Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Voloridge Investment Management, LLC | 62,463 | $5.11M | 0.03% | −261,445−80.7% | Reduced |
| Foster Victor Wealth Advisors, LLC | 61,827 | $5.06M | 0.81% | +1,367+2.3% | Added |
| Moors & Cabot, Inc. | 62,000 | $5.05M | 0.32% | +31,683+104.5% | Added |
| Matthew Goff Investment Advisor, LLC | 59,945 | $4.90M | 1.20% | +2,339+4.1% | Added |
| Sepio Capital, LP | 58,871 | $4.81M | 0.40% | +689+1.2% | Added |
| Avalon Investment & Advisory | 57,364 | $4.69M | 0.11% | −16,345−22.2% | Reduced |
| Patten & Patten Inc | 56,978 | $4.66M | 0.35% | −2,110−3.6% | Reduced |
| Prentiss Smith & Co Inc | 56,720 | $4.64M | 2.35% | −165−0.3% | Reduced |
| Kidder Stephen W | 56,668 | $4.63M | 1.45% | −6,537−10.3% | Reduced |
| Beach Investment Counsel Inc | 56,034 | $4.58M | 0.43% | 00.0% | Unchanged |
| American Research & Management Co. | 55,110 | $4.51M | 1.04% | −575−1.0% | Reduced |
| Parcion Private Wealth LLC | 53,427 | $4.45M | 0.39% | +221+0.4% | Added |
| Aigen Investment Management, LP | 53,456 | $4.37M | 0.84% | +53,456 | New |
| Fairfield, Bush & Co. | 53,090 | $4.34M | 1.41% | −8,804−14.2% | Reduced |
| Mercer Global Advisors Inc | 52,406 | $4.29M | 0.03% | +11,183+27.1% | Added |
| Bradley Foster & Sargent Inc | 51,996 | $4.25M | 0.10% | −9,648−15.7% | Reduced |
| Whittier Trust Co | 51,951 | $4.25M | 0.08% | −99−0.2% | Reduced |
| Pekin Hardy Strauss, Inc. | 51,674 | $4.23M | 0.61% | −215−0.4% | Reduced |
| Garland Capital Management Inc | 50,755 | $4.15M | 2.97% | −100−0.2% | Reduced |
| Farmers & Merchants Investments Inc | 50,293 | $4.11M | 0.17% | −274−0.5% | Reduced |
| Pacer Advisors, Inc. | 50,249 | $4.11M | 0.05% | −435−0.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 50,184 | $4.10M | 0.02% | −4,035−7.4% | Reduced |
| Atlantic Union Bankshares Corp | 49,870 | $4.08M | 0.38% | −10,303−17.1% | Reduced |
| Blueshift Asset Management, LLC | 49,821 | $4.07M | 0.23% | +28,614+134.9% | Added |
| Nixon Peabody Trust Co | 48,170 | $3.94M | 1.42% | +1,877+4.1% | Added |
| People's United Financial, Inc. | 47,956 | $3.92M | 0.09% | +2,936+6.5% | Added |
| Carret Asset Management, LLC | 47,553 | $3.89M | 0.46% | −783−1.6% | Reduced |
| FDx Advisors, Inc. | 47,404 | $3.88M | 0.12% | +3,481+7.9% | Added |
| Guardian Capital Advisors LP | 46,993 | $3.88M | 0.40% | +185+0.4% | Added |
| United Capital Financial Advisers, LLC | 47,296 | $3.87M | 0.02% | +252+0.5% | Added |
| Notis-McConarty Edward | 45,911 | $3.75M | 1.38% | +1,685+3.8% | Added |
| Keybank National Association | 45,112 | $3.69M | 0.02% | +2,126+4.9% | Added |
| Davis Selected Advisers | 44,968 | $3.68M | 0.02% | −1,920−4.1% | Reduced |
| Country Club Trust Company, n.a. | 43,022 | $3.57M | 0.31% | +94+0.2% | Added |
| Zeke Capital Advisors, LLC | 43,377 | $3.55M | 0.20% | −658−1.5% | Reduced |
| Foyston, Gordon, & Payne Inc | 43,289 | $3.54M | 0.88% | −230−0.5% | Reduced |
| Wetherby Asset Management Inc | 43,138 | $3.53M | 0.22% | +561+1.3% | Added |
| Hayek Kallen Investment Management | 42,935 | $3.51M | 1.60% | −388−0.9% | Reduced |
| Canal Capital Management, LLC | 42,739 | $3.50M | 1.00% | −221−0.5% | Reduced |
| Haverford Trust Co | 42,610 | $3.48M | 0.04% | −7,470−14.9% | Reduced |
| Marco Investment Management LLC | 42,559 | $3.48M | 0.38% | −68−0.2% | Reduced |
| Mar Vista Investment Partners LLC | 42,558 | $3.48M | 0.09% | 00.0% | Unchanged |
| Park National Corp | 42,459 | $3.47M | 0.15% | −1,806−4.1% | Reduced |
| Caption Management, LLC | 41,997 | $3.44M | 0.23% | +41,997 | New |
| Glenmede Trust Co NA | 41,510 | $3.39M | 0.02% | −210−0.5% | Reduced |
| Smithbridge Asset Management Inc | 41,268 | $3.38M | 1.12% | +173+0.4% | Added |
| Hamel Associates, Inc. | 40,939 | $3.35M | 1.31% | −8,619−17.4% | Reduced |
| Clearbridge Investments, LLC | 40,791 | $3.34M | 0.00% | +5,528+15.7% | Added |
| Cardinal Capital Management | 40,352 | $3.30M | 0.71% | +139+0.3% | Added |
| Private Asset Management Inc | 40,256 | $3.29M | 0.45% | −1,885−4.5% | Reduced |
| Smith, Salley & Associates | 39,881 | $3.26M | 0.26% | +1,693+4.4% | Added |
| Regions Financial Corp | 38,935 | $3.18M | 0.03% | +1,248+3.3% | Added |
| Chesley Taft & Associates LLC | 38,432 | $3.14M | 0.18% | −240−0.6% | Reduced |
| Argent Trust Co | 38,173 | $3.12M | 0.20% | +169+0.4% | Added |
| Northeast Investment Management | 38,012 | $3.11M | 0.17% | −2,375−5.9% | Reduced |
| Catalyst Capital Advisors LLC | 37,080 | $3.03M | 0.15% | −1,100−2.9% | Reduced |
| FORA Capital, LLC | 37,079 | $3.03M | 0.77% | +17,326+87.7% | Added |
| Ethic Inc. | 36,715 | $3.00M | 0.31% | +12,850+53.8% | Added |
| Advisory Services Network, LLC | 36,228 | $2.96M | 0.09% | +5,753+18.9% | Added |
| WealthTrust Axiom LLC | 35,905 | $2.94M | 0.99% | −125−0.3% | Reduced |
| Davenport & Co LLC | 35,365 | $2.89M | 0.02% | +20,289+134.6% | Added |
| Heritage Way Advisors, LLC | 35,132 | $2.87M | 1.19% | −165−0.5% | Reduced |
| Summitry LLC | 34,237 | $2.80M | 0.18% | −443−1.3% | Reduced |
| Perennial Advisors, LLC | 34,240 | $2.80M | 0.82% | +2,397+7.5% | Added |
| Woodmont Investment Counsel LLC | 34,201 | $2.80M | 0.41% | −872−2.5% | Reduced |
| Moody National Bank Trust Division | 34,183 | $2.80M | 0.04% | +2,388+7.5% | Added |
| Cubic Asset Management, LLC | 34,093 | $2.79M | 0.69% | 00.0% | Unchanged |
| Royal Fund Management, LLC | 33,601 | $2.75M | 0.44% | −2,888−7.9% | Reduced |
| Price T Rowe Associates Inc | 33,319 | $2.72M | 0.00% | +2,691+8.8% | Added |
| Bokf, NA | 33,112 | $2.71M | 0.05% | +33,112 | New |
| Whittier Trust Co of Nevada Inc | 32,840 | $2.69M | 0.11% | +153+0.5% | Added |
| FNY Investment Advisers, LLC | 32,400 | $2.65M | 1.24% | +32,400 | New |
| Cullen/Frost Bankers, Inc. | 32,229 | $2.64M | 0.05% | −1,619−4.8% | Reduced |
| Page Arthur B | 32,076 | $2.62M | 1.95% | −865−2.6% | Reduced |
| Eagle Global Advisors LLC | 31,309 | $2.56M | 0.17% | −215−0.7% | Reduced |
| Salem Capital Management Inc | 30,744 | $2.51M | 1.38% | +22,000+251.6% | Added |
| American National Insurance Co | 30,500 | $2.49M | 0.09% | 00.0% | Unchanged |
| Beacon Financial Group | 30,051 | $2.49M | 0.34% | +781+2.7% | Added |
| Vestmark Advisory Solutions, Inc. | 29,915 | $2.45M | 0.17% | +1,948+7.0% | Added |
| We Are One Seven, LLC | 34,063 | $2.44M | 0.31% | −201−0.6% | Reduced |
| Alliancebernstein L.P. | 29,071 | $2.38M | 0.00% | −230−0.8% | Reduced |
| Pittenger & Anderson Inc | 28,881 | $2.36M | 0.12% | +331+1.2% | Added |
| Cohen Lawrence B | 28,822 | $2.36M | 1.24% | −1,459−4.8% | Reduced |
| Stephens Inc | 28,675 | $2.35M | 0.04% | +4,510+18.7% | Added |
| Stonebridge Capital Management Inc | 28,515 | $2.33M | 0.86% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 28,086 | $2.30M | 0.03% | −405−1.4% | Reduced |
| Huntington National Bank | 28,083 | $2.30M | 0.02% | +3,525+14.4% | Added |
| HRT Financial LP | 27,900 | $2.28M | 0.01% | +27,900 | New |
| Snowden Capital Advisors LLC | 27,530 | $2.25M | 0.11% | +428+1.6% | Added |
| Oppenheimer & Co Inc | 27,452 | $2.25M | 0.04% | −4,846−15.0% | Reduced |
| Fairhaven Wealth Management, LLC | 27,295 | $2.23M | 0.92% | +3,814+16.2% | Added |
| Abbot Financial Management, Inc. | 26,733 | $2.19M | 0.99% | −350−1.3% | Reduced |
| AE Wealth Management LLC | 26,656 | $2.18M | 0.02% | +636+2.4% | Added |
| Schonfeld Strategic Advisors LLC | 26,400 | $2.16M | 0.02% | +26,400 | New |
| Parsons Capital Management Inc | 26,238 | $2.15M | 0.17% | −3,493−11.7% | Reduced |
| Cresset Asset Management, LLC | 25,962 | $2.12M | 0.03% | +5,478+26.7% | Added |
| D. E. Shaw & Co., Inc. | 25,970 | $2.12M | 0.00% | +15,329+144.1% | Added |
| Synovus Financial Corp | 25,914 | $2.12M | 0.02% | −12,057−31.8% | Reduced |
| Hall Laurie J Trustee | 25,846 | $2.11M | 0.82% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 25,752 | $2.11M | 0.08% | +550+2.2% | Added |