Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of Montreal | 193,994 | $16.2M | 0.01% | −171,075−46.9% | Reduced |
| Citigroup Inc | 195,737 | $16.0M | 0.02% | −90,610−31.6% | Reduced |
| Van Eck Associates Corp | 189,781 | $15.5M | 0.04% | +61,671+48.1% | Added |
| Scotia Capital Inc. | 188,266 | $15.4M | 0.11% | +12,183+6.9% | Added |
| Godsey & Gibb Associates | 184,900 | $15.1M | 6.74% | +184,900 | New |
| Gluskin Sheff & Assoc Inc | 182,047 | $14.9M | 0.62% | +40,000+28.2% | Added |
| Somerville Kurt F | 179,886 | $14.7M | 2.23% | −738−0.4% | Reduced |
| Boston Common Asset Management, LLC | 175,090 | $14.3M | 0.62% | +9,086+5.5% | Added |
| John G Ullman & Associates Inc | 174,954 | $14.3M | 1.95% | −180−0.1% | Reduced |
| CORDA Investment Management, LLC. | 173,926 | $14.2M | 1.24% | +5,812+3.5% | Added |
| Citadel Advisors LLC | 172,462 | $14.1M | 0.02% | −123,872−41.8% | Reduced |
| Cardinal Capital Management, Inc. | 171,338 | $14.0M | 0.77% | +6,593+4.0% | Added |
| First Fiduciary Investment Counsel, Inc. | 167,378 | $13.7M | 2.67% | −1,950−1.2% | Reduced |
| Manufacturers Life Insurance Company, The | 167,067 | $13.7M | 0.01% | +67,027+67.0% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 162,900 | $13.3M | 0.07% | +159,900+5,330.0% | Added |
| Banco Santander, S.A. | 158,125 | $12.9M | 0.07% | −13,340−7.8% | Reduced |
| Scout Investments, Inc. | 156,805 | $12.8M | 0.19% | −15,516−9.0% | Reduced |
| Edgemoor Investment Advisors, Inc. | 152,833 | $12.5M | 1.42% | −36,800−19.4% | Reduced |
| DDD Partners, LLC | 150,937 | $12.3M | 1.85% | +1,365+0.9% | Added |
| Jane Street Group, LLC | 149,905 | $12.3M | 0.03% | −32,175−17.7% | Reduced |
| CIBC World Markets Inc. | 148,420 | $12.1M | 0.04% | −918−0.6% | Reduced |
| Gamble Jones Investment Counsel | 147,267 | $12.0M | 0.79% | +919+0.6% | Added |
| Mirae Asset Global Investments Co., Ltd. | 146,405 | $12.0M | 0.03% | −222−0.2% | Reduced |
| Jones Financial Companies LLLP | 143,475 | $11.7M | 0.02% | −2,242−1.5% | Reduced |
| Brown Brothers Harriman & Co | 142,004 | $11.6M | 0.07% | −10,544−6.9% | Reduced |
| Bahl & Gaynor Inc | 139,584 | $11.4M | 0.07% | −1,592−1.1% | Reduced |
| Guyasuta Investment Advisors Inc | 139,277 | $11.4M | 0.81% | +601+0.4% | Added |
| American Century Companies Inc | 139,093 | $11.4M | 0.01% | +10,152+7.9% | Added |
| Tower Bridge Advisors | 137,094 | $11.2M | 0.75% | −2,547−1.8% | Reduced |
| Richard C. Young & CO., LTD. | 136,918 | $11.2M | 1.54% | −352−0.3% | Reduced |
| Tekla Capital Management LLC | 136,225 | $11.1M | 0.36% | 00.0% | Unchanged |
| Wilkins Investment Counsel Inc | 130,590 | $10.7M | 2.61% | +2,400+1.9% | Added |
| Reynders McVeigh Capital Management, LLC | 129,351 | $10.6M | 0.65% | −630−0.5% | Reduced |
| Mariner, LLC | 126,850 | $10.4M | 0.05% | +74,123+140.6% | Added |
| Grandfield & Dodd, LLC | 125,645 | $10.3M | 0.72% | −7,294−5.5% | Reduced |
| Allianz Asset Management GmbH | 121,966 | $9.97M | 0.01% | +10,610+9.5% | Added |
| Advisor Group Holdings, Inc. | 118,256 | $9.67M | 0.02% | −4,017−3.3% | Reduced |
| Edgestream Partners, L.P. | 118,155 | $9.66M | 0.60% | +118,155 | New |
| Federated Hermes, Inc. | 117,566 | $9.62M | 0.02% | +8,369+7.7% | Added |
| Clifford Swan Investment Counsel LLC | 111,908 | $9.41M | 0.34% | −1,528−1.3% | Reduced |
| Kestra Advisory Services, LLC | 113,168 | $9.26M | 0.09% | +47,127+71.4% | Added |
| Tweedy, Browne Co LLC | 111,180 | $9.09M | 0.30% | −4,223−3.7% | Reduced |
| Fort Washington Investment Advisors Inc | 108,323 | $8.86M | 0.06% | −300−0.3% | Reduced |
| Barclays PLC | 106,883 | $8.74M | 0.01% | +51,994+94.7% | Added |
| StoneX Group Inc. | 105,169 | $8.60M | 1.24% | +105,169 | New |
| Creative Planning | 105,127 | $8.60M | 0.02% | +33,024+45.8% | Added |
| Qube Research & Technologies Ltd | 103,144 | $8.44M | 0.11% | −1,080−1.0% | Reduced |
| Oxbow Advisors, LLC | 102,720 | $8.40M | 0.85% | +4,011+4.1% | Added |
| Trust Co of Virginia | 102,635 | $8.39M | 0.93% | +1,405+1.4% | Added |
| Ingalls & Snyder LLC | 98,738 | $8.07M | 0.37% | −752−0.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 95,546 | $7.81M | 0.34% | +95,546 | New |
| Advisors Capital Management, LLC | 95,115 | $7.78M | 0.24% | +5,634+6.3% | Added |
| Atria Investments LLC | 94,556 | $7.73M | 0.14% | +4,157+4.6% | Added |
| Rathbone Brothers plc | 94,499 | $7.73M | 0.08% | −213−0.2% | Reduced |
| Greenwood Gearhart Inc | 93,765 | $7.67M | 1.19% | +6,344+7.3% | Added |
| American Assets Investment Management, LLC | 93,610 | $7.66M | 0.95% | 00.0% | Unchanged |
| Puzo Michael J | 93,002 | $7.61M | 2.41% | −1,580−1.7% | Reduced |
| Gabelli Funds LLC | 93,000 | $7.61M | 0.05% | 00.0% | Unchanged |
| Euro Pacific Asset Management, LLC | 90,532 | $7.51M | 1.96% | +4,486+5.2% | Added |
| Baird Financial Group, Inc. | 91,544 | $7.49M | 0.02% | +1,343+1.5% | Added |
| Moreno Evelyn V | 91,168 | $7.46M | 1.76% | −590−0.6% | Reduced |
| Blair William & Co | 90,745 | $7.42M | 0.03% | −4,756−5.0% | Reduced |
| Dearborn Partners LLC | 90,546 | $7.41M | 0.30% | +781+0.9% | Added |
| Private Advisor Group, LLC | 89,678 | $7.33M | 0.05% | +40,356+81.8% | Added |
| Welch & Forbes LLC | 89,296 | $7.30M | 0.12% | −1,590−1.7% | Reduced |
| Russell Investments Group, Ltd. | 88,860 | $7.27M | 0.01% | −3,121−3.4% | Reduced |
| Grimes & Company, Inc. | 88,567 | $7.24M | 0.32% | +2,696+3.1% | Added |
| Comerica Bank | 85,002 | $7.22M | 0.04% | −102,612−54.7% | Reduced |
| Buckhead Capital Management LLC | 88,201 | $7.21M | 1.61% | −8,089−8.4% | Reduced |
| FourThought Financial, LLC | 85,157 | $6.96M | 0.93% | +1,936+2.3% | Added |
| ProVise Management Group, LLC | 84,183 | $6.88M | 0.68% | +3,802+4.7% | Added |
| Captrust Financial Advisors | 82,899 | $6.78M | 0.06% | +4,505+5.7% | Added |
| Mengis Capital Management, Inc. | 82,679 | $6.76M | 1.42% | +250+0.3% | Added |
| Cohen Capital Management, Inc. | 82,016 | $6.71M | 1.17% | 00.0% | Unchanged |
| Investment House LLC | 79,513 | $6.50M | 0.47% | −6,888−8.0% | Reduced |
| Fifth Third Bancorp | 79,385 | $6.49M | 0.03% | −3,499−4.2% | Reduced |
| Osterweis Capital Management Inc | 79,067 | $6.47M | 0.35% | −194,998−71.2% | Reduced |
| New York State Common Retirement Fund | 78,447 | $6.42M | 0.01% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 75,608 | $6.18M | 0.13% | −107−0.1% | Reduced |
| Pinnacle Associates Ltd | 73,760 | $6.03M | 0.11% | −1,245−1.7% | Reduced |
| Zevin Asset Management LLC | 73,525 | $6.01M | 1.15% | +7,614+11.6% | Added |
| TCW Group Inc | 72,873 | $5.96M | 0.05% | −176−0.2% | Reduced |
| BBVA USA | 72,855 | $5.96M | 0.35% | −2,955−3.9% | Reduced |
| Trust Co of Vermont | 72,568 | $5.93M | 0.42% | −1,492−2.0% | Reduced |
| Freestone Capital Holdings, LLC | 72,292 | $5.91M | 0.30% | −7,739−9.7% | Reduced |
| Narwhal Capital Management | 69,938 | $5.72M | 0.72% | −16,159−18.8% | Reduced |
| MML Investors Services, LLC | 69,800 | $5.71M | 0.05% | +3,997+6.1% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 68,590 | $5.61M | 1.76% | +227+0.3% | Added |
| Timber Creek Capital Management LLC | 68,519 | $5.60M | 1.78% | +3,337+5.1% | Added |
| NewEdge Wealth, LLC | 68,440 | $5.60M | 0.33% | +2,782+4.2% | Added |
| Broderick Brian C | 68,395 | $5.59M | 1.49% | −12,109−15.0% | Reduced |
| Fiduciary Trust Co | 67,423 | $5.51M | 0.10% | −9,221−12.0% | Reduced |
| Geode Capital Management, LLC | 66,957 | $5.47M | 0.00% | −3,082−4.4% | Reduced |
| AMG National Trust Bank | 66,824 | $5.46M | 0.18% | +495+0.7% | Added |
| Brinker Capital Investments, LLC | 59,831 | $5.46M | 0.09% | 00.0% | Unchanged |
| Camden National Bank | 66,614 | $5.45M | 1.05% | +1,439+2.2% | Added |
| Live Oak Private Wealth LLC | 66,566 | $5.44M | 1.11% | +5,141+8.4% | Added |
| Northwestern Mutual Wealth Management Co | 66,495 | $5.44M | 0.01% | +757+1.2% | Added |
| Lowell Blake & Associates Inc. | 66,309 | $5.42M | 2.52% | +1,272+2.0% | Added |
| Guardian Capital LP | 65,467 | $5.35M | 0.11% | −11,649−15.1% | Reduced |