Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Brady Family Wealth, LLC | 3,370 | $343.3K | 0.13% | +110+3.4% | Added |
| Applied Finance Capital Management, LLC | 3,362 | $342.5K | 0.04% | +230+7.3% | Added |
| Prairie Sky Financial Group LLC | 3,350 | $341.2K | 0.24% | 00.0% | Unchanged |
| Benchmark Investment Advisors LLC | 3,344 | $340.7K | 0.34% | −30−0.9% | Reduced |
| Kanawha Capital Management LLC | 3,340 | $340.2K | 0.03% | 00.0% | Unchanged |
| Farmers National Bank | 3,336 | $339.8K | 0.12% | −781−19.0% | Reduced |
| West Coast Financial LLC | 3,326 | $338.8K | 0.05% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 3,319 | $338.1K | 0.01% | +4+0.1% | Added |
| Argent Advisors, Inc. | 3,303 | $336.5K | 0.15% | 00.0% | Unchanged |
| Glenview Trust Co | 3,277 | $333.8K | 0.01% | −120−3.5% | Reduced |
| Mastrapasqua Asset Management Inc | 3,275 | $333.6K | 0.04% | +100+3.1% | Added |
| Crew Capital Management, Ltd. | 3,271 | $333.2K | 0.36% | +10.0% | Added |
| Inlet Private Wealth, LLC | 3,259 | $332.0K | 0.11% | −50−1.5% | Reduced |
| Angeles Wealth Management, LLC | 3,254 | $331.5K | 0.05% | +365+12.6% | Added |
| Family Legacy, Inc. | 3,250 | $331.0K | 0.14% | 00.0% | Unchanged |
| RNC Capital Management LLC | 3,247 | $330.7K | 0.02% | −279−7.9% | Reduced |
| Smith, Salley & Associates | 3,236 | $329.6K | 0.02% | −3−0.1% | Reduced |
| Charter Trust Co | 3,207 | $326.7K | 0.03% | 00.0% | Unchanged |
| Hendershot Investments Inc. | 3,206 | $326.6K | 0.05% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 3,204 | $326.4K | 0.20% | +40+1.3% | Added |
| Concord Wealth Partners | 3,203 | $326.2K | 0.07% | −13−0.4% | Reduced |
| Wealthspire Advisors, LLC | 3,202 | $326.1K | 0.01% | +766+31.4% | Added |
| Wulff, Hansen & Co. | 3,195 | $325.4K | 0.38% | +250+8.5% | Added |
| Ropes Wealth Advisors LLC | 3,187 | $324.6K | 0.06% | −179−5.3% | Reduced |
| D'Orazio & Associates, Inc. | 3,179 | $323.8K | 0.07% | −244−7.1% | Reduced |
| RFP Financial Group LLC | 3,177 | $323.6K | 0.14% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 3,177 | $323.6K | 0.24% | +1,030+48.0% | Added |
| Equitable Holdings, Inc. | 3,172 | $323.1K | 0.00% | +172+5.7% | Added |
| Quantbot Technologies LP | 3,153 | $321.2K | 0.02% | +693+28.2% | Added |
| Quad-Cities Investment Group, LLC | 3,146 | $320.5K | 0.22% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 3,142 | $320.0K | 0.10% | −39−1.2% | Reduced |
| Enterprise Financial Services Corp | 3,134 | $319.2K | 0.22% | +35+1.1% | Added |
| Prudent Man Advisors, LLC | 3,130 | $318.8K | 0.13% | −111−3.4% | Reduced |
| Colonial Trust Co | 3,127 | $318.5K | 0.08% | −60−1.9% | Reduced |
| Peddock Capital Advisors, LLC | 3,124 | $318.2K | 0.11% | 00.0% | Unchanged |
| LCM Capital Management Inc | 3,082 | $314.0K | 0.26% | +128+4.3% | Added |
| Signature Estate & Investment Advisors LLC | 3,074 | $313.0K | 0.01% | +66+2.2% | Added |
| Parkside Financial Bank & Trust | 3,058 | $311.5K | 0.07% | 00.0% | Unchanged |
| Belmont Capital, LLC | 3,058 | $311.5K | 0.17% | +2,785+1,020.1% | Added |
| Icapital Wealth LLC | 3,052 | $310.9K | 0.22% | 00.0% | Unchanged |
| Allworth Financial LP | 3,047 | $310.4K | 0.00% | −178−5.5% | Reduced |
| Sentry LLC | 3,045 | $310.2K | 0.07% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 3,042 | $309.9K | 0.08% | +3,042 | New |
| Pacifica Partners Inc. | 3,211 | $308.7K | 0.17% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 3,028 | $308.4K | 0.15% | 00.0% | Unchanged |
| Viawealth, LLC | 3,018 | $307.4K | 0.23% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 3,006 | $306.2K | 0.16% | 00.0% | Unchanged |
| Weatherly Asset Management L. P. | 3,000 | $305.6K | 0.04% | 00.0% | Unchanged |
| Hurlow Wealth Management Group, Inc. | 2,969 | $302.4K | 0.13% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 2,962 | $301.7K | 0.02% | +386+15.0% | Added |
| Roundview Capital LLC | 2,959 | $301.4K | 0.03% | 00.0% | Unchanged |
| Key Financial Inc | 2,959 | $301.4K | 0.10% | 00.0% | Unchanged |
| HM Payson & Co | 2,955 | $301.0K | 0.01% | +525+21.6% | Added |
| Latitude Advisors, LLC | 2,952 | $300.6K | 0.22% | 00.0% | Unchanged |
| Dorchester Wealth Management Co | 2,945 | $300.0K | 0.06% | 00.0% | Unchanged |
| Southland Equity Partners LLC | 2,944 | $299.8K | 0.10% | +98+3.4% | Added |
| Platform Technology Partners | 2,943 | $299.8K | 0.14% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 2,942 | $299.7K | 0.17% | +410+16.2% | Added |
| Curated Wealth Partners LLC | 2,941 | $299.6K | 0.05% | −1,227−29.4% | Reduced |
| Compass Ion Advisors, LLC | 2,937 | $299.1K | 0.05% | +2,937 | New |
| Almanack Investment Partners, LLC. | 2,894 | $294.8K | 0.06% | 00.0% | Unchanged |
| Optas, LLC | 2,894 | $294.8K | 0.10% | +237+8.9% | Added |
| Edge Capital Group, LLC | 2,877 | $293.0K | 0.02% | −180−5.9% | Reduced |
| Aspen Grove Capital, LLC | 2,876 | $292.9K | 0.11% | +203+7.6% | Added |
| High Net Worth Advisory Group LLC | 2,870 | $292.3K | 0.12% | 00.0% | Unchanged |
| Allred Capital Management, LLC | 2,870 | $292.3K | 0.15% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 2,867 | $292.1K | 0.14% | −47−1.6% | Reduced |
| Smithfield Trust Co | 2,861 | $292.0K | 0.02% | −454−13.7% | Reduced |
| Great Lakes Advisors, LLC | 2,853 | $290.6K | 0.00% | +214+8.1% | Added |
| Liberty Wealth Management LLC | 2,842 | $290.0K | 0.07% | +42+1.5% | Added |
| Guardian Wealth Advisors, LLC | 2,838 | $289.1K | 0.05% | +502+21.5% | Added |
| Financial & Tax Architects, LLC | 2,837 | $289.0K | 0.09% | −82−2.8% | Reduced |
| Angeles Investment Advisors, LLC | 2,830 | $288.3K | 0.02% | −686−19.5% | Reduced |
| Beutel, Goodman & Co Ltd. | 2,835 | $288.0K | 0.00% | +225+8.6% | Added |
| Jacobs & Co | 2,825 | $287.0K | 0.04% | 00.0% | Unchanged |
| Leonard Rickey Investment Advisors P.L.L.C. | 2,811 | $286.3K | 0.09% | +332+13.4% | Added |
| Shelton Capital Management | 2,800 | $285.2K | 0.01% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 2,800 | $285.2K | 0.25% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2,799 | $285.1K | 0.01% | +2,799 | New |
| SeaCrest Wealth Management, LLC | 2,792 | $284.4K | 0.04% | +314+12.7% | Added |
| Buckingham Strategic Partners | 2,779 | $283.1K | 0.01% | +361+14.9% | Added |
| Buttonwood Financial Advisors Inc. | 2,775 | $282.7K | 0.18% | +2,775 | New |
| BBR Partners, LLC | 2,769 | $282.1K | 0.03% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 2,755 | $280.6K | 0.03% | 00.0% | Unchanged |
| GFS Advisors, LLC | 2,750 | $280.0K | 0.04% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 2,730 | $278.1K | 0.03% | +593+27.7% | Added |
| Northstar Group, Inc. | 2,729 | $278.0K | 0.07% | −100−3.5% | Reduced |
| Peoples Financial Services Corp. | 2,727 | $277.8K | 0.13% | −2−0.1% | Reduced |
| Klingman & Associates, LLC | 2,715 | $276.6K | 0.02% | +2,715 | New |
| Philadelphia Trust Co | 2,714 | $276.0K | 0.03% | 00.0% | Unchanged |
| Palladiem, LLC | 2,708 | $275.9K | 0.30% | +185+7.3% | Added |
| New England Research & Management, Inc. | 2,695 | $275.0K | 0.16% | +2,695 | New |
| StrongBox Wealth, LLC | 2,696 | $274.6K | 0.17% | −245−8.3% | Reduced |
| Kapstone Financial Advisors LLC | 2,695 | $274.5K | 0.25% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 2,694 | $274.4K | 0.03% | −30−1.1% | Reduced |
| Southeast Asset Advisors Inc. | 2,684 | $273.4K | 0.04% | +2,684 | New |
| Hexagon Capital Partners LLC | 2,683 | $273.3K | 0.07% | +154+6.1% | Added |
| Opal Wealth Advisors, LLC | 2,662 | $271.2K | 0.16% | −129−4.6% | Reduced |
| Connectus Wealth, LLC | 2,646 | $269.5K | 0.01% | +2,646 | New |
| Chicago Capital, LLC | 2,640 | $268.9K | 0.01% | 00.0% | Unchanged |