Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Naples Global Advisors, LLC | 25,728 | $2.10M | 0.28% | +564+2.2% | Added |
| Telemus Capital, LLC | 25,707 | $2.10M | 0.18% | +385+1.5% | Added |
| Taylor, Cottrill, Erickson & Associates, Inc. | 25,222 | $2.06M | 0.29% | −850−3.3% | Reduced |
| Welch Group, LLC | 25,176 | $2.06M | 0.14% | −354,635−93.4% | Reduced |
| Ipswich Investment Management Co., Inc. | 25,119 | $2.05M | 0.53% | −500−2.0% | Reduced |
| Crossmark Global Holdings, Inc. | 25,010 | $2.04M | 0.05% | −28,820−53.5% | Reduced |
| Commerce Bank | 24,756 | $2.02M | 0.01% | −1,189−4.6% | Reduced |
| Clearstead Advisors, LLC | 24,718 | $2.02M | 0.15% | −420−1.7% | Reduced |
| Dempze Nancy E | 24,706 | $2.02M | 1.58% | −140−0.6% | Reduced |
| Trust Co of Toledo NA | 24,628 | $2.01M | 0.33% | +2,154+9.6% | Added |
| EagleClaw Capital Managment, LLC | 24,560 | $2.00M | 0.52% | +650+2.7% | Added |
| Mirador Capital Partners LP | 24,384 | $1.99M | 0.45% | +543+2.3% | Added |
| FineMark National Bank & Trust | 24,327 | $1.99M | 0.08% | −2,547−9.5% | Reduced |
| Advisors Asset Management, Inc. | 24,246 | $1.98M | 0.03% | −51,809−68.1% | Reduced |
| Sandy Spring Bank | 24,143 | $1.97M | 0.10% | −2,587−9.7% | Reduced |
| Logan Capital Management Inc | 23,932 | $1.96M | 0.09% | −92−0.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 23,779 | $1.95M | 0.03% | −20,106−45.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 23,735 | $1.94M | 0.04% | −7,681−24.4% | Reduced |
| Fca Corp | 23,512 | $1.92M | 0.58% | +241+1.0% | Added |
| Cox Capital Mgt LLC | 23,381 | $1.91M | 1.29% | −21−0.1% | Reduced |
| Trexquant Investment LP | 23,059 | $1.89M | 0.15% | +23,059 | New |
| Y-Intercept (Hong Kong) Ltd | 22,966 | $1.88M | 0.34% | −310−1.3% | Reduced |
| National Asset Management, Inc. | 22,755 | $1.87M | 0.06% | −94−0.4% | Reduced |
| NBT Bank N A | 22,877 | $1.87M | 0.26% | −50−0.2% | Reduced |
| GWM Advisors LLC | 22,579 | $1.85M | 0.05% | −646−2.8% | Reduced |
| Telos Capital Management, Inc. | 22,523 | $1.84M | 0.25% | −785−3.4% | Reduced |
| Baker Tilly Wealth Management, LLC | 22,483 | $1.84M | 0.24% | +3,569+18.9% | Added |
| Cascade Investment Advisors, Inc. | 22,470 | $1.84M | 1.20% | +900+4.2% | Added |
| Azzad Asset Management Inc | 22,366 | $1.83M | 0.27% | −6,572−22.7% | Reduced |
| HighPoint Advisor Group LLC | 22,188 | $1.81M | 0.18% | −3,284−12.9% | Reduced |
| Palisade Asset Management, LLC | 22,193 | $1.81M | 0.22% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 21,962 | $1.80M | 0.02% | −1,482−6.3% | Reduced |
| Valley National Advisers Inc | 21,583 | $1.76M | 0.32% | −95−0.4% | Reduced |
| Bessemer Group Inc | 21,574 | $1.76M | 0.00% | −491−2.2% | Reduced |
| Advisor Partners LLC | 21,461 | $1.75M | 0.12% | −3,180−12.9% | Reduced |
| Court Place Advisors, LLC | 21,465 | $1.75M | 0.52% | −360−1.6% | Reduced |
| Somerset Trust Co | 21,285 | $1.74M | 0.71% | +1,629+8.3% | Added |
| Greenleaf Trust | 21,187 | $1.73M | 0.02% | −303−1.4% | Reduced |
| Strategic Global Advisors, LLC | 21,151 | $1.73M | 0.25% | −59−0.3% | Reduced |
| HC Financial Advisors Inc | 21,083 | $1.72M | 1.04% | +820+4.0% | Added |
| Horizon Kinetics Asset Management LLC | 20,930 | $1.71M | 0.04% | −380−1.8% | Reduced |
| Integrated Wealth Concepts LLC | 20,513 | $1.68M | 0.05% | +2,049+11.1% | Added |
| Creegan & Nassoura Financial Group, LLC | 20,425 | $1.67M | 1.42% | −225−1.1% | Reduced |
| Kahn Brothers Group Inc | 20,398 | $1.67M | 0.23% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 20,354 | $1.67M | 0.05% | +3,691+22.2% | Added |
| Signaturefd, LLC | 20,275 | $1.66M | 0.06% | −466−2.2% | Reduced |
| Providence Capital Advisors, LLC | 20,149 | $1.65M | 0.51% | +1,857+10.2% | Added |
| NorthCoast Asset Management LLC | 20,054 | $1.64M | 0.06% | −156−0.8% | Reduced |
| Lowe Brockenbrough & Co Inc | 20,079 | $1.64M | 0.13% | +692+3.6% | Added |
| Raymond James Trust N.A. | 19,866 | $1.63M | 0.05% | −828−4.0% | Reduced |
| Advisors Management Group Inc | 19,867 | $1.63M | 0.50% | −120−0.6% | Reduced |
| Chelsea Counsel Co | 19,800 | $1.62M | 0.74% | 00.0% | Unchanged |
| South State Corp. | 19,558 | $1.60M | 0.13% | −1,029−5.0% | Reduced |
| Regentatlantic Capital LLC | 19,139 | $1.56M | 0.05% | −1,510−7.3% | Reduced |
| First Horizon Advisors, Inc. | 19,104 | $1.56M | 0.05% | +11,912+165.6% | Added |
| Frontier Wealth Management LLC | 18,782 | $1.54M | 0.11% | −3,150−14.4% | Reduced |
| McKinley Capital Management LLC /Delaware | 18,590 | $1.52M | 0.14% | −730−3.8% | Reduced |
| Ariel Investments, LLC | 18,536 | $1.52M | 0.01% | −2,046−9.9% | Reduced |
| Mount Yale Investment Advisors, LLC | 18,420 | $1.51M | 0.17% | −894−4.6% | Reduced |
| Sawtooth Solutions, LLC | 18,421 | $1.51M | 0.23% | +4,819+35.4% | Added |
| Aevitas Wealth Management, Inc. | 18,209 | $1.49M | 0.95% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 18,123 | $1.48M | 0.27% | +284+1.6% | Added |
| Independent Investors Inc | 17,900 | $1.46M | 0.36% | 00.0% | Unchanged |
| Summit Global Investments | 17,573 | $1.44M | 0.11% | +4,711+36.6% | Added |
| Coastline Trust Co | 17,505 | $1.43M | 0.18% | +205+1.2% | Added |
| Sit Investment Associates Inc | 17,500 | $1.43M | 0.04% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 17,407 | $1.42M | 0.00% | −2,400−12.1% | Reduced |
| Prospera Financial Services Inc | 17,273 | $1.41M | 0.07% | +292+1.7% | Added |
| TD Private Client Wealth LLC | 17,267 | $1.41M | 0.06% | −7,743−31.0% | Reduced |
| Berkshire Bank | 17,132 | $1.40M | 0.34% | −1,259−6.8% | Reduced |
| Roberts Glore & Co Inc | 16,903 | $1.38M | 0.42% | +50+0.3% | Added |
| Boston Family Office LLC | 16,815 | $1.38M | 0.10% | −529−3.1% | Reduced |
| Cetera Investment Advisers | 16,709 | $1.37M | 0.02% | −836−4.8% | Reduced |
| CNB Bank | 16,650 | $1.36M | 0.82% | +1,907+12.9% | Added |
| Annex Advisory Services, LLC | 16,593 | $1.36M | 0.11% | −296−1.8% | Reduced |
| Old National Bancorp | 16,543 | $1.35M | 0.05% | −4,487−21.3% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,550 | $1.35M | 0.49% | −53−0.3% | Reduced |
| Deutsche Bank AG | 16,379 | $1.34M | 0.00% | −496−2.9% | Reduced |
| LaFleur & Godfrey LLC | 16,359 | $1.34M | 0.18% | +478+3.0% | Added |
| Benedict Financial Advisors Inc | 16,219 | $1.33M | 0.37% | +771+5.0% | Added |
| Rothschild Investment Corp | 16,145 | $1.32M | 0.11% | 00.0% | Unchanged |
| Cary Street Partners Asset Management LLC | 16,056 | $1.31M | 0.46% | −1,171−6.8% | Reduced |
| GQG Partners LLC | 15,966 | $1.31M | 0.00% | 00.0% | Unchanged |
| Mitchell & Pahl Private Wealth, LLC | 15,965 | $1.31M | 0.94% | +178+1.1% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 15,939 | $1.30M | 0.00% | +433+2.8% | Added |
| Checchi Capital Advisers, LLC | 15,713 | $1.28M | 0.16% | +186+1.2% | Added |
| Park Avenue Securities LLC | 15,698 | $1.28M | 0.03% | +814+5.5% | Added |
| Arnhold LLC | 15,636 | $1.28M | 0.15% | 00.0% | Unchanged |
| True North Advisors, LLC | 15,651 | $1.28M | 0.25% | +1,471+10.4% | Added |
| Connolly Sarah T. | 15,594 | $1.27M | 1.05% | −70−0.4% | Reduced |
| West Family Investments, Inc. | 15,458 | $1.26M | 0.34% | +3,413+28.3% | Added |
| SG Americas Securities, LLC | 15,279 | $1.25M | 0.01% | −174−1.1% | Reduced |
| SevenBridge Financial Group, LLC | 15,095 | $1.23M | 0.41% | −368−2.4% | Reduced |
| Physicians Financial Services, Inc. | 15,058 | $1.23M | 0.50% | −300−2.0% | Reduced |
| Headinvest, LLC | 15,026 | $1.23M | 0.23% | −63−0.4% | Reduced |
| Covenant Partners, LLC | 14,815 | $1.21M | 0.48% | +3,709+33.4% | Added |
| Aberdeen Wealth Management LLC | 14,807 | $1.21M | 1.17% | −466−3.1% | Reduced |
| Cambridge Advisors Inc. | 14,775 | $1.21M | 0.29% | −50−0.3% | Reduced |
| Cadence Bank NA | 14,733 | $1.21M | 0.36% | −2,353−13.8% | Reduced |
| West Oak Capital, LLC | 14,640 | $1.20M | 0.46% | −135−0.9% | Reduced |