Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| John G Ullman & Associates Inc | 186,419 | $16.4M | 2.27% | +8,180+4.6% | Added |
| Segall Bryant & Hamill, LLC | 185,243 | $16.3M | 0.16% | +185,243 | New |
| Tocqueville Asset Management L.P. | 184,852 | $16.2M | 0.25% | −8,085−4.2% | Reduced |
| Confluence Investment Management LLC | 182,602 | $16.0M | 0.22% | +674+0.4% | Added |
| M&T Bank Corp | 169,616 | $14.9M | 0.07% | +14,749+9.5% | Added |
| First Fiduciary Investment Counsel, Inc. | 169,371 | $14.9M | 2.90% | −852−0.5% | Reduced |
| Citigroup Inc | 166,466 | $14.6M | 0.02% | +12,745+8.3% | Added |
| Bank of Montreal | 165,921 | $14.6M | 0.01% | −95,734−36.6% | Reduced |
| Federated Hermes, Inc. | 162,000 | $14.2M | 0.03% | +64,879+66.8% | Added |
| Somerville Kurt F | 161,512 | $14.2M | 2.28% | −13,140−7.5% | Reduced |
| Exencial Wealth Advisors, LLC | 160,423 | $14.1M | 0.71% | −20,076−11.1% | Reduced |
| Mariner, LLC | 156,063 | $13.7M | 0.05% | +4,463+2.9% | Added |
| DDD Partners, LLC | 155,960 | $13.7M | 1.87% | +2,738+1.8% | Added |
| SAL Trading, LLC | 155,783 | $13.7M | 9.49% | +155,783 | New |
| Assetmark, Inc | 154,298 | $13.5M | 0.06% | +143,165+1,286.0% | Added |
| American Century Companies Inc | 153,461 | $13.5M | 0.01% | +18,324+13.6% | Added |
| Edgemoor Investment Advisors, Inc. | 147,217 | $12.9M | 1.36% | −3,183−2.1% | Reduced |
| Gamble Jones Investment Counsel | 146,944 | $12.9M | 0.80% | −962−0.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 144,915 | $12.7M | 0.14% | +136,015+1,528.3% | Added |
| Richard C. Young & CO., LTD. | 140,406 | $12.3M | 1.57% | +8,504+6.4% | Added |
| Banco Santander, S.A. | 139,100 | $12.2M | 0.13% | −56,839−29.0% | Reduced |
| Grimes & Company, Inc. | 138,958 | $12.2M | 0.64% | +48,186+53.1% | Added |
| CIBC World Markets Inc. | 136,564 | $12.0M | 0.04% | −12,093−8.1% | Reduced |
| Guyasuta Investment Advisors Inc | 136,411 | $12.0M | 0.82% | −1,575−1.1% | Reduced |
| Tekla Capital Management LLC | 136,225 | $12.0M | 0.42% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 130,133 | $11.9M | 0.02% | +5,341+4.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 134,659 | $11.8M | 0.02% | −7,686−5.4% | Reduced |
| Grandfield & Dodd, LLC | 134,065 | $11.8M | 0.80% | +4,480+3.5% | Added |
| Wilkins Investment Counsel Inc | 133,880 | $11.7M | 2.65% | +1,090+0.8% | Added |
| Jarislowsky, Fraser Ltd | 130,605 | $11.5M | 0.06% | −86,301−39.8% | Reduced |
| Reynders McVeigh Capital Management, LLC | 128,224 | $11.3M | 0.69% | −1,391−1.1% | Reduced |
| National Bank of Canada | 125,683 | $10.9M | 0.04% | −21,912−14.8% | Reduced |
| Bahl & Gaynor Inc | 121,883 | $10.7M | 0.08% | −10,098−7.7% | Reduced |
| Euro Pacific Asset Management, LLC | 121,295 | $10.7M | 2.09% | +19,933+19.7% | Added |
| Allianz Asset Management GmbH | 120,101 | $10.5M | 0.01% | −950−0.8% | Reduced |
| Tower Bridge Advisors | 115,169 | $10.1M | 0.68% | −3,941−3.3% | Reduced |
| Majedie Asset Management Ltd | 113,784 | $9.96M | 0.82% | +113,784 | New |
| Clifford Swan Investment Counsel LLC | 108,870 | $9.55M | 0.35% | −2,664−2.4% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 108,179 | $9.49M | 0.35% | +17,645+19.5% | Added |
| Greenwood Gearhart Inc | 106,868 | $9.38M | 1.29% | +4,406+4.3% | Added |
| Moreno Evelyn V | 105,902 | $9.29M | 1.88% | +5,083+5.0% | Added |
| Ingalls & Snyder LLC | 105,098 | $9.22M | 0.42% | +6,961+7.1% | Added |
| Fort Washington Investment Advisors Inc | 103,064 | $9.04M | 0.06% | −100−0.1% | Reduced |
| Tweedy, Browne Co LLC | 101,938 | $8.95M | 0.29% | −4,151−3.9% | Reduced |
| Blair William & Co | 100,165 | $8.79M | 0.03% | −884−0.9% | Reduced |
| Trust Co of Virginia | 100,085 | $8.78M | 0.94% | −516−0.5% | Reduced |
| Brown Brothers Harriman & Co | 96,789 | $8.49M | 0.06% | −27,201−21.9% | Reduced |
| Jones Financial Companies LLLP | 96,771 | $8.49M | 0.01% | −45,893−32.2% | Reduced |
| Baird Financial Group, Inc. | 95,477 | $8.38M | 0.02% | +4,122+4.5% | Added |
| American Assets Investment Management, LLC | 93,610 | $8.21M | 0.87% | 00.0% | Unchanged |
| Foster Victor Wealth Advisors, LLC | 89,837 | $8.14M | 1.12% | +16,070+21.8% | Added |
| CWM, LLC | 92,149 | $8.09M | 0.06% | +3,262+3.7% | Added |
| Gabelli Funds LLC | 92,000 | $8.07M | 0.05% | 00.0% | Unchanged |
| Welch & Forbes LLC | 90,754 | $7.96M | 0.13% | −729−0.8% | Reduced |
| Rathbone Brothers plc | 90,106 | $7.91M | 0.08% | −2,951−3.2% | Reduced |
| ProVise Management Group, LLC | 89,540 | $7.86M | 0.74% | +1,693+1.9% | Added |
| Russell Investments Group, Ltd. | 87,791 | $7.70M | 0.01% | −2,844−3.1% | Reduced |
| Captrust Financial Advisors | 86,519 | $7.59M | 0.05% | +1,645+1.9% | Added |
| Puzo Michael J | 86,459 | $7.59M | 2.28% | −3,110−3.5% | Reduced |
| Mengis Capital Management, Inc. | 85,996 | $7.55M | 1.45% | +967+1.1% | Added |
| Comerica Bank | 81,552 | $7.44M | 0.05% | +3,532+4.5% | Added |
| Buckhead Capital Management LLC | 84,768 | $7.44M | 1.61% | −79−0.1% | Reduced |
| Freestone Capital Holdings, LLC | 82,956 | $7.28M | 0.29% | +10,834+15.0% | Added |
| NewEdge Wealth, LLC | 82,458 | $7.24M | 0.32% | +9,094+12.4% | Added |
| Cohen Capital Management, Inc. | 82,016 | $7.20M | 1.26% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 80,374 | $7.05M | 0.04% | +24,334+43.4% | Added |
| Gluskin Sheff & Assoc Inc | 80,309 | $7.05M | 0.31% | −1,738−2.1% | Reduced |
| New York State Common Retirement Fund | 79,327 | $6.96M | 0.01% | 00.0% | Unchanged |
| Franklin, Parlapiano, Turner & Welch, LLC | 77,877 | $6.83M | 2.03% | +3,986+5.4% | Added |
| Fifth Third Bancorp | 77,494 | $6.80M | 0.03% | −787−1.0% | Reduced |
| Ethic Inc. | 77,287 | $6.78M | 0.47% | +37,008+91.9% | Added |
| Zevin Asset Management LLC | 76,103 | $6.68M | 1.28% | +14,489+23.5% | Added |
| Atria Investments LLC | 75,065 | $6.59M | 0.12% | −1,520−2.0% | Reduced |
| Edgestream Partners, L.P. | 74,732 | $6.56M | 0.52% | +74,732 | New |
| TCW Group Inc | 72,830 | $6.39M | 0.06% | −38−0.1% | Reduced |
| Private Advisor Group, LLC | 72,625 | $6.37M | 0.05% | +3,333+4.8% | Added |
| MML Investors Services, LLC | 72,151 | $6.33M | 0.04% | +4,528+6.7% | Added |
| Guardian Capital LP | 72,118 | $6.33M | 0.12% | +6,651+10.2% | Added |
| Everett Harris & Co | 72,051 | $6.32M | 0.09% | −30,307−29.6% | Reduced |
| Live Oak Private Wealth LLC | 71,946 | $6.31M | 1.22% | +2,588+3.7% | Added |
| Matthew Goff Investment Advisor, LLC | 70,628 | $6.20M | 1.45% | +9,993+16.5% | Added |
| Timber Creek Capital Management LLC | 69,964 | $6.14M | 1.86% | +95+0.1% | Added |
| Trust Co of Vermont | 68,728 | $6.03M | 0.41% | −842−1.2% | Reduced |
| Lowell Blake & Associates Inc. | 68,078 | $5.97M | 2.25% | −1,694−2.4% | Reduced |
| Camden National Bank | 66,411 | $5.83M | 1.06% | +285+0.4% | Added |
| Pinnacle Associates Ltd | 66,308 | $5.82M | 0.10% | −273−0.4% | Reduced |
| Scotia Capital Inc. | 66,165 | $5.81M | 0.04% | −3,591−5.1% | Reduced |
| AMG National Trust Bank | 66,104 | $5.80M | 0.19% | +115+0.2% | Added |
| Brinker Capital Investments, LLC | 66,038 | $5.79M | 0.09% | +2,929+4.6% | Added |
| Peapack Gladstone Financial Corp | 63,715 | $5.59M | 0.11% | −11,947−15.8% | Reduced |
| Dearborn Partners LLC | 63,560 | $5.58M | 0.21% | −3,767−5.6% | Reduced |
| FDx Advisors, Inc. | 62,817 | $5.51M | 0.19% | +3,847+6.5% | Added |
| Simplex Trading, LLC | 61,959 | $5.44M | 0.17% | −55,900−47.4% | Reduced |
| Investment House LLC | 61,803 | $5.42M | 0.40% | −4,970−7.4% | Reduced |
| Pacer Advisors, Inc. | 60,450 | $5.30M | 0.04% | +9,491+18.6% | Added |
| Osterweis Capital Management Inc | 60,354 | $5.30M | 0.29% | −222−0.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 59,748 | $5.24M | 0.01% | +280.0% | Added |
| Fiduciary Trust Co | 58,686 | $5.15M | 0.09% | −3,473−5.6% | Reduced |
| Prentiss Smith & Co Inc | 55,026 | $4.83M | 2.90% | −1,665−2.9% | Reduced |
| Beach Investment Counsel Inc | 54,934 | $4.82M | 0.51% | −1,050−1.9% | Reduced |