Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Veriti Management LLC | 14,352 | $1.30M | 0.17% | −12,556−46.7% | Reduced |
| Physicians Financial Services, Inc. | 14,083 | $1.28M | 0.58% | 00.0% | Unchanged |
| World Equity Group, Inc. | 14,027 | $1.27M | 0.30% | +362+2.6% | Added |
| Vise Technologies, Inc. | 13,966 | $1.27M | 0.40% | +1,452+11.6% | Added |
| AIMZ Investment Advisors, LLC | 13,970 | $1.27M | 0.60% | −100−0.7% | Reduced |
| Kensington Investment Counsel, LLC | 13,790 | $1.25M | 0.98% | −486−3.4% | Reduced |
| Money Concepts Capital Corp | 13,743 | $1.25M | 0.06% | +1,485+12.1% | Added |
| Stratos Wealth Partners, LTD. | 13,656 | $1.24M | 0.03% | +1,178+9.4% | Added |
| Baker Ellis Asset Management LLC | 13,619 | $1.24M | 0.24% | −123−0.9% | Reduced |
| Sittner & Nelson, LLC | 13,582 | $1.23M | 0.75% | +545+4.2% | Added |
| Evergreen Capital Management LLC | 13,549 | $1.23M | 0.06% | −10.0% | Reduced |
| Eqis Capital Management, Inc. | 13,527 | $1.23M | 0.14% | −1,478−9.9% | Reduced |
| Aevitas Wealth Management, Inc. | 13,340 | $1.21M | 0.72% | +105+0.8% | Added |
| Ascent Wealth Partners, LLC | 13,327 | $1.21M | 0.26% | +1,201+9.9% | Added |
| Court Place Advisors, LLC | 13,325 | $1.21M | 0.44% | −274−2.0% | Reduced |
| West Oak Capital, LLC | 13,173 | $1.20M | 0.62% | −685−4.9% | Reduced |
| Millennium Management LLC | 13,127 | $1.19M | 0.00% | −18,939−59.1% | Reduced |
| Welch Group, LLC | 13,109 | $1.19M | 0.07% | −448−3.3% | Reduced |
| XML Financial, LLC | 12,989 | $1.18M | 0.15% | +200+1.6% | Added |
| Venture Visionary Partners LLC | 12,963 | $1.18M | 0.09% | +1,011+8.5% | Added |
| Quantinno Capital Management LP | 12,894 | $1.17M | 0.09% | +12,894 | New |
| Boit C F David | 12,800 | $1.16M | 0.83% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 12,712 | $1.15M | 0.01% | −4,568−26.4% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 12,650 | $1.15M | 0.89% | −1,225−8.8% | Reduced |
| TD Private Client Wealth LLC | 12,547 | $1.14M | 0.05% | +764+6.5% | Added |
| CAPROCK Group, Inc. | 12,533 | $1.14M | 0.11% | −321−2.5% | Reduced |
| Carnegie Capital Asset Management, LLC | 12,475 | $1.13M | 0.05% | −46−0.4% | Reduced |
| Old National Bancorp | 12,440 | $1.13M | 0.04% | −1,728−12.2% | Reduced |
| Transcend Wealth Collective, LLC | 12,382 | $1.12M | 0.12% | −237−1.9% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,369 | $1.12M | 0.02% | −473−3.7% | Reduced |
| BTC Capital Management, Inc. | 12,190 | $1.11M | 0.13% | +624+5.4% | Added |
| LCNB Corp | 12,171 | $1.10M | 0.51% | −250−2.0% | Reduced |
| First Horizon Advisors, Inc. | 12,152 | $1.10M | 0.04% | −1,826−13.1% | Reduced |
| Voya Financial Advisors, Inc. | 12,023 | $1.10M | 0.14% | −2,424−16.8% | Reduced |
| Credit Suisse AG | 12,000 | $1.09M | 0.00% | +11,963+32,332.4% | Added |
| Choate Investment Advisors | 11,873 | $1.08M | 0.06% | +2,014+20.4% | Added |
| IFG Advisory, LLC | 11,826 | $1.07M | 0.11% | +2,138+22.1% | Added |
| Bryn Mawr Trust Co | 11,766 | $1.07M | 0.05% | −50−0.4% | Reduced |
| Abbrea Capital, LLC | 11,756 | $1.07M | 0.19% | 00.0% | Unchanged |
| Cambridge Advisors Inc. | 11,750 | $1.07M | 0.29% | 00.0% | Unchanged |
| Cetera Advisors LLC | 11,742 | $1.07M | 0.02% | +2,754+30.6% | Added |
| Buckingham Strategic Wealth, LLC | 11,731 | $1.06M | 0.02% | −142−1.2% | Reduced |
| McDaniel Terry & Co | 11,698 | $1.06M | 0.12% | −590−4.8% | Reduced |
| Chilton Capital Management LLC | 11,692 | $1.06M | 0.07% | +191+1.7% | Added |
| New Hampshire Trust | 11,661 | $1.06M | 0.28% | +11,661 | New |
| Kennon-Green & Company, LLC | 11,638 | $1.06M | 1.05% | +11,638 | New |
| Guggenheim Capital LLC | 11,621 | $1.05M | 0.01% | +5,905+103.3% | Added |
| Trust Co of Oklahoma | 11,508 | $1.04M | 0.42% | +40.0% | Added |
| DGS Capital Management, LLC | 11,506 | $1.04M | 0.68% | +1,078+10.3% | Added |
| Greenup Street Wealth Management LLC | 11,475 | $1.04M | 0.44% | +79+0.7% | Added |
| Greenwich Wealth Management LLC | 11,476 | $1.04M | 0.11% | 00.0% | Unchanged |
| Umb Bank N A | 11,451 | $1.04M | 0.02% | −1,187−9.4% | Reduced |
| Ativo Capital Management LLC | 11,447 | $1.04M | 1.31% | −652−5.4% | Reduced |
| Privium Fund Management B.V. | 11,250 | $1.03M | 0.39% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 11,283 | $1.02M | 0.11% | +11,283 | New |
| Foundations Investment Advisors, LLC | 11,180 | $1.01M | 0.04% | +3,567+46.9% | Added |
| Beverly Hills Private Wealth, LLC | 11,172 | $1.01M | 0.44% | +11,172 | New |
| Quadrant Capital Group LLC | 11,098 | $1.01M | 0.11% | +636+6.1% | Added |
| Financial Advocates Investment Management | 11,036 | $1.00M | 0.08% | −66,256−85.7% | Reduced |
| Silvercrest Asset Management Group LLC | 11,021 | $999.8K | 0.01% | −167−1.5% | Reduced |
| Dorsey & Whitney Trust CO LLC | 11,004 | $998.3K | 0.10% | +2,368+27.4% | Added |
| KCM Investment Advisors LLC | 10,995 | $997.0K | 0.04% | +211+2.0% | Added |
| SYSTM Wealth Solutions LLC | 10,957 | $994.1K | 0.12% | +10,957 | New |
| Abundance Wealth Counselors | 10,830 | $982.0K | 0.27% | +778+7.7% | Added |
| Cable Hill Partners, LLC | 10,813 | $981.0K | 0.18% | +2,805+35.0% | Added |
| Sit Investment Associates Inc | 10,800 | $980.0K | 0.03% | 00.0% | Unchanged |
| Ar Asset Management Inc | 10,750 | $975.0K | 0.28% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 10,735 | $973.9K | 0.00% | −1,161−9.8% | Reduced |
| Clarius Group, LLC | 10,621 | $964.0K | 0.09% | +2,039+23.8% | Added |
| Scott & Selber, Inc. | 10,546 | $957.0K | 0.43% | −26−0.2% | Reduced |
| Liberty One Investment Management, LLC | 10,526 | $954.9K | 0.14% | −678−6.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 10,461 | $949.0K | 0.01% | −130−1.2% | Reduced |
| Mayflower Financial Advisors, LLC | 10,367 | $940.5K | 0.13% | +37+0.4% | Added |
| Simmons Bank | 10,336 | $937.7K | 0.08% | −10−0.1% | Reduced |
| Ellevest, Inc. | 10,325 | $936.7K | 0.08% | +4,367+73.3% | Added |
| Ameritas Advisory Services, LLC | 10,292 | $933.7K | 0.04% | +5,968+138.0% | Added |
| FRG Family Wealth Advisors LLC | 10,275 | $932.1K | 0.22% | 00.0% | Unchanged |
| Wade G W & Inc | 10,266 | $931.0K | 0.04% | −916−8.2% | Reduced |
| CX Institutional | 10,202 | $925.5K | 0.06% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 10,098 | $916.1K | 0.02% | +2,264+28.9% | Added |
| JNBA Financial Advisors | 10,061 | $912.7K | 0.13% | −349−3.4% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 10,045 | $911.3K | 0.01% | 00.0% | Unchanged |
| King Luther Capital Management Corp | 9,996 | $906.8K | 0.00% | −426−4.1% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $901.0K | 0.08% | 00.0% | Unchanged |
| Becker Capital Management Inc | 9,826 | $891.4K | 0.04% | −34−0.3% | Reduced |
| Drexel Morgan & Co. | 9,720 | $881.8K | 0.18% | 00.0% | Unchanged |
| Ergoteles LLC | 9,678 | $878.0K | 0.03% | +9,678 | New |
| Fortem Financial Group, LLC | 9,651 | $875.5K | 0.51% | −1,973−17.0% | Reduced |
| Hamel Associates, Inc. | 9,651 | $875.5K | 0.30% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 9,651 | $875.5K | 0.09% | +10+0.1% | Added |
| Highland Capital Management, LLC | 9,632 | $874.0K | 0.06% | +250+2.7% | Added |
| Freestone Capital Holdings, LLC | 9,602 | $871.1K | 0.04% | −11,470−54.4% | Reduced |
| Financial Architects, Inc | 9,547 | $866.1K | 0.14% | −127−1.3% | Reduced |
| Mutual Advisors, LLC | 9,522 | $863.8K | 0.04% | +69+0.7% | Added |
| Mystic Asset Management, Inc. | 9,504 | $862.2K | 0.49% | 00.0% | Unchanged |
| Graypoint LLC | 9,486 | $860.5K | 0.10% | −116−1.2% | Reduced |
| Eagle Asset Management Inc | 9,271 | $854.0K | 0.01% | −197−2.1% | Reduced |
| Wealthsource Partners, LLC | 9,413 | $854.0K | 0.06% | +5,053+115.9% | Added |
| Prospera Financial Services Inc | 9,359 | $849.1K | 0.04% | −806−7.9% | Reduced |
| Intrust Bank NA | 9,349 | $848.1K | 0.12% | +1,677+21.9% | Added |