Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cordant, Inc. | 6 | $0 | 0.00% | +6 | New |
| American National Bank | 11 | $1.00K | 0.00% | −150−93.2% | Reduced |
| Institutional & Family Asset Management, LLC | 11 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sierra Capital LLC | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| Corsicana & Co. | 16 | $1.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 9 | $1.00K | 0.00% | +9 | New |
| Archer Investment Corp | 24 | $1.96K | 0.00% | +24 | New |
| Nisa Investment Advisors, LLC | 22 | $2.00K | 0.00% | −12−35.3% | Reduced |
| Lowe Wealth Advisors, LLC | 21 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 25 | $2.00K | 0.00% | 00.0% | Unchanged |
| Freedman Financial Associates, Inc. | 27 | $2.00K | 0.00% | 00.0% | Unchanged |
| Guidance Point Advisors, LLC | 26 | $2.00K | 0.00% | +26 | New |
| True Link Financial Advisors, LLC | 34 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ibex Wealth Advisors | 31 | $3.00K | 0.00% | +31 | New |
| Bell Investment Advisors, Inc | 41 | $3.00K | 0.00% | +41 | New |
| Delta Asset Management LLC | 50 | $4.00K | 0.00% | −75−60.0% | Reduced |
| SRS Capital Advisors, Inc. | 43 | $4.00K | 0.00% | −11−20.4% | Reduced |
| Stonebridge Capital Advisors LLC | 53 | $4.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 51 | $4.00K | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 46 | $4.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 52 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 47 | $4.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 45 | $4.00K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 50 | $4.00K | 0.00% | +50 | New |
| Sutton Wealth Advisors Inc. | 53 | $4.33K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 57 | $5.00K | 0.00% | −145−71.8% | Reduced |
| First Bank & Trust | 56 | $5.00K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 59 | $5.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 60 | $5.00K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 75 | $6.00K | 0.00% | 00.0% | Unchanged |
| Central Bank & Trust Co | 70 | $6.00K | 0.00% | 00.0% | Unchanged |
| Savior LLC | 90 | $7.00K | 0.01% | −263−74.5% | Reduced |
| Albion Financial Group | 91 | $7.00K | 0.00% | −53−36.8% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 85 | $7.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 89 | $7.00K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 81 | $7.00K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 80 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 80 | $7.00K | 0.00% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 98 | $8.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 100 | $8.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 100 | $8.00K | 0.00% | 00.0% | Unchanged |
| Cowen Prime Advisors LLC | 100 | $8.00K | 0.00% | 00.0% | Unchanged |
| PFG Private Wealth Management, LLC | 100 | $8.00K | 0.00% | +100 | New |
| Migdal Insurance & Financial Holdings Ltd. | 110 | $9.00K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 109 | $9.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 108 | $9.00K | 0.01% | 00.0% | Unchanged |
| Adirondack Trust Co | 130 | $11.0K | 0.01% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 130 | $11.0K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $12.0K | 0.01% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 142 | $12.0K | 0.00% | +142 | New |
| Bogart Wealth, LLC | 154 | $13.0K | 0.00% | −119−43.6% | Reduced |
| Sterling Investment Advisors, Ltd. | 163 | $13.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 172 | $14.0K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 169 | $14.0K | 0.01% | +65+62.5% | Added |
| Kowal Investment Group, LLC | 167 | $14.0K | 0.00% | +167 | New |
| Tarbox Family Office, Inc. | 188 | $15.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $16.0K | 0.00% | −6,246−96.9% | Reduced |
| Country Trust Bank | 194 | $16.0K | 0.00% | 00.0% | Unchanged |
| Trust Co | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Close Asset Management Ltd | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Burleson & Company, LLC | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 200 | $16.0K | 0.01% | 00.0% | Unchanged |
| Red Tortoise LLC | 207 | $16.0K | 0.01% | +207 | New |
| Raffa Wealth Management, LLC | 196 | $16.0K | 0.01% | +26+15.3% | Added |
| TFC Financial Management | 209 | $17.0K | 0.01% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 217 | $17.0K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 217 | $18.0K | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 235 | $19.0K | 0.00% | −131−35.8% | Reduced |
| Sawyer & Company, Inc | 233 | $19.0K | 0.01% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 236 | $19.0K | 0.00% | +236 | New |
| AlphaMark Advisors, LLC | 250 | $20.0K | 0.01% | −286−53.4% | Reduced |
| Pacific Center for Financial Services | 248 | $20.0K | 0.01% | −2−0.8% | Reduced |
| Antonetti Capital Management LLC | 250 | $20.0K | 0.02% | +250 | New |
| Farmers & Merchants Trust Co of Chambersburg PA | 261 | $21.0K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 265 | $22.0K | 0.00% | −29−9.9% | Reduced |
| Creative Financial Designs Inc | 271 | $22.0K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 264 | $22.0K | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 280 | $23.0K | 0.01% | 00.0% | Unchanged |
| Phoenix Wealth Advisors | 284 | $23.0K | 0.02% | 00.0% | Unchanged |
| Pacitti Group Inc. | 280 | $23.0K | 0.01% | +180+180.0% | Added |
| Robinson Value Management, Ltd. | 298 | $24.0K | 0.02% | +298 | New |
| Marquette Asset Management, LLC | 300 | $25.0K | 0.01% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 319 | $26.0K | 0.01% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 333 | $27.0K | 0.01% | 00.0% | Unchanged |
| First Command Bank | 348 | $28.0K | 0.00% | 00.0% | Unchanged |
| First Command Financial Services, Inc. | 348 | $28.0K | 0.00% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 339 | $28.0K | 0.02% | 00.0% | Unchanged |
| Front Row Advisors LLC | 351 | $29.0K | 0.01% | 00.0% | Unchanged |
| Solstein Capital, LLC | 359 | $29.0K | 0.02% | +72+25.1% | Added |
| PSI Advisors, LLC | 354 | $29.0K | 0.01% | +354 | New |
| Lenox Wealth Advisors, LLC | 369 | $30.0K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 402 | $33.0K | 0.04% | −35−8.0% | Reduced |
| Old North State Trust, LLC | 409 | $33.0K | 0.03% | 00.0% | Unchanged |
| Kings Point Capital Management | 415 | $34.0K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 441 | $36.0K | 0.01% | 00.0% | Unchanged |
| Addison Advisors LLC | 439 | $36.0K | 0.03% | +14+3.3% | Added |
| Better Money Decisions, LLC | 454 | $37.0K | 0.03% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 453 | $37.1K | 0.01% | 00.0% | Unchanged |