Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cox Capital Mgt LLC | 23,845 | $2.16M | 1.41% | +96+0.4% | Added |
| Park Avenue Securities LLC | 23,844 | $2.16M | 0.04% | +3,091+14.9% | Added |
| Connolly Sarah T. | 23,724 | $2.15M | 1.46% | −118−0.5% | Reduced |
| Advisor Partners II, LLC | 23,522 | $2.13M | 0.13% | +6,426+37.6% | Added |
| D. E. Shaw & Co., Inc. | 23,443 | $2.13M | 0.00% | +16,678+246.5% | Added |
| Stock Yards Bank & Trust Co | 23,289 | $2.11M | 0.08% | −685−2.9% | Reduced |
| Cascade Investment Advisors, Inc. | 23,125 | $2.10M | 1.75% | −70−0.3% | Reduced |
| Cardinal Capital Management, Inc. | 23,105 | $2.10M | 0.12% | −925−3.8% | Reduced |
| Dempze Nancy E | 23,083 | $2.09M | 2.04% | −138−0.6% | Reduced |
| Arvest Trust Co N A | 23,005 | $2.09M | 0.13% | +3,801+19.8% | Added |
| Clearstead Advisors, LLC | 22,784 | $2.07M | 0.16% | −1,300−5.4% | Reduced |
| Commerce Bank | 22,444 | $2.04M | 0.02% | −1,060−4.5% | Reduced |
| Avantax Advisory Services, Inc. | 22,368 | $2.03M | 0.03% | +79+0.4% | Added |
| Parsons Capital Management Inc | 22,156 | $2.01M | 0.17% | −890−3.9% | Reduced |
| Fca Corp | 22,131 | $2.01M | 0.81% | +75+0.3% | Added |
| Palisade Asset Management, LLC | 22,094 | $2.00M | 0.23% | −50.0% | Reduced |
| Stonebridge Capital Management Inc | 21,975 | $1.99M | 0.95% | −450−2.0% | Reduced |
| Trust Co of Toledo NA | 21,909 | $1.99M | 0.38% | −144−0.7% | Reduced |
| Kahn Brothers Group Inc | 21,578 | $1.96M | 0.26% | −1,500−6.5% | Reduced |
| Nixon Peabody Trust Co | 21,507 | $1.95M | 1.58% | −60−0.3% | Reduced |
| Diamond Hill Capital Management Inc | 21,476 | $1.95M | 0.01% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 21,193 | $1.92M | 0.27% | +7,390+53.5% | Added |
| Daymark Wealth Partners, LLC | 21,099 | $1.91M | 0.34% | +21,099 | New |
| Caption Management, LLC | 21,000 | $1.91M | 0.32% | +21,000 | New |
| Abbot Financial Management, Inc. | 20,869 | $1.89M | 1.29% | −350−1.6% | Reduced |
| Park National Corp | 20,713 | $1.88M | 0.08% | −1,978−8.7% | Reduced |
| Valley National Advisers Inc | 20,760 | $1.88M | 0.34% | −419−2.0% | Reduced |
| NBT Bank N A | 20,552 | $1.86M | 0.27% | −1,411−6.4% | Reduced |
| TownSquare Capital, LLC | 20,463 | $1.86M | 0.05% | +3,838+23.1% | Added |
| Pathstone Family Office, LLC | 25,724 | $1.84M | 0.04% | +3,859+17.6% | Added |
| Advisors Management Group Inc | 20,164 | $1.83M | 0.69% | +383+1.9% | Added |
| Cresset Asset Management, LLC | 20,092 | $1.81M | 0.02% | −3,448−14.6% | Reduced |
| Heritage Wealth Management, LLC | 19,680 | $1.79M | 0.26% | +10,882+123.7% | Added |
| Ipswich Investment Management Co., Inc. | 19,507 | $1.77M | 0.51% | −6,463−24.9% | Reduced |
| Cetera Investment Advisers | 19,422 | $1.76M | 0.02% | +9,498+95.7% | Added |
| Mitchell & Pahl Private Wealth, LLC | 19,107 | $1.73M | 1.14% | +291+1.5% | Added |
| Advisors Asset Management, Inc. | 19,060 | $1.73M | 0.04% | −667−3.4% | Reduced |
| Horizon Kinetics Asset Management LLC | 18,850 | $1.71M | 0.03% | −2,300−10.9% | Reduced |
| Headinvest, LLC | 18,769 | $1.70M | 0.38% | −196−1.0% | Reduced |
| FineMark National Bank & Trust | 18,652 | $1.69M | 0.08% | −605−3.1% | Reduced |
| Brookstone Capital Management | 18,303 | $1.69M | 0.03% | −66−0.4% | Reduced |
| Brandes Investment Partners, LP | 18,611 | $1.69M | 0.05% | −179,904−90.6% | Reduced |
| Compass Wealth Management LLC | 18,350 | $1.66M | 0.55% | +18,350 | New |
| Fred Alger Management, LLC | 18,135 | $1.65M | 0.01% | +1,421+8.5% | Added |
| Benjamin Edwards Inc | 18,062 | $1.64M | 0.43% | +2,232+14.1% | Added |
| Old Port Advisors | 18,030 | $1.64M | 0.62% | +886+5.2% | Added |
| Wambolt & Associates, LLC | 17,950 | $1.63M | 0.63% | +552+3.2% | Added |
| Laurel Wealth Advisors, Inc. | 17,911 | $1.63M | 0.16% | −214−1.2% | Reduced |
| Independent Investors Inc | 17,900 | $1.62M | 0.45% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 17,701 | $1.61M | 0.18% | +1,681+10.5% | Added |
| Checchi Capital Advisers, LLC | 17,551 | $1.59M | 0.17% | −136−0.8% | Reduced |
| Legal & General Group Plc | 17,469 | $1.58M | 0.00% | +3,523+25.3% | Added |
| Benedict Financial Advisors Inc | 17,398 | $1.58M | 0.47% | +44+0.3% | Added |
| Schechter Investment Advisors, LLC | 17,390 | $1.58M | 0.14% | −1,337−7.1% | Reduced |
| Sandy Spring Bank | 17,307 | $1.57M | 0.09% | −866−4.8% | Reduced |
| Roberts Glore & Co Inc | 17,062 | $1.55M | 0.54% | +380+2.3% | Added |
| Balentine LLC | 17,007 | $1.54M | 0.05% | +2,337+15.9% | Added |
| Lowe Brockenbrough & Co Inc | 16,991 | $1.54M | 0.13% | −20−0.1% | Reduced |
| Bessemer Group Inc | 16,967 | $1.54M | 0.00% | −5,029−22.9% | Reduced |
| Snowden Capital Advisors LLC | 16,873 | $1.53M | 0.06% | −725−4.1% | Reduced |
| Voya Investment Management LLC | 16,855 | $1.53M | 0.00% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 16,802 | $1.52M | 0.20% | −117−0.7% | Reduced |
| GWM Advisors LLC | 38,064 | $1.52M | 0.04% | −1,043−2.7% | Reduced |
| Telemus Capital, LLC | 16,419 | $1.52M | 0.14% | −700−4.1% | Reduced |
| Johnson Investment Counsel Inc | 16,561 | $1.50M | 0.02% | +2,865+20.9% | Added |
| FORA Capital, LLC | 16,476 | $1.49M | 0.24% | −36,155−68.7% | Reduced |
| KLR Investment Advisors, LLC | 16,475 | $1.49M | 1.23% | +16,475 | New |
| Boston Private Wealth LLC | 16,422 | $1.49M | 0.02% | −1,401−7.9% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,415 | $1.49M | 0.59% | −894−5.2% | Reduced |
| Raymond James Trust N.A. | 16,404 | $1.49M | 0.05% | −186−1.1% | Reduced |
| Richard P Slaughter Associates Inc | 16,386 | $1.49M | 0.47% | +419+2.6% | Added |
| Berkeley Capital Partners, LLC | 16,322 | $1.48M | 0.57% | +700+4.5% | Added |
| Coastline Trust Co | 16,278 | $1.48M | 0.22% | −954−5.5% | Reduced |
| CNB Bank | 16,213 | $1.47M | 0.92% | −43−0.3% | Reduced |
| Rothschild Investment Corp | 16,179 | $1.47M | 0.13% | −300−1.8% | Reduced |
| Prudential Financial Inc | 16,009 | $1.45M | 0.00% | +5,449+51.6% | Added |
| Greenleaf Trust | 15,965 | $1.45M | 0.02% | −87−0.5% | Reduced |
| True North Advisors, LLC | 15,901 | $1.44M | 0.49% | 00.0% | Unchanged |
| SevenBridge Financial Group, LLC | 15,821 | $1.44M | 0.42% | +69+0.4% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 15,819 | $1.44M | 0.00% | +1,399+9.7% | Added |
| Patten Group, Inc. | 15,674 | $1.42M | 0.45% | +465+3.1% | Added |
| Arnhold LLC | 15,636 | $1.42M | 0.17% | 00.0% | Unchanged |
| Davy Global Fund Management Ltd | 15,596 | $1.41M | 0.29% | +776+5.2% | Added |
| Albert D Mason Inc | 15,482 | $1.41M | 1.00% | −23−0.1% | Reduced |
| Marco Investment Management LLC | 15,310 | $1.39M | 0.16% | −70.0% | Reduced |
| Comerica Securities,inc. | 15,213 | $1.38M | 0.10% | −431−2.8% | Reduced |
| Somerset Trust Co | 15,160 | $1.38M | 0.58% | −2,137−12.4% | Reduced |
| MAI Capital Management | 15,118 | $1.37M | 0.02% | +3,348+28.4% | Added |
| Boston Family Office LLC | 14,885 | $1.35M | 0.11% | −600−3.9% | Reduced |
| Beacon Pointe Advisors, LLC | 14,876 | $1.35M | 0.03% | −131−0.9% | Reduced |
| Delphi Management Inc | 14,858 | $1.35M | 1.63% | +14,858 | New |
| South State Corp. | 14,740 | $1.34M | 0.12% | −747−4.8% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 14,733 | $1.34M | 0.10% | −2,258−13.3% | Reduced |
| Americana Partners, LLC | 14,726 | $1.33M | 0.23% | −17,203−53.9% | Reduced |
| Aberdeen Wealth Management LLC | 14,640 | $1.33M | 1.00% | 00.0% | Unchanged |
| Twin Tree Management, LP | 14,566 | $1.32M | 0.04% | +14,566 | New |
| Squarepoint Ops LLC | 14,501 | $1.32M | 0.01% | +3,668+33.9% | Added |
| TD Asset Management Inc | 14,489 | $1.31M | 0.00% | −118−0.8% | Reduced |
| Archford Capital Strategies, LLC | 14,410 | $1.31M | 0.30% | +269+1.9% | Added |
| Private Advisor Group, LLC | 44,181 | $1.30M | 0.07% | +528+1.2% | Added |