Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bartlett & Co. LLC | 181,265 | $13.8M | 0.30% | −2,848−1.5% | Reduced |
| Exencial Wealth Advisors, LLC | 178,238 | $13.5M | 0.82% | +19,925+12.6% | Added |
| Segall Bryant & Hamill, LLC | 177,453 | $13.5M | 0.16% | −3,095−1.7% | Reduced |
| Price T Rowe Associates Inc | 94,603 | $13.3M | 0.00% | +53,220+128.6% | Added |
| Banco Santander, S.A. | 171,079 | $13.0M | 0.17% | −187−0.1% | Reduced |
| Citigroup Inc | 168,131 | $12.8M | 0.02% | +1,420+0.9% | Added |
| Nichols & Pratt Advisers LLP | 167,476 | $12.7M | 1.13% | −94,695−36.1% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 160,779 | $12.2M | 3.07% | −886−0.5% | Reduced |
| Federated Hermes, Inc. | 159,877 | $12.2M | 0.04% | +16,398+11.4% | Added |
| Somerville Kurt F | 153,900 | $11.7M | 2.35% | −1,155−0.7% | Reduced |
| Manufacturers Life Insurance Company, The | 147,047 | $11.2M | 0.01% | −18,044−10.9% | Reduced |
| Gamble Jones Investment Counsel | 145,389 | $11.1M | 0.90% | +674+0.5% | Added |
| National Bank of Canada | 144,199 | $10.9M | 0.06% | +6,990+5.1% | Added |
| Grimes & Company, Inc. | 142,646 | $10.8M | 0.57% | +1,341+0.9% | Added |
| Edgemoor Investment Advisors, Inc. | 141,501 | $10.8M | 1.43% | −1,910−1.3% | Reduced |
| Richard C. Young & CO., LTD. | 141,158 | $10.7M | 1.64% | −972−0.7% | Reduced |
| Citadel Advisors LLC | 140,173 | $10.7M | 0.01% | +77,778+124.7% | Added |
| Reynders McVeigh Capital Management, LLC | 139,608 | $10.6M | 0.82% | +2,387+1.7% | Added |
| Advisor Group Holdings, Inc. | 139,219 | $10.6M | 0.02% | +476+0.3% | Added |
| Grandfield & Dodd, LLC | 139,203 | $10.6M | 0.86% | +1,734+1.3% | Added |
| Guyasuta Investment Advisors Inc | 137,308 | $10.4M | 0.90% | +1,194+0.9% | Added |
| Tekla Capital Management LLC | 136,225 | $10.4M | 0.42% | 00.0% | Unchanged |
| Wilkins Investment Counsel Inc | 133,785 | $10.2M | 2.98% | +838+0.6% | Added |
| CIBC World Markets Inc. | 131,524 | $10.0M | 0.04% | −3,852−2.8% | Reduced |
| United Capital Financial Advisers, LLC | 128,266 | $9.75M | 0.06% | +85,625+200.8% | Added |
| Euro Pacific Asset Management, LLC | 123,542 | $9.42M | 2.47% | −330−0.3% | Reduced |
| Qube Research & Technologies Ltd | 115,388 | $8.77M | 0.06% | −70,151−37.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 113,797 | $8.65M | 0.44% | +1,605+1.4% | Added |
| Susquehanna International Group, LLP | 112,493 | $8.55M | 0.02% | +34,590+44.4% | Added |
| Greenwood Gearhart Inc | 112,184 | $8.53M | 1.35% | +3,319+3.0% | Added |
| Captrust Financial Advisors | 110,806 | $8.42M | 0.05% | +14,877+15.5% | Added |
| Tower Bridge Advisors | 110,650 | $8.41M | 0.75% | −2,993−2.6% | Reduced |
| Trust Co of Virginia | 108,913 | $8.28M | 1.05% | +4,389+4.2% | Added |
| ExodusPoint Capital Management, LP | 108,751 | $8.27M | 0.12% | +102,783+1,722.2% | Added |
| Ingalls & Snyder LLC | 107,486 | $8.17M | 0.46% | −932−0.9% | Reduced |
| Bahl & Gaynor Inc | 106,803 | $8.12M | 0.05% | −7,610−6.7% | Reduced |
| NewEdge Wealth, LLC | 106,000 | $8.06M | 0.38% | +9,209+9.5% | Added |
| Foster Victor Wealth Advisors, LLC | 105,813 | $8.05M | 1.17% | +9,008+9.3% | Added |
| ProVise Management Group, LLC | 105,286 | $8.00M | 0.89% | +8,377+8.6% | Added |
| Clifford Swan Investment Counsel LLC | 103,638 | $7.88M | 0.37% | −4,862−4.5% | Reduced |
| CWM, LLC | 101,461 | $7.71M | 0.06% | +5,341+5.6% | Added |
| Tweedy, Browne Co LLC | 100,709 | $7.66M | 0.34% | +2,279+2.3% | Added |
| Blair William & Co | 98,850 | $7.51M | 0.03% | −100−0.1% | Reduced |
| Fort Washington Investment Advisors Inc | 98,100 | $7.46M | 0.06% | −2,514−2.5% | Reduced |
| Mercer Global Advisors Inc | 96,803 | $7.36M | 0.04% | +2,239+2.4% | Added |
| Jarislowsky, Fraser Ltd | 94,240 | $7.16M | 0.05% | −12,562−11.8% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $7.12M | 0.93% | 00.0% | Unchanged |
| Gabelli Funds LLC | 89,500 | $6.80M | 0.06% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 89,218 | $6.78M | 0.02% | −5,893−6.2% | Reduced |
| Zevin Asset Management LLC | 88,951 | $6.76M | 1.60% | +12,620+16.5% | Added |
| Investment House LLC | 88,267 | $6.71M | 0.63% | +2,543+3.0% | Added |
| Welch & Forbes LLC | 88,107 | $6.70M | 0.13% | −1,986−2.2% | Reduced |
| Comerica Bank | 85,234 | $6.62M | 0.06% | −430−0.5% | Reduced |
| Mengis Capital Management, Inc. | 82,728 | $6.29M | 1.49% | −3,133−3.6% | Reduced |
| Matthew Goff Investment Advisor, LLC | 81,888 | $6.22M | 1.78% | +1,774+2.2% | Added |
| Rathbone Brothers plc | 81,661 | $6.21M | 0.08% | −2,165−2.6% | Reduced |
| Cohen Capital Management, Inc. | 80,516 | $6.12M | 1.35% | −1,500−1.8% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 79,768 | $6.06M | 2.16% | +955+1.2% | Added |
| New York State Common Retirement Fund | 79,327 | $6.03M | 0.01% | 00.0% | Unchanged |
| Puzo Michael J | 77,724 | $5.91M | 2.25% | −6,760−8.0% | Reduced |
| MML Investors Services, LLC | 76,548 | $5.82M | 0.04% | +1,042+1.4% | Added |
| Live Oak Private Wealth LLC | 74,579 | $5.67M | 1.27% | +899+1.2% | Added |
| Old Mission Capital LLC | 74,198 | $5.64M | 0.25% | −45,201−37.9% | Reduced |
| Brown Brothers Harriman & Co | 73,593 | $5.59M | 0.05% | −10,102−12.1% | Reduced |
| Kestra Advisory Services, LLC | 72,546 | $5.51M | 0.06% | +34,499+90.7% | Added |
| TCW Group Inc | 72,159 | $5.49M | 0.08% | +120+0.2% | Added |
| Ethic Inc. | 70,273 | $5.34M | 0.36% | −11,612−14.2% | Reduced |
| Timber Creek Capital Management LLC | 68,710 | $5.22M | 2.07% | −856−1.2% | Reduced |
| Camden National Bank | 68,443 | $5.20M | 1.16% | +308+0.5% | Added |
| Liontrust Investment Partners LLP | 67,394 | $5.12M | 0.08% | −53,990−44.5% | Reduced |
| Fifth Third Bancorp | 67,261 | $5.11M | 0.03% | −6,679−9.0% | Reduced |
| Atria Investments LLC | 66,712 | $5.07M | 0.11% | −3,660−5.2% | Reduced |
| Trust Co of Vermont | 65,900 | $5.01M | 0.40% | −1,307−1.9% | Reduced |
| Peapack Gladstone Financial Corp | 65,439 | $4.97M | 0.10% | +2,866+4.6% | Added |
| Northwestern Mutual Wealth Management Co | 65,170 | $4.95M | 0.01% | −3,923−5.7% | Reduced |
| Altrius Capital Management Inc | 65,137 | $4.95M | 1.89% | +16,108+32.9% | Added |
| Pinnacle Associates Ltd | 64,060 | $4.87M | 0.11% | −1,665−2.5% | Reduced |
| O'Shaughnessy Asset Management, LLC | 63,985 | $4.86M | 0.09% | −2,497−3.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 63,778 | $4.85M | 0.03% | +15,339+31.7% | Added |
| Schonfeld Strategic Advisors LLC | 63,688 | $4.84M | 0.04% | +63,688 | New |
| Dearborn Partners LLC | 63,522 | $4.83M | 0.21% | −120.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 61,832 | $4.70M | 0.01% | −69,171−52.8% | Reduced |
| Simplex Trading, LLC | 60,959 | $4.63M | 0.18% | +36,194+146.1% | Added |
| Capital World Investors | 60,463 | $4.63M | 0.00% | −888,490−93.6% | Reduced |
| Osterweis Capital Management Inc | 59,921 | $4.55M | 0.34% | −455−0.8% | Reduced |
| Zeke Capital Advisors, LLC | 59,610 | $4.53M | 0.33% | −280.0% | Reduced |
| FDx Advisors, Inc. | 58,723 | $4.46M | 0.20% | −5,878−9.1% | Reduced |
| Fiduciary Trust Co | 58,385 | $4.44M | 0.10% | +569+1.0% | Added |
| Jones Financial Companies LLLP | 58,300 | $4.43M | 0.01% | −11,073−16.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 56,403 | $4.29M | 0.02% | −823−1.4% | Reduced |
| Aquatic Capital Management LLC | 56,400 | $4.29M | 0.42% | +48,600+623.1% | Added |
| Narwhal Capital Management | 55,369 | $4.21M | 0.61% | 00.0% | Unchanged |
| Garland Capital Management Inc | 54,685 | $4.16M | 3.62% | +5,590+11.4% | Added |
| Prentiss Smith & Co Inc | 53,951 | $4.10M | 3.65% | −196−0.4% | Reduced |
| Cubist Systematic Strategies, LLC | 53,896 | $4.10M | 0.03% | −9,538−15.0% | Reduced |
| Azzad Asset Management Inc | 50,950 | $4.04M | 0.41% | +4,300+9.2% | Added |
| We Are One Seven, LLC | 30,990 | $4.03M | 0.38% | +3,118+11.2% | Added |
| FORA Capital, LLC | 52,631 | $4.00M | 0.77% | +27,818+112.1% | Added |
| Everett Harris & Co | 52,139 | $3.96M | 0.07% | −12,683−19.6% | Reduced |
| Parcion Private Wealth LLC | 51,562 | $3.92M | 0.44% | +930+1.8% | Added |