Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Narwhal Capital Management | 54,413 | $4.78M | 0.56% | −2,757−4.8% | Reduced |
| Patten & Patten Inc | 54,323 | $4.77M | 0.35% | −137−0.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,240 | $4.76M | 0.02% | −106−0.2% | Reduced |
| Zeke Capital Advisors, LLC | 53,770 | $4.72M | 0.24% | +5,641+11.7% | Added |
| American Research & Management Co. | 52,418 | $4.60M | 1.01% | −2,542−4.6% | Reduced |
| Sepio Capital, LP | 51,969 | $4.56M | 0.40% | −5,703−9.9% | Reduced |
| O'Shaughnessy Asset Management, LLC | 51,816 | $4.55M | 0.08% | +20,301+64.4% | Added |
| Parcion Private Wealth LLC | 51,333 | $4.51M | 0.42% | −5,729−10.0% | Reduced |
| Guardian Capital Advisors LP | 47,563 | $4.41M | 0.43% | +4,200+9.7% | Added |
| Avalon Investment & Advisory | 50,048 | $4.39M | 0.11% | +12,548+33.5% | Added |
| Carret Asset Management, LLC | 49,128 | $4.31M | 0.49% | +475+1.0% | Added |
| Mar Vista Investment Partners LLC | 47,974 | $4.21M | 0.13% | +5,511+13.0% | Added |
| Whittier Trust Co | 47,887 | $4.20M | 0.07% | −1,245−2.5% | Reduced |
| Garland Capital Management Inc | 47,630 | $4.18M | 2.77% | +175+0.4% | Added |
| Farmers & Merchants Investments Inc | 47,455 | $4.16M | 0.16% | −546−1.1% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 46,977 | $4.12M | 2.45% | +46,977 | New |
| First Hawaiian Bank | 46,953 | $4.12M | 0.13% | −957−2.0% | Reduced |
| Susquehanna International Group, LLP | 45,915 | $4.03M | 0.01% | +45,915 | New |
| Nixon Peabody Trust Co | 45,786 | $4.02M | 1.38% | −5,912−11.4% | Reduced |
| Wetherby Asset Management Inc | 45,685 | $4.01M | 0.23% | +1,424+3.2% | Added |
| Advisory Services Network, LLC | 45,126 | $3.96M | 0.12% | +8,271+22.4% | Added |
| Cinctive Capital Management LP | 45,000 | $3.95M | 0.18% | +45,000 | New |
| Pekin Hardy Strauss, Inc. | 44,502 | $3.90M | 0.53% | −3,023−6.4% | Reduced |
| Country Club Bank | 44,319 | $3.90M | 0.34% | +44,319 | New |
| Woodmont Investment Counsel LLC | 44,308 | $3.89M | 0.45% | +10,447+30.9% | Added |
| Qube Research & Technologies Ltd | 44,213 | $3.88M | 0.04% | +44,213 | New |
| Keybank National Association | 44,002 | $3.86M | 0.02% | −270−0.6% | Reduced |
| Notis-McConarty Edward | 43,994 | $3.86M | 1.38% | +80+0.2% | Added |
| Smithbridge Asset Management Inc | 43,413 | $3.81M | 1.26% | +1,449+3.5% | Added |
| Glenmede Trust Co NA | 42,889 | $3.76M | 0.02% | −1,026−2.3% | Reduced |
| Catalyst Capital Advisors LLC | 42,580 | $3.74M | 0.16% | +2,500+6.2% | Added |
| Cardinal Capital Management | 42,136 | $3.70M | 0.75% | +1,615+4.0% | Added |
| Hayek Kallen Investment Management | 41,945 | $3.68M | 1.36% | −875−2.0% | Reduced |
| Bradley Foster & Sargent Inc | 41,793 | $3.67M | 0.08% | −3,309−7.3% | Reduced |
| Fairfield, Bush & Co. | 41,623 | $3.65M | 1.83% | +58+0.1% | Added |
| United Capital Financial Advisers, LLC | 41,091 | $3.61M | 0.02% | +291+0.7% | Added |
| Kidder Stephen W | 40,192 | $3.53M | 1.14% | −2,553−6.0% | Reduced |
| Smith, Salley & Associates | 39,769 | $3.49M | 0.26% | +934+2.4% | Added |
| Price T Rowe Associates Inc | 39,502 | $3.47M | 0.00% | +5,293+15.5% | Added |
| Regions Financial Corp | 38,356 | $3.37M | 0.03% | +1,133+3.0% | Added |
| GWM Advisors LLC | 38,281 | $3.36M | 0.06% | +953+2.6% | Added |
| Yousif Capital Management, LLC | 37,940 | $3.33M | 0.04% | 00.0% | Unchanged |
| Chesley Taft & Associates LLC | 35,497 | $3.29M | 0.19% | −1,960−5.2% | Reduced |
| Cubist Systematic Strategies, LLC | 37,296 | $3.27M | 0.03% | −102,529−73.3% | Reduced |
| Vestmark Advisory Solutions, Inc. | 36,734 | $3.22M | 0.18% | +5,558+17.8% | Added |
| Argent Trust Co | 36,600 | $3.21M | 0.20% | −253−0.7% | Reduced |
| Pittenger & Anderson Inc | 36,285 | $3.18M | 0.16% | +6,640+22.4% | Added |
| Broderick Brian C | 36,233 | $3.18M | 0.81% | −4,867−11.8% | Reduced |
| Glassy Mountain Advisors, Inc. | 36,181 | $3.17M | 1.63% | +1,163+3.3% | Added |
| Oppenheimer & Co Inc | 36,072 | $3.17M | 0.06% | +8,249+29.6% | Added |
| WealthTrust Axiom LLC | 35,720 | $3.13M | 0.98% | −50−0.1% | Reduced |
| Bokf, NA | 35,544 | $3.12M | 0.05% | −5,577−13.6% | Reduced |
| Private Asset Management Inc | 35,522 | $3.12M | 0.42% | −3,443−8.8% | Reduced |
| People's United Financial, Inc. | 35,064 | $3.08M | 0.09% | −1,341−3.7% | Reduced |
| Summitry LLC | 34,819 | $3.06M | 0.18% | −767−2.2% | Reduced |
| Cubic Asset Management, LLC | 33,993 | $2.98M | 0.69% | −100−0.3% | Reduced |
| Kestra Advisory Services, LLC | 33,800 | $2.97M | 0.03% | −29,630−46.7% | Reduced |
| Davenport & Co LLC | 33,453 | $2.94M | 0.02% | +433+1.3% | Added |
| Davis Selected Advisers | 32,656 | $2.87M | 0.01% | −10,379−24.1% | Reduced |
| Siena Capital LLC | 32,579 | $2.86M | 1.61% | +7,431+29.5% | Added |
| Haverford Trust Co | 32,565 | $2.86M | 0.03% | −10,045−23.6% | Reduced |
| Sawtooth Solutions, LLC | 32,271 | $2.83M | 0.35% | −13,939−30.2% | Reduced |
| Beacon Pointe Advisors, LLC | 32,271 | $2.83M | 0.04% | +19,561+153.9% | Added |
| Perennial Advisors, LLC | 32,118 | $2.82M | 0.75% | −63−0.2% | Reduced |
| Beacon Financial Group | 31,779 | $2.81M | 0.37% | +1,466+4.8% | Added |
| Westwood Holdings Group Inc. | 31,782 | $2.79M | 0.03% | −2,822−8.2% | Reduced |
| Foyston, Gordon, & Payne Inc | 31,680 | $2.78M | 0.68% | +35+0.1% | Added |
| Azzad Asset Management Inc | 30,982 | $2.72M | 0.39% | +1,045+3.5% | Added |
| Moors & Cabot, Inc. | 30,965 | $2.72M | 0.17% | +563+1.9% | Added |
| Northeast Investment Management | 30,795 | $2.70M | 0.14% | −311−1.0% | Reduced |
| Whittier Trust Co of Nevada Inc | 30,691 | $2.69M | 0.10% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 30,303 | $2.66M | 0.16% | +142+0.5% | Added |
| Ipswich Investment Management Co., Inc. | 30,094 | $2.64M | 0.66% | +1,600+5.6% | Added |
| Cullen/Frost Bankers, Inc. | 30,015 | $2.63M | 0.05% | −1,355−4.3% | Reduced |
| Logan Capital Management Inc | 30,021 | $2.63M | 0.13% | +1,822+6.5% | Added |
| Atlantic Union Bankshares Corp | 29,911 | $2.63M | 0.23% | −4,380−12.8% | Reduced |
| Cetera Advisor Networks LLC | 29,585 | $2.60M | 0.03% | +1,196+4.2% | Added |
| Royal Fund Management, LLC | 29,362 | $2.58M | 0.38% | −1,706−5.5% | Reduced |
| Hantz Financial Services, Inc. | 28,763 | $2.52M | 0.07% | +3,511+13.9% | Added |
| Schechter Investment Advisors, LLC | 28,384 | $2.49M | 0.23% | +379+1.4% | Added |
| Alliancebernstein L.P. | 28,117 | $2.47M | 0.00% | −800−2.8% | Reduced |
| Huntington National Bank | 28,041 | $2.46M | 0.02% | +76+0.3% | Added |
| Quantbot Technologies LP | 28,028 | $2.46M | 0.21% | −15,004−34.9% | Reduced |
| AE Wealth Management LLC | 27,962 | $2.45M | 0.02% | −433−1.5% | Reduced |
| We Are One Seven, LLC | 32,558 | $2.45M | 0.26% | −372−1.1% | Reduced |
| Page Arthur B | 27,816 | $2.44M | 1.90% | +120.0% | Added |
| Park National Corp | 27,385 | $2.40M | 0.10% | −4,202−13.3% | Reduced |
| Parsons Capital Management Inc | 27,278 | $2.39M | 0.18% | −313−1.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 27,158 | $2.38M | 0.04% | +4,717+21.0% | Added |
| Advisors Capital Management, LLC | 26,980 | $2.37M | 0.06% | +4,031+17.6% | Added |
| Stonebridge Capital Management Inc | 26,850 | $2.36M | 0.85% | −65−0.2% | Reduced |
| Crossmark Global Holdings, Inc. | 26,730 | $2.35M | 0.05% | +1,690+6.7% | Added |
| Geneos Wealth Management Inc. | 26,611 | $2.33M | 0.10% | +1,070+4.2% | Added |
| Naples Global Advisors, LLC | 26,568 | $2.33M | 0.27% | +430+1.6% | Added |
| Cardinal Capital Management, Inc. | 26,355 | $2.31M | 0.11% | −154,571−85.4% | Reduced |
| Integrated Wealth Concepts LLC | 26,228 | $2.30M | 0.07% | +1,378+5.5% | Added |
| apricus wealth, LLC | 25,161 | $2.30M | 1.87% | +1,755+7.5% | Added |
| Hall Laurie J Trustee | 25,847 | $2.27M | 0.87% | +135+0.5% | Added |
| Mirador Capital Partners LP | 25,747 | $2.26M | 0.46% | +956+3.9% | Added |
| Cohen Lawrence B | 25,683 | $2.25M | 1.34% | −144−0.6% | Reduced |