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Livermore
Livermore
ZHEN

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2022

Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,137
+4 vs. Q4 2021
Shares held
208.2M
−2.70M (−1.3%) vs. Q4 2021
Total value
$18.3B
−$195.4M (−1.1%) vs. Q4 2021
New holders
93
413 more added
Sold out
89
414 more reduced

14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 1,137 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ1 2022: $18.3B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.

Institutions holding NVS in Q1 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Clear Street Markets LLC1$00.00%+1New
Disciplined Investments, LLC10$1.00K0.00%−200−95.2%Reduced
Corsicana & Co.16$1.00K0.00%00.0%Unchanged
Covestor Ltd6$1.00K0.00%+6New
NewSquare Capital LLC25$2.00K0.00%−59−70.2%Reduced
Nisa Investment Advisors, LLC22$2.00K0.00%00.0%Unchanged
Cribstone Capital Management, LLC26$2.00K0.00%+1+4.0%Added
Freedman Financial Associates, Inc.27$2.00K0.00%00.0%Unchanged
Archer Investment Corp24$2.25K0.00%00.0%Unchanged
Tucker Asset Management LLC31$2.72K0.00%+31New
West Bancorporation Inc34$3.00K0.00%00.0%Unchanged
Hartford Financial Management Inc.30$3.00K0.00%00.0%Unchanged
Raleigh Capital Management Inc.50$4.00K0.00%−25−33.3%Reduced
Mach-1 Financial Group, Inc.56$4.00K0.00%−11−16.4%Reduced
Westside Investment Management, Inc.52$4.00K0.00%00.0%Unchanged
GPS Wealth Strategies Group, LLC48$4.00K0.00%00.0%Unchanged
O'Dell Group, LLC50$4.00K0.00%00.0%Unchanged
Selective Wealth Management, Inc.51$4.00K0.00%00.0%Unchanged
Beaird Harris Wealth Management, LLC47$4.00K0.00%00.0%Unchanged
Karlinski Andrew C44$4.00K0.01%−2−4.3%Reduced
Financial Enhancement Group LLC45$4.00K0.00%+45New
NVWM, LLC44$4.00K0.00%+44New
De Burlo Group Inc47$4.12K0.00%+47New
Stonebridge Capital Advisors LLC53$5.00K0.00%00.0%Unchanged
First Bank & Trust56$5.00K0.00%00.0%Unchanged
Central Bank & Trust Co70$6.00K0.00%00.0%Unchanged
Mascoma Wealth Management LLC67$6.00K0.00%+67New
Brewin Dolphin Wealth Management Ltd67$6.00K0.00%+67New
Solstein Capital, LLC84$7.00K0.00%−275−76.6%Reduced
PYA Waltman Capital, LLC77$7.00K0.00%−20−20.6%Reduced
Manchester Capital Management LLC79$7.00K0.00%+26+49.1%Added
HighMark Wealth Management LLC75$7.00K0.00%+15+25.0%Added
Capital Advisory Group Advisory Services, LLC85$7.00K0.00%+85New
Newbridge Financial Services Group, Inc.91$8.00K0.00%−9−9.0%Reduced
Princeton Global Asset Management LLC100$9.00K0.00%−9,505−99.0%Reduced
First Command Bank100$9.00K0.00%−248−71.3%Reduced
Aquatic Capital Management LLC100$9.00K0.01%−100−50.0%Reduced
Johnson Financial Group, Inc.98$9.00K0.00%00.0%Unchanged
TCI Wealth Advisors, Inc.100$9.00K0.00%00.0%Unchanged
First Command Financial Services, Inc.100$9.00K0.00%00.0%Unchanged
PFG Private Wealth Management, LLC100$9.00K0.00%00.0%Unchanged
TSFG, LLC100$9.00K0.00%00.0%Unchanged
Center for Financial Planning, Inc.100$9.00K0.00%00.0%Unchanged
McCarthy Asset Management, Inc.108$9.00K0.01%00.0%Unchanged
Cowen Prime Advisors LLC100$9.00K0.00%00.0%Unchanged
American National Bank99$9.00K0.00%+88+800.0%Added
Polaris Capital Management, LLC100$9.00K0.00%+100New
Capital Directions Investment Advisors, LLC103$9.00K0.00%+103New
Worth Asset Management, LLC100$9.00K0.01%+100New
Migdal Insurance & Financial Holdings Ltd.110$10.0K0.00%00.0%Unchanged
Advanced Research Investment Solutions, LLC109$10.0K0.00%+109New
Schubert & Co112$10.0K0.01%+112New
Adirondack Trust Co130$11.0K0.01%00.0%Unchanged
Horan Securities, Inc.125$11.0K0.01%00.0%Unchanged
West Paces Advisors Inc.131$11.5K0.00%+131New
RWM Asset Management, LLC142$12.0K0.00%00.0%Unchanged
Highlander Capital Management, LLC150$13.0K0.01%00.0%Unchanged
Carolinas Wealth Consulting LLC150$13.0K0.00%00.0%Unchanged
SJS Investment Consulting Inc.160$14.0K0.00%00.0%Unchanged
Bogart Wealth, LLC154$14.0K0.00%00.0%Unchanged
Bank of New Hampshire155$14.0K0.00%+155New
United Community Bank165$14.5K0.01%+165New
Raffa Wealth Management, LLC166$14.6K0.01%−83−33.3%Reduced
Laurel Wealth Advisors LLC172$15.0K0.00%00.0%Unchanged
Tarbox Family Office, Inc.188$16.0K0.00%00.0%Unchanged
Albion Financial Group181$16.0K0.00%+90+98.9%Added
Oliver Lagore Vanvalin Investment Group180$16.0K0.01%+180New
Asset Dedication, LLC196$17.0K0.00%−224−53.3%Reduced
Close Asset Management Ltd200$17.0K0.00%00.0%Unchanged
Beacon Capital Management, LLC202$17.0K0.00%+202New
Blume Capital Management, Inc.200$18.0K0.01%−26,958−99.3%Reduced
TFC Financial Management209$18.0K0.01%00.0%Unchanged
Wolff Wiese Magana LLC203$18.0K0.01%00.0%Unchanged
Trust Co200$18.0K0.00%00.0%Unchanged
Coastal Capital Group, Inc.200$18.0K0.00%00.0%Unchanged
Mine & Arao Wealth Creation & Management, LLC.200$18.0K0.01%00.0%Unchanged
West Branch Capital LLC200$18.0K0.01%+50+33.3%Added
Sawyer & Company, Inc200$18.0K0.01%+200New
Private Ocean, LLC220$19.0K0.00%+3+1.4%Added
McClarren Financial Advisors, Inc.222$19.0K0.01%+4+1.8%Added
First Community Trust NA212$19.0K0.02%+15+7.6%Added
Financial Management Professionals, Inc.212$19.0K0.00%+46+27.7%Added
Creative Financial Designs Inc219$19.0K0.00%+99+82.5%Added
Retirement Group, LLC213$19.0K0.01%+213New
WR Wealth Planners, LLC219$19.2K0.01%+219New
Pin Oak Investment Advisors Inc230$20.0K0.02%00.0%Unchanged
Contravisory Investment Management, Inc.230$20.0K0.01%+230New
WFA Asset Management Corp233$20.4K0.01%00.0%Unchanged
Rockbridge Investment Management, LCC235$20.6K0.00%00.0%Unchanged
Credit Agricole S A243$21.0K0.00%00.0%Unchanged
SRS Capital Advisors, Inc.243$21.0K0.00%+183+305.0%Added
Antonetti Capital Management LLC250$22.0K0.02%00.0%Unchanged
Pacific Center for Financial Services248$22.0K0.01%00.0%Unchanged
Paladin Advisory Group, LLC252$22.0K0.02%+252New
Northwest Investment Counselors, LLC262$23.0K0.01%00.0%Unchanged
Baystate Wealth Management LLC260$23.0K0.00%−4−1.5%Reduced
Sterling Investment Advisors, Ltd.273$24.0K0.01%+110+67.5%Added
Centerpoint Advisors, LLC288$25.0K0.01%+1+0.3%Added
Tradewinds Capital Management, LLC280$25.0K0.00%+15+5.7%Added
Legacy Bridge, LLC292$26.0K0.02%00.0%Unchanged