Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bradley Foster & Sargent Inc | 61,644 | $5.62M | 0.13% | −76,977−55.5% | Reduced |
| Live Oak Private Wealth LLC | 61,425 | $5.60M | 1.24% | +3,564+6.2% | Added |
| Foster Victor Wealth Advisors, LLC | 60,460 | $5.52M | 0.92% | +8,266+15.8% | Added |
| Atlantic Union Bankshares Corp | 60,173 | $5.49M | 0.53% | −9,927−14.2% | Reduced |
| Brinker Capital Investments, LLC | 59,831 | $5.46M | 0.07% | +14,207+31.1% | Added |
| Patten & Patten Inc | 59,088 | $5.39M | 0.41% | −2,909−4.7% | Reduced |
| Sepio Capital, LP | 58,182 | $5.31M | 0.44% | −1,463−2.5% | Reduced |
| Matthew Goff Investment Advisor, LLC | 57,606 | $5.26M | 1.33% | +3,764+7.0% | Added |
| Prentiss Smith & Co Inc | 56,885 | $5.19M | 2.50% | −1,101−1.9% | Reduced |
| Beach Investment Counsel Inc | 56,034 | $5.11M | 0.46% | −4,258−7.1% | Reduced |
| Motco | 55,727 | $5.08M | 0.33% | +1,701+3.1% | Added |
| American Research & Management Co. | 55,685 | $5.08M | 1.16% | +216+0.4% | Added |
| Barclays PLC | 54,889 | $5.01M | 0.00% | −13,283−19.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,219 | $4.95M | 0.02% | −4,071−7.0% | Reduced |
| Crossmark Global Holdings, Inc. | 53,830 | $4.91M | 0.12% | −12,850−19.3% | Reduced |
| Parcion Private Wealth LLC | 53,206 | $4.86M | 0.49% | −157−0.3% | Reduced |
| Mariner, LLC | 52,727 | $4.81M | 0.03% | +3,038+6.1% | Added |
| Whittier Trust Co | 52,050 | $4.75M | 0.08% | −2,435−4.5% | Reduced |
| Pekin Hardy Strauss, Inc. | 51,889 | $4.73M | 0.66% | −2,730−5.0% | Reduced |
| Garland Capital Management Inc | 50,855 | $4.64M | 3.27% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 50,684 | $4.62M | 0.07% | +5,434+12.0% | Added |
| Farmers & Merchants Investments Inc | 50,567 | $4.61M | 0.21% | +408+0.8% | Added |
| Haverford Trust Co | 50,080 | $4.57M | 0.05% | +2,300+4.8% | Added |
| Hamel Associates, Inc. | 49,558 | $4.52M | 1.72% | −975−1.9% | Reduced |
| Credit Suisse AG | 49,112 | $4.51M | 0.00% | +49,112 | New |
| Private Advisor Group, LLC | 49,322 | $4.50M | 0.04% | +5,175+11.7% | Added |
| Carret Asset Management, LLC | 48,336 | $4.41M | 0.52% | +420+0.9% | Added |
| Guardian Capital Advisors LP | 46,808 | $4.30M | 0.44% | +635+1.4% | Added |
| United Capital Financial Advisers, LLC | 47,044 | $4.29M | 0.02% | −3,885−7.6% | Reduced |
| Davis Selected Advisers | 46,888 | $4.28M | 0.02% | +2,464+5.5% | Added |
| TD Asset Management Inc | 45,929 | $4.24M | 0.00% | +469+1.0% | Added |
| Nixon Peabody Trust Co | 46,293 | $4.22M | 1.63% | +2,328+5.3% | Added |
| First National Bank of Omaha | 49,325 | $4.22M | 0.22% | 00.0% | Unchanged |
| People's United Financial, Inc. | 45,020 | $4.11M | 0.09% | −1,482−3.2% | Reduced |
| Park National Corp | 44,265 | $4.04M | 0.17% | −14,076−24.1% | Reduced |
| Notis-McConarty Edward | 44,226 | $4.03M | 1.49% | −614−1.4% | Reduced |
| Zeke Capital Advisors, LLC | 44,035 | $4.02M | 0.25% | +472+1.1% | Added |
| FDx Advisors, Inc. | 43,923 | $4.01M | 0.13% | +1,529+3.6% | Added |
| Steward Partners Investment Advisory, LLC | 43,885 | $4.00M | 0.07% | +14,218+47.9% | Added |
| Foyston, Gordon, & Payne Inc | 43,519 | $3.97M | 0.94% | −12,854−22.8% | Reduced |
| Hayek Kallen Investment Management | 43,323 | $3.95M | 1.66% | +124+0.3% | Added |
| Country Club Trust Company, n.a. | 42,928 | $3.94M | 0.34% | −96−0.2% | Reduced |
| Keybank National Association | 42,986 | $3.92M | 0.02% | −339−0.8% | Reduced |
| Canal Capital Management, LLC | 42,960 | $3.92M | 1.13% | +3,184+8.0% | Added |
| Marco Investment Management LLC | 42,627 | $3.89M | 0.45% | −1,105−2.5% | Reduced |
| Wetherby Asset Management Inc | 42,577 | $3.88M | 0.24% | −291−0.7% | Reduced |
| Mar Vista Investment Partners LLC | 42,558 | $3.88M | 0.10% | 00.0% | Unchanged |
| Private Asset Management Inc | 42,141 | $3.85M | 0.51% | −811−1.9% | Reduced |
| Glenmede Trust Co NA | 41,720 | $3.81M | 0.02% | −2,002−4.6% | Reduced |
| Mercer Global Advisors Inc | 41,223 | $3.76M | 0.03% | −4,370−9.6% | Reduced |
| Smithbridge Asset Management Inc | 41,095 | $3.75M | 1.22% | +1,125+2.8% | Added |
| Northeast Investment Management | 40,387 | $3.69M | 0.20% | −1,975−4.7% | Reduced |
| Cardinal Capital Management | 40,213 | $3.67M | 0.77% | +466+1.2% | Added |
| Avitas Wealth Management LLC | 39,500 | $3.60M | 0.64% | +1,166+3.0% | Added |
| Chesley Taft & Associates LLC | 38,672 | $3.53M | 0.20% | +460+1.2% | Added |
| Smith, Salley & Associates | 38,188 | $3.48M | 0.28% | +572+1.5% | Added |
| Catalyst Capital Advisors LLC | 38,180 | $3.48M | 0.17% | +3,088+8.8% | Added |
| Argent Trust Co | 38,004 | $3.47M | 0.23% | +339+0.9% | Added |
| Synovus Financial Corp | 37,971 | $3.45M | 0.03% | +398+1.1% | Added |
| Regions Financial Corp | 37,687 | $3.44M | 0.03% | +12,536+49.8% | Added |
| Royal Fund Management, LLC | 36,489 | $3.33M | 0.55% | +2,506+7.4% | Added |
| WealthTrust Axiom LLC | 36,030 | $3.29M | 1.06% | −1,045−2.8% | Reduced |
| Heritage Way Advisors, LLC | 35,297 | $3.22M | 1.32% | −854−2.4% | Reduced |
| Clearbridge Investments, LLC | 35,263 | $3.22M | 0.00% | −2,356−6.3% | Reduced |
| Woodmont Investment Counsel LLC | 35,073 | $3.20M | 0.50% | −257−0.7% | Reduced |
| Summitry LLC | 34,680 | $3.16M | 0.20% | +2,370+7.3% | Added |
| Cubic Asset Management, LLC | 34,093 | $3.11M | 0.77% | −275−0.8% | Reduced |
| Cullen/Frost Bankers, Inc. | 33,848 | $3.09M | 0.06% | −50.0% | Reduced |
| Cubist Systematic Strategies, LLC | 33,040 | $3.02M | 0.03% | +10,721+48.0% | Added |
| Page Arthur B | 32,941 | $3.01M | 2.14% | −905−2.7% | Reduced |
| Whittier Trust Co of Nevada Inc | 32,687 | $2.98M | 0.12% | −1,205−3.6% | Reduced |
| Oppenheimer & Co Inc | 32,298 | $2.95M | 0.05% | −1,292−3.8% | Reduced |
| Perennial Advisors, LLC | 31,843 | $2.90M | 0.84% | +1,278+4.2% | Added |
| Moody National Bank Trust Division | 31,795 | $2.90M | 0.06% | −1,479−4.4% | Reduced |
| Eagle Global Advisors LLC | 31,524 | $2.88M | 0.19% | +725+2.4% | Added |
| O'Shaughnessy Asset Management, LLC | 31,416 | $2.87M | 0.06% | +3,550+12.7% | Added |
| Quantbot Technologies LP | 30,928 | $2.82M | 0.22% | +30,928 | New |
| Price T Rowe Associates Inc | 30,628 | $2.79M | 0.00% | +3,063+11.1% | Added |
| American National Insurance Co | 30,500 | $2.78M | 0.10% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 30,475 | $2.78M | 0.09% | −419−1.4% | Reduced |
| Moors & Cabot, Inc. | 30,317 | $2.77M | 0.19% | +462+1.5% | Added |
| Cohen Lawrence B | 30,281 | $2.76M | 1.41% | +232+0.8% | Added |
| Parsons Capital Management Inc | 29,731 | $2.71M | 0.21% | +2,515+9.2% | Added |
| We Are One Seven, LLC | 34,264 | $2.70M | 0.38% | −59−0.2% | Reduced |
| Alliancebernstein L.P. | 29,301 | $2.67M | 0.00% | −44,546−60.3% | Reduced |
| Beacon Financial Group | 29,270 | $2.64M | 0.38% | +2,228+8.2% | Added |
| Azzad Asset Management Inc | 28,938 | $2.64M | 0.39% | +7,546+35.3% | Added |
| Quantitative Investment Management, LLC | 28,768 | $2.62M | 0.24% | +28,768 | New |
| Pittenger & Anderson Inc | 28,550 | $2.60M | 0.13% | 00.0% | Unchanged |
| Stonebridge Capital Management Inc | 28,515 | $2.60M | 0.95% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 28,491 | $2.60M | 0.04% | +20,790+270.0% | Added |
| Vestmark Advisory Solutions, Inc. | 27,967 | $2.55M | 0.18% | +2,782+11.0% | Added |
| Snowden Capital Advisors LLC | 27,102 | $2.47M | 0.12% | +14,598+116.7% | Added |
| Abbot Financial Management, Inc. | 27,083 | $2.47M | 1.08% | −141−0.5% | Reduced |
| FineMark National Bank & Trust | 26,874 | $2.45M | 0.10% | −5,965−18.2% | Reduced |
| Sandy Spring Bank | 26,730 | $2.44M | 0.13% | −3,607−11.9% | Reduced |
| Taylor, Cottrill, Erickson & Associates, Inc. | 26,072 | $2.38M | 0.34% | −375−1.4% | Reduced |
| AE Wealth Management LLC | 26,020 | $2.37M | 0.02% | +2,298+9.7% | Added |
| Commerce Bank | 25,945 | $2.37M | 0.02% | +95+0.4% | Added |
| Hall Laurie J Trustee | 25,846 | $2.36M | 0.89% | −100−0.4% | Reduced |