Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American Research & Management Co. | 51,290 | $3.90M | 1.08% | −312−0.6% | Reduced |
| Whittier Trust Co | 51,231 | $3.89M | 0.08% | +2,879+6.0% | Added |
| Sawtooth Solutions, LLC | 50,378 | $3.83M | 0.56% | +9,975+24.7% | Added |
| Cornerstone Wealth Group, LLC | 50,336 | $3.83M | 0.84% | +50,336 | New |
| Vestmark Advisory Solutions, Inc. | 50,175 | $3.81M | 0.21% | +15,117+43.1% | Added |
| Patten & Patten Inc | 49,938 | $3.80M | 0.36% | −1,647−3.2% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 49,456 | $3.76M | 2.63% | +1,032+2.1% | Added |
| Pittenger & Anderson Inc | 48,070 | $3.65M | 0.22% | +5,925+14.1% | Added |
| Carret Asset Management, LLC | 47,703 | $3.63M | 0.54% | −1,045−2.1% | Reduced |
| Mar Vista Investment Partners LLC | 47,049 | $3.58M | 0.16% | −925−1.9% | Reduced |
| Farmers & Merchants Investments Inc | 46,450 | $3.53M | 0.16% | −688−1.5% | Reduced |
| Sepio Capital, LP | 46,348 | $3.52M | 0.35% | −2,751−5.6% | Reduced |
| Smithbridge Asset Management Inc | 46,151 | $3.51M | 1.44% | +2,238+5.1% | Added |
| Avalon Investment & Advisory | 46,100 | $3.50M | 0.11% | −1,850−3.9% | Reduced |
| Guardian Capital Advisors LP | 46,493 | $3.50M | 0.44% | −475−1.0% | Reduced |
| Pekin Hardy Strauss, Inc. | 44,252 | $3.36M | 0.56% | −900−2.0% | Reduced |
| Beach Investment Counsel Inc | 43,905 | $3.34M | 0.47% | −7,664−14.9% | Reduced |
| Notis-McConarty Edward | 43,696 | $3.32M | 1.49% | −443−1.0% | Reduced |
| Keybank National Association | 43,678 | $3.32M | 0.02% | +1,779+4.2% | Added |
| Private Advisor Group, LLC | 43,653 | $3.32M | 0.04% | −35,474−44.8% | Reduced |
| Woodmont Investment Counsel LLC | 43,499 | $3.31M | 0.41% | −2,476−5.4% | Reduced |
| Keeler Thomas Management LLC | 42,942 | $3.26M | 1.66% | +24,117+128.1% | Added |
| Catalyst Capital Advisors LLC | 42,580 | $3.24M | 0.12% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 42,123 | $3.20M | 0.23% | −5,045−10.7% | Reduced |
| Cardinal Capital Management | 41,840 | $3.18M | 0.75% | −546−1.3% | Reduced |
| Scotia Capital Inc. | 41,557 | $3.16M | 0.03% | −846−2.0% | Reduced |
| Gluskin Sheff & Assoc Inc | 41,054 | $3.12M | 0.19% | −31,096−43.1% | Reduced |
| Hayek Kallen Investment Management | 40,945 | $3.11M | 1.46% | −100−0.2% | Reduced |
| Lowell Blake & Associates Inc. | 40,505 | $3.08M | 1.21% | −4,626−10.3% | Reduced |
| Yousif Capital Management, LLC | 40,325 | $3.06M | 0.04% | 00.0% | Unchanged |
| Barclays PLC | 40,330 | $3.06M | 0.00% | +38,754+2,459.0% | Added |
| Cerity Partners LLC | 39,861 | $3.03M | 0.04% | +1,142+2.9% | Added |
| Bradley Foster & Sargent Inc | 39,353 | $2.99M | 0.08% | −965−2.4% | Reduced |
| GWM Advisors LLC | 39,107 | $2.97M | 0.05% | −868−2.2% | Reduced |
| Moreno Evelyn V | 38,554 | $2.93M | 1.32% | −33,330−46.4% | Reduced |
| Logan Capital Management Inc | 37,733 | $2.87M | 0.17% | +3,230+9.4% | Added |
| Davenport & Co LLC | 37,727 | $2.87M | 0.03% | +5,069+15.5% | Added |
| Argent Trust Co | 37,301 | $2.83M | 0.21% | +857+2.4% | Added |
| Cetera Advisor Networks LLC | 36,797 | $2.80M | 0.03% | +3,173+9.4% | Added |
| Glenmede Trust Co NA | 36,771 | $2.79M | 0.02% | −5,204−12.4% | Reduced |
| Country Club Bank | 36,295 | $2.78M | 0.27% | −1,828−4.8% | Reduced |
| Advisory Services Network, LLC | 36,009 | $2.74M | 0.10% | −13,225−26.9% | Reduced |
| First Hawaiian Bank | 35,654 | $2.71M | 0.11% | −3,836−9.7% | Reduced |
| Perennial Advisors, LLC | 35,525 | $2.70M | 0.89% | +2,035+6.1% | Added |
| WealthTrust Axiom LLC | 35,290 | $2.68M | 1.02% | −100−0.3% | Reduced |
| Employees Retirement System of Texas | 35,093 | $2.67M | 0.04% | +14,618+71.4% | Added |
| Advisors Capital Management, LLC | 31,639 | $2.64M | 0.07% | +2,713+9.4% | Added |
| Summitry LLC | 34,393 | $2.61M | 0.20% | +2,259+7.0% | Added |
| Chesley Taft & Associates LLC | 34,347 | $2.61M | 0.19% | −350−1.0% | Reduced |
| Providence Capital Advisors, LLC | 34,110 | $2.59M | 0.78% | +698+2.1% | Added |
| Fairfield, Bush & Co. | 34,042 | $2.59M | 1.83% | −3,103−8.4% | Reduced |
| Cubic Asset Management, LLC | 33,793 | $2.57M | 0.76% | −100−0.3% | Reduced |
| Siena Capital LLC | 33,604 | $2.55M | 1.66% | +518+1.6% | Added |
| AE Wealth Management LLC | 33,536 | $2.55M | 0.02% | +2,351+7.5% | Added |
| Beacon Financial Group | 32,921 | $2.53M | 0.39% | +1,391+4.4% | Added |
| Oppenheimer & Co Inc | 33,138 | $2.52M | 0.06% | −1,541−4.4% | Reduced |
| Smith, Salley & Associates | 32,808 | $2.49M | 0.23% | +170+0.5% | Added |
| Delaney Dennis R | 32,701 | $2.48M | 2.39% | +32,701 | New |
| Haverford Trust Co | 32,499 | $2.47M | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 32,066 | $2.44M | 0.00% | +26,412+467.1% | Added |
| AMG National Trust Bank | 32,015 | $2.43M | 0.09% | −17−0.1% | Reduced |
| JustInvest LLC | 32,003 | $2.43M | 0.11% | +1,088+3.5% | Added |
| Americana Partners, LLC | 31,929 | $2.43M | 0.43% | +19,735+161.8% | Added |
| Private Asset Management Inc | 31,759 | $2.41M | 0.43% | −3,584−10.1% | Reduced |
| Bokf, NA | 31,376 | $2.38M | 0.05% | −297−0.9% | Reduced |
| Hantz Financial Services, Inc. | 31,147 | $2.37M | 0.08% | +837+2.8% | Added |
| Moors & Cabot, Inc. | 30,920 | $2.35M | 0.18% | −297−1.0% | Reduced |
| Foyston, Gordon, & Payne Inc | 30,718 | $2.33M | 0.64% | +19,546+175.0% | Added |
| Broderick Brian C | 30,405 | $2.31M | 0.72% | −1,980−6.1% | Reduced |
| Econ Financial Services Corp | 30,288 | $2.30M | 1.90% | +30,288 | New |
| Cullen/Frost Bankers, Inc. | 29,911 | $2.27M | 0.05% | +220+0.7% | Added |
| Crossmark Global Holdings, Inc. | 29,723 | $2.26M | 0.06% | +4,233+16.6% | Added |
| Northeast Investment Management | 29,475 | $2.24M | 0.15% | −930−3.1% | Reduced |
| Whittier Trust Co of Nevada Inc | 29,325 | $2.23M | 0.09% | −585−2.0% | Reduced |
| Kidder Stephen W | 29,105 | $2.21M | 0.90% | −2,175−7.0% | Reduced |
| Davis Selected Advisers | 28,943 | $2.20M | 0.02% | 00.0% | Unchanged |
| Insight Advisors, LLC | 28,913 | $2.20M | 0.86% | +1,668+6.1% | Added |
| Naples Global Advisors, LLC | 28,894 | $2.20M | 0.30% | +1,150+4.1% | Added |
| Brinker Capital Investments, LLC | 28,480 | $2.17M | 0.04% | −3,092−9.8% | Reduced |
| Summit Global Investments | 28,435 | $2.16M | 0.20% | +11,586+68.8% | Added |
| Eagle Global Advisors LLC | 28,230 | $2.15M | 0.16% | −858−2.9% | Reduced |
| National Asset Management, Inc. | 27,749 | $2.11M | 0.06% | +5,834+26.6% | Added |
| apricus wealth, LLC | 27,531 | $2.09M | 2.08% | +600+2.2% | Added |
| Integrated Wealth Concepts LLC | 27,263 | $2.07M | 0.07% | +130+0.5% | Added |
| Bayesian Capital Management, LP | 26,993 | $2.05M | 0.42% | +26,993 | New |
| Veriti Management LLC | 26,908 | $2.04M | 0.30% | +1,284+5.0% | Added |
| Alliancebernstein L.P. | 26,567 | $2.02M | 0.00% | +554+2.1% | Added |
| Huntington National Bank | 26,539 | $2.02M | 0.02% | −1,063−3.9% | Reduced |
| Tealwood Asset Management Inc | 26,332 | $2.00M | 1.08% | −211−0.8% | Reduced |
| Page Arthur B | 26,198 | $1.99M | 2.08% | −650−2.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 26,178 | $1.99M | 0.04% | −896−3.3% | Reduced |
| Ipswich Investment Management Co., Inc. | 25,970 | $1.97M | 0.63% | −2,068−7.4% | Reduced |
| Mirador Capital Partners LP | 25,954 | $1.97M | 0.48% | +290+1.1% | Added |
| Baker Tilly Wealth Management, LLC | 25,933 | $1.97M | 0.27% | −1,979−7.1% | Reduced |
| Hall Laurie J Trustee | 25,897 | $1.97M | 0.97% | +50+0.2% | Added |
| Atlantic Union Bankshares Corp | 25,501 | $1.94M | 0.22% | −3,027−10.6% | Reduced |
| Russell Investments Group, Ltd. | 25,233 | $1.92M | 0.00% | −144,725−85.2% | Reduced |
| SPX Equities Gestao de Recursos Ltda | 25,000 | $1.90M | 0.19% | +25,000 | New |
| Forum Financial Management, LP | 24,935 | $1.90M | 0.09% | 00.0% | Unchanged |
| Cascade Investment Advisors, Inc. | 23,195 | $1.88M | 1.62% | +270+1.2% | Added |