Novartis AG

NVS

Exchange: NYSE
Industry: Pharmaceutical Preparations
SEC CIK: 0001114448

SEC filings (opens in a new tab)

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q4 2022

Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,183; +113 vs. Q3 2022
Shares held: 171.2M; −8.02M (−4.5%) vs. Q3 2022
Total value: $15.5B; +$1.86B (+13.7%) vs. Q3 2022
New holders: 173; 298 more added
Sold out: 60; 493 more reduced

18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 1,183 institutions

Value heldQ4 2022: $15.5B

Institutions holding NVS and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,626	$21.3B
Q1 2026	1,605	$22.0B
Q4 2025	1,515	$18.4B
Q3 2025	1,405	$17.2B
Q2 2025	1,387	$16.2B
Q1 2025	1,361	$15.4B
Q4 2024	1,345	$12.7B
Q3 2024	1,314	$15.2B
Q2 2024	1,309	$14.7B
Q1 2024	1,254	$13.6B
Q4 2023	1,274	$14.2B
Q3 2023	1,225	$15.1B
Q2 2023	1,203	$14.9B
Q1 2023	1,182	$15.2B
Q4 2022	1,183	$15.5B
Q3 2022	1,088	$13.7B
Q2 2022	1,142	$16.9B
Q1 2022	1,137	$18.3B
Q4 2021	1,147	$18.5B
Q3 2021	1,083	$18.0B
Q2 2021	1,123	$19.8B
Q1 2021	1,138	$18.7B

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.

Institutions holding NVS in Q4 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
BOK Financial Private Wealth, Inc.	1	$91	0.00%	00.0%	Unchanged
Financial Freedom, LLC	3	$272	0.00%	+3	New
Highline Wealth Partners LLC	6	$544	0.00%	00.0%	Unchanged
Bellwether Advisors, LLC	6	$544	0.00%	+6	New
Disciplined Investments, LLC	10	$907	0.00%	00.0%	Unchanged
Covestor Ltd	6	$1.00K	0.00%	00.0%	Unchanged
Versant Capital Management, Inc	15	$1.36K	0.00%	00.0%	Unchanged
Nisa Investment Advisors, LLC	22	$2.00K	0.00%	00.0%	Unchanged
Westside Investment Management, Inc.	26	$2.00K	0.00%	00.0%	Unchanged
Ruedi Wealth Management, Inc.	23	$2.09K	0.00%	+23	New
Archer Investment Corp	24	$2.18K	0.00%	00.0%	Unchanged
NewSquare Capital LLC	25	$2.27K	0.00%	00.0%	Unchanged
Delta Asset Management LLC	25	$2.27K	0.00%	+25	New
Okabena Investment Services Inc	34	$3.08K	0.00%	+34	New
Bell Investment Advisors, Inc	38	$3.45K	0.00%	−25−39.7%	Reduced
Cribstone Capital Management, LLC	38	$3.45K	0.00%	00.0%	Unchanged
Raleigh Capital Management Inc.	50	$4.54K	0.00%	−41−45.1%	Reduced
Glass Jacobson Investment Advisors llc	51	$4.63K	0.00%	+51	New
Centennial Bank	53	$4.81K	0.00%	+53	New
Legend Financial Advisors, Inc.	61	$5.53K	0.00%	00.0%	Unchanged
TFC Financial Management	63	$5.71K	0.00%	−146−69.9%	Reduced
Richard W. Paul & Associates, LLC	65	$5.90K	0.00%	+65	New
TD Ameritrade Investment Management, LLC	62	$6.00K	0.00%	−86−58.1%	Reduced
Mascoma Wealth Management LLC	67	$6.08K	0.00%	00.0%	Unchanged
Laffer Tengler Investments	71	$6.44K	0.00%	00.0%	Unchanged
HighMark Wealth Management LLC	71	$6.44K	0.00%	00.0%	Unchanged
Solstein Capital, LLC	72	$6.53K	0.01%	−12−14.3%	Reduced
Leelyn Smith, LLC	73	$6.62K	0.00%	00.0%	Unchanged
Tucker Asset Management LLC	73	$6.69K	0.00%	00.0%	Unchanged
Castleview Partners, LLC	77	$6.99K	0.01%	−100−56.5%	Reduced
Albion Financial Group	91	$8.26K	0.00%	00.0%	Unchanged
Newbridge Financial Services Group, Inc.	91	$8.28K	0.00%	00.0%	Unchanged
My Personal CFO, LLC	97	$8.80K	0.01%	+97	New
First Command Bank	100	$9.00K	0.00%	00.0%	Unchanged
First Command Financial Services, Inc.	100	$9.00K	0.00%	00.0%	Unchanged
Princeton Global Asset Management LLC	100	$9.00K	0.00%	00.0%	Unchanged
Cowen Prime Advisors LLC	100	$9.00K	0.00%	00.0%	Unchanged
Horrell Capital Management, Inc.	100	$9.00K	0.00%	+100	New
Farmers & Merchants Trust Co of Chambersburg PA	101	$9.00K	0.01%	+101	New
Center for Financial Planning, Inc.	100	$9.07K	0.00%	−60−37.5%	Reduced
Polaris Capital Management, LLC	100	$9.07K	0.00%	00.0%	Unchanged
Worth Asset Management, LLC	100	$9.07K	0.01%	00.0%	Unchanged
West Paces Advisors Inc.	100	$9.07K	0.00%	00.0%	Unchanged
Madden Securities Corp	100	$9.07K	0.00%	+100	New
ICA Group Wealth Management, LLC	108	$9.80K	0.00%	+108	New
First Community Trust NA	113	$10.0K	0.01%	00.0%	Unchanged
Schubert & Co	112	$10.2K	0.01%	−25−18.2%	Reduced
Armstrong Advisory Group, Inc	113	$10.3K	0.00%	+113	New
MCF Advisors LLC	115	$10.4K	0.00%	−30−20.7%	Reduced
Sofos Investments, Inc.	91	$10.8K	0.11%	−1,657−94.8%	Reduced
PSI Advisors, LLC	121	$11.0K	0.01%	−102−45.7%	Reduced
NVWM, LLC	123	$11.2K	0.00%	+123	New
Accurate Wealth Management, LLC	125	$11.3K	0.00%	+125	New
Perkins Coie Trust Co	129	$11.7K	0.00%	−460−78.1%	Reduced
Horan Securities, Inc.	130	$11.8K	0.01%	+5+4.0%	Added
Quent Capital, LLC	131	$11.9K	0.00%	00.0%	Unchanged
PFG Private Wealth Management, LLC	129	$12.0K	0.01%	+29+29.0%	Added
TSFG, LLC	136	$12.0K	0.00%	+35+34.7%	Added
Horizon Bancorp Inc	135	$12.0K	0.01%	+135	New
Eagle Bay Advisors LLC	136	$12.3K	0.01%	−800−85.5%	Reduced
Raffa Wealth Management, LLC	137	$12.4K	0.01%	00.0%	Unchanged
Beacon Capital Management, LLC	142	$12.9K	0.00%	00.0%	Unchanged
Manchester Capital Management LLC	142	$12.9K	0.00%	+63+79.7%	Added
American National Bank	139	$13.0K	0.00%	00.0%	Unchanged
Sawyer & Company, Inc	145	$13.0K	0.01%	00.0%	Unchanged
Belmont Capital, LLC	141	$13.0K	0.01%	00.0%	Unchanged
Coston, McIsaac & Partners	150	$13.0K	0.01%	+100+200.0%	Added
Maryland Capital Advisors Inc.	150	$13.6K	0.01%	−66−30.6%	Reduced
Stonebridge Capital Advisors LLC	151	$13.7K	0.00%	−22−12.7%	Reduced
Coppell Advisory Solutions LLC	154	$14.0K	0.00%	+154	New
Coppell Advisory Solutions Corp.	154	$14.0K	0.00%	+154	New
Highlander Capital Management, LLC	150	$14.0K	0.01%	00.0%	Unchanged
Core Alternative Capital	155	$14.1K	0.00%	00.0%	Unchanged
Annapolis Financial Services, LLC	161	$14.6K	0.00%	−39−19.5%	Reduced
Householder Group Estate & Retirement Specialist, LLC	173	$15.0K	0.02%	00.0%	Unchanged
Coastal Capital Group, Inc.	200	$15.2K	0.00%	00.0%	Unchanged
Morgan Dempsey Capital Management LLC	172	$15.6K	0.00%	00.0%	Unchanged
Laurel Wealth Advisors LLC	172	$15.6K	0.00%	00.0%	Unchanged
Steward Financial Group LLC	179	$16.0K	0.01%	+179	New
Plante Moran Financial Advisors, LLC	178	$16.1K	0.00%	−190−51.6%	Reduced
Oliver Lagore Vanvalin Investment Group	180	$16.3K	0.01%	00.0%	Unchanged
Cornerstone Planning Group LLC	179	$16.5K	0.01%	+179	New
Transamerica Financial Advisors, Inc.	188	$17.0K	0.00%	00.0%	Unchanged
Country Trust Bank	194	$17.6K	0.00%	−290−59.9%	Reduced
United Community Bank	195	$17.7K	0.02%	00.0%	Unchanged
Trust Co	200	$18.0K	0.00%	00.0%	Unchanged
Close Asset Management Ltd	200	$18.0K	0.00%	00.0%	Unchanged
Blume Capital Management, Inc.	200	$18.1K	0.01%	00.0%	Unchanged
West Branch Capital LLC	200	$18.1K	0.01%	00.0%	Unchanged
Mine & Arao Wealth Creation & Management, LLC.	200	$18.1K	0.01%	00.0%	Unchanged
Red Tortoise LLC	207	$18.8K	0.01%	+207	New
Financial Synergies Wealth Advisors, Inc.	208	$18.9K	0.00%	+208	New
Retirement Group, LLC	213	$19.0K	0.01%	+213	New
Private Ocean, LLC	217	$19.7K	0.00%	00.0%	Unchanged
McClarren Financial Advisors, Inc.	228	$20.0K	0.02%	+6+2.7%	Added
Hollencrest Capital Management	232	$21.0K	0.00%	+232	New
WFA Asset Management Corp	233	$21.1K	0.01%	00.0%	Unchanged
Boyd Watterson Asset Management LLC	242	$22.0K	0.01%	+242	New
Credit Agricole S A	243	$22.0K	0.00%	00.0%	Unchanged
Antonetti Capital Management LLC	250	$22.7K	0.03%	00.0%	Unchanged