Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dempze Nancy E | 23,471 | $2.16M | 1.96% | +388+1.7% | Added |
| Stock Yards Bank & Trust Co | 23,336 | $2.15M | 0.08% | +47+0.2% | Added |
| EagleClaw Capital Managment, LLC | 23,324 | $2.15M | 0.51% | −994−4.1% | Reduced |
| Victory Capital Management Inc | 23,273 | $2.14M | 0.00% | +23,273 | New |
| Cullen/Frost Bankers, Inc. | 23,264 | $2.14M | 0.04% | −2,362−9.2% | Reduced |
| Cascade Investment Advisors, Inc. | 23,150 | $2.13M | 1.69% | +25+0.1% | Added |
| Huntington National Bank | 23,149 | $2.13M | 0.02% | −906−3.8% | Reduced |
| Lowell Blake & Associates Inc. | 22,872 | $2.10M | 0.66% | −4,993−17.9% | Reduced |
| Clearstead Advisors, LLC | 22,784 | $2.10M | 0.15% | 00.0% | Unchanged |
| Fca Corp | 22,699 | $2.09M | 0.78% | +568+2.6% | Added |
| Cardinal Capital Management, Inc. | 22,505 | $2.07M | 0.11% | −600−2.6% | Reduced |
| Commerce Bank | 22,478 | $2.07M | 0.02% | +34+0.2% | Added |
| Valley National Advisers Inc | 20,276 | $2.04M | 0.36% | −484−2.3% | Reduced |
| Palisade Asset Management, LLC | 22,082 | $2.03M | 0.25% | −12−0.1% | Reduced |
| World Equity Group, Inc. | 156,290 | $2.03M | 0.35% | +142,263+1,014.2% | Added |
| Iszo Capital Management LP | 22,000 | $2.02M | 10.76% | +22,000 | New |
| Daymark Wealth Partners, LLC | 21,833 | $2.01M | 0.27% | +734+3.5% | Added |
| Trust Co of Toledo NA | 21,616 | $1.99M | 0.35% | −293−1.3% | Reduced |
| Kahn Brothers Group Inc | 21,578 | $1.99M | 0.29% | 00.0% | Unchanged |
| Ipswich Investment Management Co., Inc. | 21,007 | $1.93M | 0.53% | +1,500+7.7% | Added |
| BFT Financial Group, LLC | 20,715 | $1.91M | 0.28% | +20,715 | New |
| Abbot Financial Management, Inc. | 20,497 | $1.89M | 1.27% | −372−1.8% | Reduced |
| Geneos Wealth Management Inc. | 20,454 | $1.88M | 0.11% | −3,736−15.4% | Reduced |
| NBT Bank N A | 20,312 | $1.87M | 0.27% | −240−1.2% | Reduced |
| Cresset Asset Management, LLC | 20,259 | $1.86M | 0.04% | +167+0.8% | Added |
| Synovus Financial Corp | 20,194 | $1.86M | 0.02% | −4,239−17.3% | Reduced |
| Advisors Management Group Inc | 20,112 | $1.85M | 0.59% | −52−0.3% | Reduced |
| Benjamin Edwards Inc | 20,044 | $1.84M | 0.45% | +1,982+11.0% | Added |
| Old Port Advisors | 19,165 | $1.84M | 0.66% | +1,135+6.3% | Added |
| Diamond Hill Capital Management Inc | 19,949 | $1.84M | 0.01% | −1,527−7.1% | Reduced |
| Mitchell & Pahl Private Wealth, LLC | 19,575 | $1.80M | 1.13% | +468+2.4% | Added |
| Park National Corp | 19,530 | $1.80M | 0.08% | −1,183−5.7% | Reduced |
| Balentine LLC | 19,158 | $1.76M | 0.06% | +2,151+12.6% | Added |
| Fred Alger Management, LLC | 19,045 | $1.75M | 0.01% | +910+5.0% | Added |
| Pathstone Family Office, LLC | 19,522 | $1.73M | 0.03% | −6,202−24.1% | Reduced |
| Wambolt & Associates, LLC | 18,679 | $1.73M | 0.61% | +729+4.1% | Added |
| Stonebridge Capital Management Inc | 18,725 | $1.72M | 0.83% | −3,250−14.8% | Reduced |
| Headinvest, LLC | 18,646 | $1.72M | 0.38% | −123−0.7% | Reduced |
| Cetera Investment Advisers | 18,625 | $1.71M | 0.01% | −797−4.1% | Reduced |
| IFG Advisory, LLC | 18,404 | $1.69M | 0.16% | +6,578+55.6% | Added |
| Brookstone Capital Management | 17,239 | $1.69M | 0.03% | −1,064−5.8% | Reduced |
| Compass Wealth Management LLC | 18,350 | $1.69M | 0.54% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 18,078 | $1.66M | 0.19% | −10,918−37.7% | Reduced |
| Independent Investors Inc | 17,900 | $1.65M | 0.41% | 00.0% | Unchanged |
| Parsons Capital Management Inc | 17,880 | $1.64M | 0.13% | −4,276−19.3% | Reduced |
| Advisors Asset Management, Inc. | 17,763 | $1.63M | 0.03% | −1,297−6.8% | Reduced |
| Benedict Financial Advisors Inc | 17,597 | $1.62M | 0.46% | +199+1.1% | Added |
| Checchi Capital Advisers, LLC | 17,302 | $1.59M | 0.15% | −249−1.4% | Reduced |
| Squarepoint Ops LLC | 17,202 | $1.58M | 0.01% | +2,701+18.6% | Added |
| Quantinno Capital Management LP | 17,168 | $1.58M | 0.10% | +4,274+33.1% | Added |
| Roberts Glore & Co Inc | 16,962 | $1.56M | 0.52% | −100−0.6% | Reduced |
| Sepio Capital, LP | 16,890 | $1.55M | 0.14% | −17,250−50.5% | Reduced |
| Lowe Brockenbrough & Co Inc | 16,823 | $1.55M | 0.13% | −168−1.0% | Reduced |
| Bayesian Capital Management, LP | 16,793 | $1.54M | 0.19% | −19,800−54.1% | Reduced |
| CNB Bank | 16,708 | $1.54M | 0.94% | +495+3.1% | Added |
| Sandy Spring Bank | 16,561 | $1.52M | 0.09% | −746−4.3% | Reduced |
| Berkeley Capital Partners, LLC | 16,553 | $1.52M | 0.56% | +231+1.4% | Added |
| McKinley Capital Management LLC /Delaware | 16,484 | $1.52M | 0.20% | −318−1.9% | Reduced |
| Beverly Hills Private Wealth, LLC | 16,444 | $1.51M | 0.47% | +5,272+47.2% | Added |
| Richard P Slaughter Associates Inc | 16,365 | $1.51M | 0.49% | −21−0.1% | Reduced |
| Snowden Capital Advisors LLC | 16,361 | $1.51M | 0.06% | −512−3.0% | Reduced |
| Schechter Investment Advisors, LLC | 16,332 | $1.50M | 0.14% | −1,058−6.1% | Reduced |
| Rothschild Investment Corp | 16,261 | $1.50M | 0.13% | +82+0.5% | Added |
| Johnson Investment Counsel Inc | 16,216 | $1.49M | 0.02% | −345−2.1% | Reduced |
| Coastline Trust Co | 16,178 | $1.49M | 0.22% | −100−0.6% | Reduced |
| True North Advisors, LLC | 16,082 | $1.48M | 0.44% | +181+1.1% | Added |
| Lester Murray Antman dba SimplyRich | 16,077 | $1.48M | 0.56% | −338−2.1% | Reduced |
| Guggenheim Capital LLC | 15,951 | $1.47M | 0.01% | +4,330+37.3% | Added |
| FineMark National Bank & Trust | 15,929 | $1.47M | 0.06% | −2,723−14.6% | Reduced |
| Boston Private Wealth LLC | 15,830 | $1.46M | 0.02% | −592−3.6% | Reduced |
| Patten Group, Inc. | 15,792 | $1.45M | 0.44% | +118+0.8% | Added |
| SevenBridge Financial Group, LLC | 15,765 | $1.45M | 0.40% | −56−0.4% | Reduced |
| Greenleaf Trust | 15,677 | $1.44M | 0.02% | −288−1.8% | Reduced |
| Bessemer Group Inc | 15,575 | $1.43M | 0.00% | −1,392−8.2% | Reduced |
| MAI Capital Management | 15,563 | $1.43M | 0.02% | +445+2.9% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 15,490 | $1.43M | 0.00% | −329−2.1% | Reduced |
| Albert D Mason Inc | 15,418 | $1.42M | 0.98% | −64−0.4% | Reduced |
| Northstar Asset Management LLC | 15,325 | $1.41M | 0.41% | +15,325 | New |
| Marco Investment Management LLC | 15,310 | $1.41M | 0.16% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 15,296 | $1.41M | 0.02% | +15,296 | New |
| Archford Capital Strategies, LLC | 14,711 | $1.40M | 0.29% | +301+2.1% | Added |
| Raymond James Trust N.A. | 15,086 | $1.39M | 0.04% | −1,318−8.0% | Reduced |
| Telemus Capital, LLC | 15,003 | $1.38M | 0.12% | −1,416−8.6% | Reduced |
| Veriti Management LLC | 14,928 | $1.37M | 0.16% | +576+4.0% | Added |
| Boston Family Office LLC | 14,888 | $1.37M | 0.11% | +30.0% | Added |
| Comerica Securities,inc. | 14,829 | $1.36M | 0.10% | −384−2.5% | Reduced |
| Americana Partners, LLC | 14,826 | $1.36M | 0.22% | +100+0.7% | Added |
| Altman Advisors, Inc. | 14,709 | $1.35M | 1.24% | +14,709 | New |
| Quantbot Technologies LP | 14,663 | $1.35M | 0.10% | +14,663 | New |
| Aberdeen Wealth Management LLC | 14,640 | $1.35M | 1.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 14,482 | $1.33M | 0.08% | +10,445+258.7% | Added |
| Vise Technologies, Inc. | 14,475 | $1.33M | 0.35% | +509+3.6% | Added |
| Davy Global Fund Management Ltd | 14,467 | $1.33M | 0.26% | −1,129−7.2% | Reduced |
| South State Corp. | 14,293 | $1.31M | 0.12% | −447−3.0% | Reduced |
| Quadrant Capital Group LLC | 14,240 | $1.31M | 0.14% | +3,142+28.3% | Added |
| Mount Yale Investment Advisors, LLC | 13,982 | $1.29M | 0.14% | −3,719−21.0% | Reduced |
| Physicians Financial Services, Inc. | 13,983 | $1.29M | 0.54% | −100−0.7% | Reduced |
| AIMZ Investment Advisors, LLC | 13,928 | $1.28M | 0.57% | −42−0.3% | Reduced |
| Ascent Wealth Partners, LLC | 13,867 | $1.28M | 0.26% | +540+4.1% | Added |
| TD Asset Management Inc | 13,770 | $1.27M | 0.00% | −719−5.0% | Reduced |