Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sittner & Nelson, LLC | 13,638 | $1.25M | 0.72% | +56+0.4% | Added |
| Boit C F David | 12,800 | $1.25M | 0.86% | 00.0% | Unchanged |
| Cloverfields Capital Group, LP | 13,629 | $1.25M | 0.37% | +7,443+120.3% | Added |
| Resources Investment Advisors, LLC. | 13,514 | $1.24M | 0.03% | +9,681+252.6% | Added |
| Susquehanna International Group, LLP | 13,506 | $1.24M | 0.00% | −54,850−80.2% | Reduced |
| TownSquare Capital, LLC | 13,373 | $1.23M | 0.03% | −7,090−34.6% | Reduced |
| Court Place Advisors, LLC | 13,325 | $1.23M | 0.44% | 00.0% | Unchanged |
| Privium Fund Management B.V. | 13,250 | $1.22M | 0.41% | +2,000+17.8% | Added |
| Baker Ellis Asset Management LLC | 13,119 | $1.21M | 0.22% | −500−3.7% | Reduced |
| Cetera Advisors LLC | 13,088 | $1.20M | 0.02% | +1,346+11.5% | Added |
| Old National Bancorp | 12,952 | $1.19M | 0.04% | +512+4.1% | Added |
| Stratos Wealth Partners, LTD. | 12,925 | $1.19M | 0.03% | −731−5.4% | Reduced |
| CAPROCK Group, Inc. | 12,751 | $1.17M | 0.09% | +218+1.7% | Added |
| Creegan & Nassoura Financial Group, LLC | 12,650 | $1.16M | 0.89% | 00.0% | Unchanged |
| Arnhold LLC | 12,636 | $1.16M | 0.13% | −3,000−19.2% | Reduced |
| West Oak Capital, LLC | 12,608 | $1.16M | 0.59% | −565−4.3% | Reduced |
| XML Financial, LLC | 12,569 | $1.16M | 0.14% | −420−3.2% | Reduced |
| Umb Bank N A | 12,334 | $1.13M | 0.02% | +883+7.7% | Added |
| Horizon Kinetics Asset Management LLC | 12,200 | $1.12M | 0.02% | −6,650−35.3% | Reduced |
| Ativo Capital Management LLC | 12,157 | $1.12M | 1.37% | +710+6.2% | Added |
| Williams Jones Wealth Management, LLC. | 12,142 | $1.12M | 0.02% | −227−1.8% | Reduced |
| Prudential Financial Inc | 13,191 | $1.11M | 0.00% | −2,818−17.6% | Reduced |
| Strategic Global Advisors, LLC | 12,080 | $1.11M | 0.18% | +7,663+173.5% | Added |
| Venture Visionary Partners LLC | 11,996 | $1.10M | 0.07% | −967−7.5% | Reduced |
| Bryn Mawr Trust Co | 11,987 | $1.10M | 0.05% | +221+1.9% | Added |
| Carnegie Capital Asset Management, LLC | 11,975 | $1.10M | 0.04% | −500−4.0% | Reduced |
| Transcend Wealth Collective, LLC | 11,916 | $1.10M | 0.11% | −466−3.8% | Reduced |
| Sequoia Financial Advisors, LLC | 11,888 | $1.09M | 0.02% | +1,790+17.7% | Added |
| Choate Investment Advisors | 11,873 | $1.09M | 0.05% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 11,869 | $1.09M | 0.04% | −283−2.3% | Reduced |
| Welch Group, LLC | 11,793 | $1.08M | 0.06% | −1,316−10.0% | Reduced |
| Abbrea Capital, LLC | 11,756 | $1.08M | 0.18% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 11,708 | $1.08M | 0.05% | −1,841−13.6% | Reduced |
| Cambridge Advisors Inc. | 11,700 | $1.08M | 0.28% | −50−0.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 11,683 | $1.07M | 0.07% | −3,050−20.7% | Reduced |
| LCNB Corp | 11,571 | $1.06M | 0.48% | −600−4.9% | Reduced |
| Buckingham Strategic Wealth, LLC | 11,731 | $1.06M | 0.02% | 00.0% | Unchanged |
| McDaniel Terry & Co | 11,523 | $1.06M | 0.12% | −175−1.5% | Reduced |
| Greenwich Wealth Management LLC | 11,476 | $1.06M | 0.12% | 00.0% | Unchanged |
| Ellevest, Inc. | 11,430 | $1.05M | 0.08% | +1,105+10.7% | Added |
| KCM Investment Advisors LLC | 11,389 | $1.05M | 0.04% | +394+3.6% | Added |
| Money Concepts Capital Corp | 11,304 | $1.05M | 0.06% | −2,439−17.7% | Reduced |
| New Hampshire Trust | 11,339 | $1.04M | 0.28% | −322−2.8% | Reduced |
| Kennon-Green & Company, LLC | 11,338 | $1.04M | 0.99% | −300−2.6% | Reduced |
| Fortem Financial Group, LLC | 11,324 | $1.04M | 0.68% | +1,673+17.3% | Added |
| Eqis Capital Management, Inc. | 11,220 | $1.03M | 0.12% | −2,307−17.1% | Reduced |
| Dorsey & Whitney Trust CO LLC | 11,177 | $1.03M | 0.09% | +173+1.6% | Added |
| 1832 Asset Management L.P. | 11,162 | $1.03M | 0.00% | +427+4.0% | Added |
| Ameritas Advisory Services, LLC | 10,507 | $1.03M | 0.05% | +215+2.1% | Added |
| Foundations Investment Advisors, LLC | 11,089 | $1.02M | 0.04% | −91−0.8% | Reduced |
| Level Four Advisory Services, LLC | 11,088 | $1.02M | 0.07% | +2,197+24.7% | Added |
| BTC Capital Management, Inc. | 11,256 | $1.02M | 0.12% | −934−7.7% | Reduced |
| Prospera Financial Services Inc | 11,063 | $1.02M | 0.04% | +1,704+18.2% | Added |
| Abundance Wealth Counselors | 11,068 | $1.02M | 0.26% | +238+2.2% | Added |
| Silvercrest Asset Management Group LLC | 11,021 | $1.01M | 0.01% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 10,775 | $991.3K | 0.06% | −917−7.8% | Reduced |
| Voya Financial Advisors, Inc. | 10,824 | $991.3K | 0.12% | −1,199−10.0% | Reduced |
| Ar Asset Management Inc | 10,750 | $989.0K | 0.27% | 00.0% | Unchanged |
| Scott & Selber, Inc. | 10,587 | $974.0K | 0.41% | +41+0.4% | Added |
| King Luther Capital Management Corp | 10,579 | $973.3K | 0.01% | +583+5.8% | Added |
| Intrust Bank NA | 10,519 | $967.7K | 0.12% | +1,170+12.5% | Added |
| Liberty One Investment Management, LLC | 10,516 | $967.5K | 0.13% | −10−0.1% | Reduced |
| Empire Financial Management Company, LLC | 10,485 | $964.7K | 0.39% | +10,485 | New |
| Mayflower Financial Advisors, LLC | 10,479 | $964.0K | 0.13% | +112+1.1% | Added |
| Trust Co of Oklahoma | 10,412 | $957.9K | 0.37% | −1,096−9.5% | Reduced |
| CX Institutional | 10,348 | $957.4K | 0.05% | +146+1.4% | Added |
| Financial Advocates Investment Management | 10,389 | $955.8K | 0.07% | −647−5.9% | Reduced |
| Highland Capital Management, LLC | 10,282 | $945.9K | 0.07% | +650+6.7% | Added |
| FRG Family Wealth Advisors LLC | 10,275 | $945.3K | 0.22% | 00.0% | Unchanged |
| Grantham, Mayo, Van Otterloo & Co. LLC | 10,200 | $938.4K | 0.00% | −34,800−77.3% | Reduced |
| Wade G W & Inc | 10,168 | $935.0K | 0.04% | −98−1.0% | Reduced |
| Wolverine Trading, LLC | 10,129 | $928.0K | 0.03% | +10,129 | New |
| SYSTM Wealth Solutions LLC | 10,017 | $921.5K | 0.14% | −940−8.6% | Reduced |
| Northcape Wealth Management, LLC | 9,979 | $918.1K | 0.33% | +9,979 | New |
| Simmons Bank | 9,948 | $915.2K | 0.08% | −388−3.8% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $914.0K | 0.08% | 00.0% | Unchanged |
| JNBA Financial Advisors | 9,836 | $904.9K | 0.12% | −225−2.2% | Reduced |
| Voya Investment Management LLC | 9,835 | $904.8K | 0.00% | −7,020−41.6% | Reduced |
| Becker Capital Management Inc | 9,806 | $902.2K | 0.04% | −20−0.2% | Reduced |
| Drexel Morgan & Co. | 9,720 | $894.2K | 0.23% | 00.0% | Unchanged |
| Clarius Group, LLC | 9,709 | $893.2K | 0.08% | −912−8.6% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,651 | $887.9K | 0.08% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 9,645 | $887.3K | 0.31% | −6−0.1% | Reduced |
| Beacon Investment Advisory Services, Inc. | 9,606 | $883.8K | 0.04% | +265+2.8% | Added |
| Callan Family Office, LLC | 9,605 | $883.7K | 0.21% | +9,605 | New |
| Kensington Investment Counsel, LLC | 9,600 | $883.2K | 0.67% | −4,190−30.4% | Reduced |
| Kathmere Capital Management, LLC | 9,510 | $874.9K | 0.14% | +259+2.8% | Added |
| Mystic Asset Management, Inc. | 9,494 | $873.4K | 0.48% | −10−0.1% | Reduced |
| TD Private Client Wealth LLC | 9,391 | $864.0K | 0.04% | −3,156−25.2% | Reduced |
| Nilsine Partners, LLC | 9,376 | $862.6K | 0.14% | +9,376 | New |
| Associated Banc-Corp | 9,360 | $861.1K | 0.03% | +185+2.0% | Added |
| Wealthsource Partners, LLC | 9,353 | $860.5K | 0.06% | −60−0.6% | Reduced |
| Eagle Asset Management Inc | 9,298 | $855.0K | 0.01% | +27+0.3% | Added |
| Mutual Advisors, LLC | 9,239 | $850.0K | 0.03% | −283−3.0% | Reduced |
| SkyView Investment Advisors, LLC | 9,241 | $850.0K | 0.20% | +575+6.6% | Added |
| Freestone Capital Holdings, LLC | 9,042 | $831.9K | 0.04% | −560−5.8% | Reduced |
| Beacon Pointe Advisors, LLC | 9,041 | $831.8K | 0.01% | −5,835−39.2% | Reduced |
| Holderness Investments Co | 8,995 | $827.5K | 0.33% | +168+1.9% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 8,870 | $816.0K | 0.01% | −1,175−11.7% | Reduced |
| Beaton Management Co. Inc. | 8,873 | $816.0K | 0.55% | −170−1.9% | Reduced |