Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Whittier Trust Co | 48,820 | $4.43M | 0.09% | −2,411−4.7% | Reduced |
| Sawtooth Solutions, LLC | 48,475 | $4.40M | 0.60% | −1,903−3.8% | Reduced |
| Kestra Advisory Services, LLC | 47,961 | $4.35M | 0.04% | −24,585−33.9% | Reduced |
| Bleakley Financial Group, LLC | 47,847 | $4.34M | 0.16% | +47,847 | New |
| Carret Asset Management, LLC | 47,046 | $4.27M | 0.59% | −657−1.4% | Reduced |
| Patten & Patten Inc | 46,582 | $4.23M | 0.38% | −3,356−6.7% | Reduced |
| Guardian Capital Advisors LP | 45,908 | $4.16M | 0.47% | −585−1.3% | Reduced |
| Farmers & Merchants Investments Inc | 45,162 | $4.10M | 0.17% | −1,288−2.8% | Reduced |
| Auto-Owners Insurance Co | 45,143 | $4.10M | 0.15% | +45,143 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 45,000 | $4.08M | 0.02% | +45,000 | New |
| Wetherby Asset Management Inc | 44,903 | $4.07M | 0.26% | +2,780+6.6% | Added |
| Y.D. More Investments Ltd | 43,806 | $4.01M | 1.08% | +43,806 | New |
| Pekin Hardy Strauss, Inc. | 43,731 | $3.97M | 0.63% | −521−1.2% | Reduced |
| Notis-McConarty Edward | 43,681 | $3.96M | 1.65% | −150.0% | Reduced |
| Avalon Investment & Advisory | 43,544 | $3.95M | 0.11% | −2,556−5.5% | Reduced |
| Woodmont Investment Counsel LLC | 43,332 | $3.93M | 0.44% | −167−0.4% | Reduced |
| Beach Investment Counsel Inc | 42,995 | $3.90M | 0.49% | −910−2.1% | Reduced |
| Keybank National Association | 42,452 | $3.85M | 0.02% | −1,226−2.8% | Reduced |
| Scotia Capital Inc. | 42,247 | $3.83M | 0.03% | +690+1.7% | Added |
| Citadel Advisors LLC | 41,765 | $3.79M | 0.00% | −98,408−70.2% | Reduced |
| Cardinal Capital Management | 41,543 | $3.77M | 0.80% | −297−0.7% | Reduced |
| Gluskin Sheff & Assoc Inc | 41,128 | $3.73M | 0.21% | +74+0.2% | Added |
| Smithbridge Asset Management Inc | 40,627 | $3.69M | 0.98% | −5,524−12.0% | Reduced |
| Catalyst Capital Advisors LLC | 40,580 | $3.68M | 0.12% | −2,000−4.7% | Reduced |
| Hayek Kallen Investment Management | 40,345 | $3.66M | 1.69% | −600−1.5% | Reduced |
| Yousif Capital Management, LLC | 40,325 | $3.66M | 0.05% | 00.0% | Unchanged |
| Glassy Mountain Advisors, Inc. | 39,380 | $3.57M | 1.97% | +39,380 | New |
| Logan Capital Management Inc | 39,241 | $3.56M | 0.18% | +1,508+4.0% | Added |
| Brookfield Asset Management Inc. | 38,968 | $3.54M | 0.01% | −156,776−80.1% | Reduced |
| Bradley Foster & Sargent Inc | 38,111 | $3.46M | 0.09% | −1,242−3.2% | Reduced |
| Davenport & Co LLC | 37,111 | $3.37M | 0.03% | −616−1.6% | Reduced |
| AE Wealth Management LLC | 37,059 | $3.36M | 0.02% | +3,523+10.5% | Added |
| Bayesian Capital Management, LP | 36,593 | $3.32M | 0.49% | +9,600+35.6% | Added |
| Azzad Asset Management Inc | 36,444 | $3.31M | 0.52% | −14,506−28.5% | Reduced |
| Country Club Bank | 35,917 | $3.26M | 0.28% | −378−1.0% | Reduced |
| JustInvest LLC | 35,879 | $3.25M | 0.13% | +3,876+12.1% | Added |
| Glenmede Trust Co NA | 35,723 | $3.24M | 0.02% | −1,048−2.9% | Reduced |
| First Hawaiian Bank | 35,097 | $3.18M | 0.11% | −557−1.6% | Reduced |
| Perennial Advisors, LLC | 35,038 | $3.18M | 1.01% | −487−1.4% | Reduced |
| Argent Trust Co | 34,438 | $3.12M | 0.21% | −2,863−7.7% | Reduced |
| Sepio Capital, LP | 34,140 | $3.10M | 0.27% | −12,208−26.3% | Reduced |
| Providence Capital Advisors, LLC | 34,108 | $3.09M | 0.84% | −20.0% | Reduced |
| Advisory Services Network, LLC | 34,098 | $3.09M | 0.09% | −1,911−5.3% | Reduced |
| Keeler Thomas Management LLC | 34,072 | $3.09M | 1.56% | −8,870−20.7% | Reduced |
| Fairfield, Bush & Co. | 33,750 | $3.06M | 2.02% | −292−0.9% | Reduced |
| Beacon Financial Group | 33,276 | $3.03M | 0.41% | +355+1.1% | Added |
| WealthTrust Axiom LLC | 33,215 | $3.01M | 1.05% | −2,075−5.9% | Reduced |
| Chesley Taft & Associates LLC | 33,187 | $3.01M | 0.21% | −1,160−3.4% | Reduced |
| We Are One Seven, LLC | 32,955 | $2.99M | 0.30% | +1,965+6.3% | Added |
| Delaney Dennis R | 32,451 | $2.94M | 2.63% | −250−0.8% | Reduced |
| Bokf, NA | 32,266 | $2.93M | 0.05% | +890+2.8% | Added |
| Everett Harris & Co | 32,269 | $2.93M | 0.05% | −19,870−38.1% | Reduced |
| Haverford Trust Co | 32,085 | $2.91M | 0.04% | −414−1.3% | Reduced |
| AMG National Trust Bank | 32,015 | $2.90M | 0.11% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 31,608 | $2.87M | 0.82% | −2,185−6.5% | Reduced |
| Oppenheimer & Co Inc | 31,553 | $2.86M | 0.07% | −1,585−4.8% | Reduced |
| Advisors Capital Management, LLC | 30,364 | $2.75M | 0.07% | −1,275−4.0% | Reduced |
| Summit Global Investments | 30,270 | $2.75M | 0.23% | +1,835+6.5% | Added |
| McIntyre Freedman & Flynn Investment Advisers Inc | 30,150 | $2.74M | 2.26% | +30,150 | New |
| Boston Partners | 30,100 | $2.73M | 0.00% | −1,742,349−98.3% | Reduced |
| Private Asset Management Inc | 30,084 | $2.73M | 0.46% | −1,675−5.3% | Reduced |
| Foyston, Gordon, & Payne Inc | 30,003 | $2.72M | 0.75% | −715−2.3% | Reduced |
| Moors & Cabot, Inc. | 29,782 | $2.70M | 0.19% | −1,138−3.7% | Reduced |
| Crossmark Global Holdings, Inc. | 29,612 | $2.69M | 0.07% | −111−0.4% | Reduced |
| Capital World Investors | 29,263 | $2.68M | 0.00% | −31,200−51.6% | Reduced |
| Naples Global Advisors, LLC | 29,344 | $2.66M | 0.34% | +450+1.6% | Added |
| Brinker Capital Investments, LLC | 29,341 | $2.66M | 0.05% | +861+3.0% | Added |
| Hantz Financial Services, Inc. | 29,234 | $2.65M | 0.08% | −1,913−6.1% | Reduced |
| Kidder Stephen W | 29,095 | $2.64M | 0.97% | −100.0% | Reduced |
| Baker Tilly Wealth Management, LLC | 28,996 | $2.63M | 0.32% | +3,063+11.8% | Added |
| apricus wealth, LLC | 28,981 | $2.63M | 2.39% | +1,450+5.3% | Added |
| Northeast Investment Management | 28,584 | $2.59M | 0.17% | −891−3.0% | Reduced |
| Whittier Trust Co of Nevada Inc | 28,493 | $2.58M | 0.10% | −832−2.8% | Reduced |
| Broderick Brian C | 28,475 | $2.58M | 0.77% | −1,930−6.3% | Reduced |
| Integrated Wealth Concepts LLC | 28,357 | $2.57M | 0.07% | +1,094+4.0% | Added |
| Lowell Blake & Associates Inc. | 27,865 | $2.53M | 0.84% | −12,640−31.2% | Reduced |
| Eagle Global Advisors LLC | 27,753 | $2.52M | 0.17% | −477−1.7% | Reduced |
| HAP Trading, LLC | 27,478 | $2.49M | 0.41% | +27,478 | New |
| Telos Capital Management, Inc. | 27,149 | $2.46M | 0.36% | +2,713+11.1% | Added |
| Alliancebernstein L.P. | 26,748 | $2.43M | 0.00% | +181+0.7% | Added |
| Signaturefd, LLC | 26,704 | $2.42M | 0.07% | +2,465+10.2% | Added |
| Naviter Wealth, LLC | 26,242 | $2.41M | 0.66% | +2,426+10.2% | Added |
| National Asset Management, Inc. | 26,578 | $2.41M | 0.07% | −1,171−4.2% | Reduced |
| Page Arthur B | 26,396 | $2.39M | 2.35% | +198+0.8% | Added |
| Atria Wealth Solutions, Inc. | 26,122 | $2.37M | 0.04% | +2,526+10.7% | Added |
| Insight Advisors, LLC | 25,678 | $2.37M | 0.83% | −3,235−11.2% | Reduced |
| Hall Laurie J Trustee | 25,927 | $2.35M | 1.06% | +30+0.1% | Added |
| Steward Partners Investment Advisory, LLC | 25,906 | $2.35M | 0.04% | −272−1.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 25,626 | $2.32M | 0.04% | −4,285−14.3% | Reduced |
| Tealwood Asset Management Inc | 25,433 | $2.31M | 1.21% | −899−3.4% | Reduced |
| Mirador Capital Partners LP | 25,178 | $2.28M | 0.54% | −776−3.0% | Reduced |
| Fort Pitt Capital Group, LLC | 25,023 | $2.27M | 0.09% | +5,806+30.2% | Added |
| Forum Financial Management, LP | 24,935 | $2.26M | 0.07% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 24,832 | $2.25M | 0.24% | −669−2.6% | Reduced |
| WCG Wealth Advisors LLC | 24,650 | $2.24M | 0.31% | +2,917+13.4% | Added |
| Synovus Financial Corp | 24,433 | $2.22M | 0.03% | +1,427+6.2% | Added |
| EagleClaw Capital Managment, LLC | 24,318 | $2.21M | 0.53% | −200−0.8% | Reduced |
| Geneos Wealth Management Inc. | 24,190 | $2.19M | 0.13% | +678+2.9% | Added |
| Huntington National Bank | 24,055 | $2.18M | 0.02% | −2,484−9.4% | Reduced |
| Cohen Lawrence B | 24,039 | $2.18M | 1.14% | +380+1.6% | Added |