319+9.1% | Added |
| Oakworth Capital, Inc. | 3,813 | $388.4K | 0.04% | −71−1.8% | Reduced |
| DF Dent & Co Inc | 3,807 | $387.8K | 0.01% | 00.0% | Unchanged |
| Aspiriant, LLC | 3,801 | $387.2K | 0.02% | +820+27.5% | Added |
| FNY Investment Advisers, LLC | 4,000 | $386.0K | 0.23% | +4,000 | New |
| Hollow Brook Wealth Management LLC | 3,788 | $385.8K | 0.16% | 00.0% | Unchanged |
| Proequities, Inc. | 3,784 | $385.4K | 0.03% | −69−1.8% | Reduced |
| Spire Wealth Management | 3,772 | $384.2K | 0.01% | +272+7.8% | Added |
| Savant Capital, LLC | 3,765 | $383.5K | 0.01% | −332−8.1% | Reduced |
| Riverview Trust Co | 3,763 | $383.3K | 0.34% | 00.0% | Unchanged |
| PRW Wealth Management LLC | 4,083 | $382.8K | 0.15% | 00.0% | Unchanged |
| Caldwell Trust Co | 3,755 | $382.5K | 0.05% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 3,752 | $382.2K | 0.04% | −108−2.8% | Reduced |
| First Personal Financial Services | 3,720 | $378.9K | 0.10% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,718 | $378.7K | 0.09% | −11−0.3% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,699 | $376.8K | 0.12% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 3,688 | $375.7K | 0.03% | −187−4.8% | Reduced |
| Value Partners Investments Inc. | 3,667 | $375.2K | 0.03% | +106+3.0% | Added |
| Sound View Wealth Advisors Group, LLC | 3,661 | $372.9K | 0.05% | 00.0% | Unchanged |
| Summit Financial Group Inc | 3,654 | $372.2K | 0.16% | −40−1.1% | Reduced |
| M&R Capital Management Inc | 3,650 | $371.8K | 0.10% | −400−9.9% | Reduced |
| Summit Trail Advisors, LLC | 3,638 | $370.6K | 0.01% | −623−14.6% | Reduced |
| Essex Investment Management Co LLC | 3,625 | $369.2K | 0.06% | −228−5.9% | Reduced |
| Occidental Asset Management, LLC | 3,623 | $369.0K | 0.09% | −80−2.2% | Reduced |
| Clearbridge Investments, LLC | 3,617 | $368.5K | 0.00% | +645+21.7% | Added |
| Hartford Funds Management Co LLC | 3,617 | $368.4K | 0.04% | +303+9.1% | Added |
| Capital Investment Advisory Services, LLC | 3,615 | $368.2K | 0.04% | −62−1.7% | Reduced |
| Busey Wealth Management | 3,606 | $367.3K | 0.02% | −707−16.4% | Reduced |
| Wealth Alliance | 3,597 | $366.4K | 0.06% | −392−9.8% | Reduced |
| Round Rock Advisors, LLC | 3,585 | $365.2K | 0.14% | 00.0% | Unchanged |
| Robertson Stephens Wealth Management, LLC | 3,579 | $364.6K | 0.02% | 00.0% | Unchanged |
| Seven Eight Capital, LP | 3,577 | $364.4K | 0.04% | +3,577 | New |
| Steel Peak Wealth Management LLC | 3,576 | $364.3K | 0.02% | +1,276+55.5% | Added |
| Argonautica Private Wealth Management, Inc | 3,576 | $364.2K | 0.16% | +30+0.8% | Added |
| Wedmont Private Capital | 3,731 | $364.1K | 0.04% | +832+28.7% | Added |
| Park Place Capital Corp | 3,570 | $363.6K | 0.11% | +13+0.4% | Added |
| Pinnacle Bancorp, Inc. | 3,543 | $360.9K | 0.13% | −49−1.4% | Reduced |
| Meridian Wealth Management, LLC | 3,530 | $359.6K | 0.02% | −22−0.6% | Reduced |
| GYL Financial Synergies, LLC | 3,528 | $359.4K | 0.03% | +255+7.8% | Added |
| Vicus Capital | 3,527 | $359.3K | 0.04% | +483+15.9% | Added |
| Drive Wealth Management, LLC | 3,523 | $358.9K | 0.13% | −904−20.4% | Reduced |
| Cravens & Co Advisors, LLC | 3,507 | $357.2K | 0.34% | 00.0% | Unchanged |
| Heck Capital Advisors, LLC | 3,506 | $357.1K | 0.07% | −45−1.3% | Reduced |
| Hyman Charles D | 3,503 | $357.0K | 0.02% | +79+2.3% | Added |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,485 | $355.0K | 0.05% | +17+0.5% | Added |
| Moody National Bank Trust Division | 3,471 | $353.6K | 0.02% | −84−2.4% | Reduced |
| HF Advisory Group, LLC | 3,342 | $352.6K | 0.26% | +3,342 | New |
| Texas Yale Capital Corp. | 3,452 | $351.6K | 0.02% | +810+30.7% | Added |
| King Wealth | 3,450 | $351.0K | 0.07% | +350+11.3% | Added |
| Veracity Capital LLC | 3,409 | $347.3K | 0.16% | +6+0.2% | Added |
| Seven Mile Advisory | 3,394 | $345.7K | 0.36% | −85−2.4% | Reduced |
| Round Hill Asset Management | 3,392 | $345.5K | 0.23% | −150−4.2% | Reduced |
| Great Diamond Partners, LLC | 3,388 | $345.1K | 0.09% | −198−5.5% | Reduced |
| Ancora Advisors, LLC | 3,388 | $345.1K | 0.01% | +117+3.6% | Added |
| Norris Perne & French LLP | 3,373 | $343.5K | 0.03% | −503−13.0% | Reduced |