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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2023

Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,182
+25 vs. Q4 2022
Shares held
171.8M
+1.25M (+0.7%) vs. Q4 2022
Total value
$15.2B
−$250.0M (−1.6%) vs. Q4 2022
New holders
97
352 more added
Sold out
72
498 more reduced

26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 1,182 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ1 2023: $15.2B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.

Institutions holding NVS in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Clear Street Markets LLC1$00.00%−2,096−100.0%Reduced
Covestor Ltd3$00.00%−3−50.0%Reduced
First Command Advisory Services, Inc.18$00.00%+18New
BOK Financial Private Wealth, Inc.1$920.00%00.0%Unchanged
Financial Freedom, LLC3$2840.00%00.0%Unchanged
Highline Wealth Partners LLC6$5520.00%00.0%Unchanged
Disciplined Investments, LLC10$9200.00%00.0%Unchanged
Moisand Fitzgerald Tamayo, LLC11$1.01K0.00%+11New
Plante Moran Financial Advisors, LLC12$1.10K0.00%−166−93.3%Reduced
Morton Brown Family Wealth, LLC12$1.10K0.00%+12New
Armstrong Advisory Group, Inc13$1.20K0.00%−100−88.5%Reduced
Hartford Financial Management Inc.14$1.29K0.00%+14New
Marquette Asset Management, LLC17$1.56K0.00%−300−94.6%Reduced
Core Alternative Capital20$1.84K0.00%−135−87.1%Reduced
TD Ameritrade Investment Management, LLC22$2.00K0.00%−40−64.5%Reduced
Nisa Investment Advisors, LLC22$2.00K0.00%00.0%Unchanged
Ruedi Wealth Management, Inc.23$2.12K0.00%00.0%Unchanged
Archer Investment Corp24$2.21K0.00%00.0%Unchanged
Centennial Bank25$2.30K0.00%−28−52.8%Reduced
Delta Asset Management LLC25$2.30K0.00%00.0%Unchanged
Westside Investment Management, Inc.26$2.39K0.00%00.0%Unchanged
Buck Wealth Strategies, LLC30$2.78K0.00%+30New
Thompson Investment Management, Inc.31$2.85K0.00%+31New
Financial Management Professionals, Inc.34$3.00K0.00%−305−90.0%Reduced
Sound Income Strategies, LLC33$3.04K0.00%+33New
Okabena Investment Services Inc34$3.13K0.00%00.0%Unchanged
NewSquare Capital LLC41$3.77K0.00%+16+64.0%Added
Raleigh Capital Management Inc.50$4.60K0.00%00.0%Unchanged
Sofos Investments, Inc.92$4.84K0.21%+1+1.1%Added
Sutton Wealth Advisors Inc.53$4.88K0.00%−1,882−97.3%Reduced
Resources Management Corp136$5.00K0.00%−264−66.0%Reduced
Jackson, Grant Investment Advisers, Inc.56$5.15K0.00%+56New
HighMark Wealth Management LLC59$5.43K0.00%−12−16.9%Reduced
Legend Financial Advisors, Inc.61$5.61K0.00%00.0%Unchanged
TFC Financial Management63$5.80K0.00%00.0%Unchanged
Richard W. Paul & Associates, LLC65$5.98K0.00%00.0%Unchanged
Solstein Capital, LLC72$6.62K0.01%00.0%Unchanged
Tucker Asset Management LLC73$6.72K0.00%00.0%Unchanged
Mascoma Wealth Management LLC67$6.87K0.00%00.0%Unchanged
Castleview Partners, LLC77$7.08K0.01%00.0%Unchanged
Cedar Mountain Advisors, LLC79$7.27K0.00%+79New
Ten Capital Wealth Advisors, LLC79$7.27K0.00%+79New
Strategic Investment Solutions, Inc.80$7.36K0.00%+80New
Manchester Capital Management LLC89$8.19K0.00%−53−37.3%Reduced
WR Wealth Planners, LLC90$8.28K0.00%+90New
Albion Financial Group91$8.37K0.00%00.0%Unchanged
Newbridge Financial Services Group, Inc.94$8.62K0.00%+3+3.3%Added
Tower Research Capital LLC (TRC)100$9.00K0.00%−1,394−93.3%Reduced
Horrell Capital Management, Inc.100$9.00K0.00%00.0%Unchanged
Farmers & Merchants Trust Co of Chambersburg PA101$9.00K0.01%00.0%Unchanged
Strengthening Families & Communities, LLC100$9.00K0.01%+100New
TCI Wealth Advisors, Inc.100$9.20K0.00%−193−65.9%Reduced
PFG Private Wealth Management, LLC100$9.20K0.01%−29−22.5%Reduced
Center for Financial Planning, Inc.100$9.20K0.00%00.0%Unchanged
West Paces Advisors Inc.100$9.20K0.00%00.0%Unchanged
First Command Bank100$9.20K0.00%00.0%Unchanged
First Command Financial Services, Inc.100$9.20K0.00%00.0%Unchanged
Bell Investment Advisors, Inc101$9.29K0.00%+63+165.8%Added
ICA Group Wealth Management, LLC108$9.94K0.00%00.0%Unchanged
Cowen Prime Advisors LLC100$10.0K0.00%00.0%Unchanged
Schubert & Co112$10.3K0.01%00.0%Unchanged
First Community Trust NA113$10.4K0.01%00.0%Unchanged
MCF Advisors LLC115$10.6K0.00%00.0%Unchanged
Steward Financial Group LLC122$11.0K0.00%−57−31.8%Reduced
PSI Advisors, LLC121$11.1K0.01%00.0%Unchanged
Pacific Center for Financial Services123$11.3K0.00%+123New
Horan Securities, Inc.125$11.5K0.01%−5−3.8%Reduced
Quent Capital, LLC126$11.6K0.00%−5−3.8%Reduced
Raffa Wealth Management, LLC137$12.6K0.00%00.0%Unchanged
Stonebridge Capital Advisors LLC138$12.7K0.00%−13−8.6%Reduced
Princeton Global Asset Management LLC138$12.7K0.00%+38+38.0%Added
Belmont Capital, LLC141$13.0K0.01%00.0%Unchanged
Coston, McIsaac & Partners150$13.0K0.00%00.0%Unchanged
TSFG, LLC136$13.0K0.00%00.0%Unchanged
Beacon Capital Management, LLC142$13.1K0.00%00.0%Unchanged
Maryland Capital Advisors Inc.150$13.8K0.01%00.0%Unchanged
Householder Group Estate & Retirement Specialist, LLC153$14.0K0.01%−20−11.6%Reduced
Highlander Capital Management, LLC150$14.0K0.01%00.0%Unchanged
Sawyer & Company, Inc145$14.0K0.01%00.0%Unchanged
Annapolis Financial Services, LLC161$14.8K0.00%00.0%Unchanged
Citadel Advisors LLC174$16.0K0.00%−41,591−99.6%Reduced
Carderock Capital Management Inc175$16.1K0.01%+175New
Oliver Lagore Vanvalin Investment Group180$16.6K0.01%00.0%Unchanged
Eagle Bay Advisors LLC184$16.9K0.01%+48+35.3%Added
Hallmark Capital Management Inc193$17.8K0.00%+193New
Legal & General Group Plc194$17.8K0.00%−17,275−98.9%Reduced
Country Trust Bank194$17.8K0.00%00.0%Unchanged
United Community Bank195$17.9K0.02%00.0%Unchanged
Close Asset Management Ltd200$18.0K0.00%00.0%Unchanged
Transamerica Financial Advisors, Inc.188$18.0K0.00%00.0%Unchanged
Independence Bank of Kentucky200$18.4K0.01%−440−68.8%Reduced
West Branch Capital LLC200$18.4K0.01%00.0%Unchanged
Mine & Arao Wealth Creation & Management, LLC.200$18.4K0.01%00.0%Unchanged
Trust Co200$18.4K0.00%00.0%Unchanged
Coastal Capital Group, Inc.200$18.4K0.00%00.0%Unchanged
Red Tortoise LLC207$19.0K0.01%00.0%Unchanged
Retirement Group, LLC213$20.0K0.01%00.0%Unchanged
Cape Investment Advisory, Inc.228$21.0K0.01%+228New
Thompson Siegel & Walmsley LLC229$21.0K0.00%−700−75.3%Reduced
McClarren Financial Advisors, Inc.234$21.0K0.02%+6+2.6%Added