Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Financial Architects, Inc | 8,807 | $810.2K | 0.13% | −740−7.8% | Reduced |
| Epoch Investment Partners, Inc. | 8,785 | $808.2K | 0.00% | −286−3.2% | Reduced |
| Ariel Investments, LLC | 8,750 | $805.0K | 0.01% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 8,725 | $802.7K | 0.97% | +121+1.4% | Added |
| Elmwood Wealth Management, Inc. | 8,655 | $796.3K | 0.38% | −352−3.9% | Reduced |
| Mill Capital Management, LLC | 8,559 | $787.4K | 0.08% | −300−3.4% | Reduced |
| Federation des caisses Desjardins du Quebec | 8,557 | $787.2K | 0.01% | −1,904−18.2% | Reduced |
| Banco de Sabadell, S.A | 8,517 | $787.0K | 0.66% | +828+10.8% | Added |
| KB Financial Partners, LLC | 8,475 | $780.0K | 0.23% | +345+4.2% | Added |
| DGS Capital Management, LLC | 8,422 | $774.8K | 0.43% | −3,084−26.8% | Reduced |
| D.B. Root & Company, LLC | 8,363 | $769.4K | 0.30% | +192+2.3% | Added |
| Armor Investment Advisors, LLC | 8,291 | $762.8K | 0.44% | −93−1.1% | Reduced |
| Cypress Asset Management Inc | 8,278 | $761.6K | 0.26% | −105−1.3% | Reduced |
| Klingenstein Fields & Co LP | 8,243 | $758.4K | 0.04% | −985−10.7% | Reduced |
| Gladstone Institutional Advisory LLC | 8,231 | $757.3K | 0.05% | +119+1.5% | Added |
| Avidian Wealth Solutions, LLC | 8,179 | $752.5K | 0.04% | +307+3.9% | Added |
| Montag A & Associates Inc | 8,168 | $751.5K | 0.05% | −9−0.1% | Reduced |
| Lincoln National Corp | 8,095 | $744.8K | 0.02% | −40−0.5% | Reduced |
| Ballentine Partners, LLC | 8,067 | $742.2K | 0.02% | +160+2.0% | Added |
| Means Investment Co., Inc. | 8,060 | $741.5K | 0.13% | −139−1.7% | Reduced |
| Parallel Advisors, LLC | 8,046 | $740.3K | 0.02% | +705+9.6% | Added |
| Mission Wealth Management, LP | 8,023 | $738.1K | 0.03% | +204+2.6% | Added |
| Lee Danner & Bass Inc | 8,013 | $737.0K | 0.07% | 00.0% | Unchanged |
| Rosenbaum Jay D. | 7,949 | $731.3K | 1.35% | +959+13.7% | Added |
| Graypoint LLC | 7,887 | $725.6K | 0.08% | −1,599−16.9% | Reduced |
| Anchor Investment Management, LLC | 7,884 | $725.3K | 0.10% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 7,856 | $722.8K | 0.06% | −45−0.6% | Reduced |
| Kestra Private Wealth Services, LLC | 7,851 | $722.3K | 0.03% | +161+2.1% | Added |
| Covenant Partners, LLC | 7,849 | $722.1K | 0.28% | −801−9.3% | Reduced |
| West Family Investments, Inc. | 7,840 | $721.3K | 0.29% | +94+1.2% | Added |
| Burns J W & Co Inc | 7,814 | $719.0K | 0.12% | −214−2.7% | Reduced |
| Blue Square Asset Management, LLC | 7,813 | $718.8K | 0.47% | +7,813 | New |
| Ahl Investment Management, Inc. | 7,812 | $718.7K | 0.66% | −200−2.5% | Reduced |
| Lantz Financial LLC | 7,806 | $718.2K | 0.30% | −248−3.1% | Reduced |
| Vident Investment Advisory, LLC | 7,783 | $716.0K | 0.02% | +1,000+14.7% | Added |
| TD Waterhouse Canada Inc. | 7,360 | $714.9K | 0.01% | −872−10.6% | Reduced |
| Continuum Advisory, LLC | 7,758 | $713.7K | 0.12% | −24−0.3% | Reduced |
| Central Trust Co | 7,727 | $710.9K | 0.02% | +270+3.6% | Added |
| Sigma Planning Corp | 7,726 | $710.9K | 0.02% | +1,283+19.9% | Added |
| Romano Brothers and Company | 7,630 | $701.9K | 0.11% | −170−2.2% | Reduced |
| OmniStar Financial Group, Inc. | 7,632 | $701.9K | 0.89% | −370−4.6% | Reduced |
| Valmark Advisers, Inc. | 7,605 | $699.7K | 0.02% | +175+2.4% | Added |
| Colony Group LLC | 7,574 | $697.0K | 0.01% | −1,422−15.8% | Reduced |
| Advisory Resource Group | 7,572 | $696.6K | 0.20% | +479+6.8% | Added |
| Hilltop Holdings Inc. | 7,557 | $695.2K | 0.09% | +283+3.9% | Added |
| Essex Financial Services, Inc. | 7,497 | $689.7K | 0.07% | +92+1.2% | Added |
| Harbour Investments, Inc. | 7,481 | $688.3K | 0.04% | +419+5.9% | Added |
| Bangor Savings Bank | 7,448 | $685.2K | 0.08% | −908−10.9% | Reduced |
| Thornburg Investment Management Inc | 7,412 | $682.0K | 0.01% | +1,240+20.1% | Added |
| Cable Hill Partners, LLC | 7,410 | $681.7K | 0.11% | −3,403−31.5% | Reduced |
| Stephens Inc | 7,348 | $676.0K | 0.01% | +658+9.8% | Added |
| Intercontinental Wealth Advisors, LLC | 7,346 | $675.8K | 0.17% | −94−1.3% | Reduced |
| Ruggaard & Associates LLC | 7,322 | $673.6K | 0.42% | +7,322 | New |
| Wedbush Securities Inc | 7,319 | $673.0K | 0.03% | +453+6.6% | Added |
| Lido Advisors, LLC | 7,310 | $672.6K | 0.01% | +2,864+64.4% | Added |
| Campbell & CO Investment Adviser LLC | 7,304 | $672.0K | 0.13% | +7,304 | New |
| KLR Investment Advisors, LLC | 7,299 | $671.5K | 0.59% | −9,176−55.7% | Reduced |
| Ascent Group, LLC | 7,229 | $665.1K | 0.07% | −29−0.4% | Reduced |
| BSW Wealth Partners | 7,161 | $658.8K | 0.13% | −1,819−20.3% | Reduced |
| Dakota Wealth Management | 7,143 | $657.2K | 0.04% | −382−5.1% | Reduced |
| Altshuler Shaham Ltd | 7,109 | $654.0K | 0.01% | +1,000+16.4% | Added |
| Kingsview Wealth Management, LLC | 7,091 | $652.3K | 0.03% | −602−7.8% | Reduced |
| Cary Street Partner Investment Advisory LLC | 7,047 | $648.3K | 0.05% | +24+0.3% | Added |
| Tiaa, FSB | 6,954 | $639.8K | 0.00% | −278−3.8% | Reduced |
| Douglass Winthrop Advisors, LLC | 6,938 | $638.0K | 0.02% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 6,933 | $637.8K | 0.12% | −350−4.8% | Reduced |
| Sage Rhino Capital LLC | 6,923 | $636.9K | 0.19% | +120+1.8% | Added |
| Jeppson Wealth Management, LLC | 6,882 | $633.1K | 0.28% | +134+2.0% | Added |
| Sit Investment Associates Inc | 6,865 | $632.0K | 0.02% | −3,935−36.4% | Reduced |
| Diversified Trust Co | 6,850 | $630.2K | 0.02% | +1,320+23.9% | Added |
| NTV Asset Management LLC | 6,803 | $625.9K | 0.12% | +400+6.2% | Added |
| Jacobi Capital Management LLC | 6,794 | $625.0K | 0.07% | −778−10.3% | Reduced |
| Valeo Financial Advisors, LLC | 6,761 | $622.0K | 0.03% | +1,647+32.2% | Added |
| LeJeune Puetz Investment Counsel LLC | 6,635 | $610.4K | 0.22% | 00.0% | Unchanged |
| Mather Group, LLC. | 6,594 | $606.6K | 0.01% | +2,053+45.2% | Added |
| Dillon & Associates Inc | 6,504 | $598.0K | 0.12% | −1,865−22.3% | Reduced |
| Cyndeo Wealth Partners, LLC | 6,494 | $597.4K | 0.06% | −1,100−14.5% | Reduced |
| Lazard Asset Management LLC | 6,489 | $596.0K | 0.00% | −82−1.2% | Reduced |
| Oarsman Capital, Inc. | 6,477 | $595.9K | 0.28% | −315−4.6% | Reduced |
| J.W. Cole Advisors, Inc. | 6,456 | $594.0K | 0.04% | −303−4.5% | Reduced |
| Cary Street Partners Asset Management LLC | 6,455 | $593.9K | 0.11% | −800−11.0% | Reduced |
| First City Capital Management, Inc. | 5,758 | $590.6K | 0.35% | +250+4.5% | Added |
| Patton Albertson Miller Group, LLC | 6,394 | $588.2K | 0.11% | −40−0.6% | Reduced |
| FourThought Financial Partners, LLC | 6,392 | $588.1K | 0.08% | −704−9.9% | Reduced |
| Intellectus Partners, LLC | 6,391 | $588.0K | 0.19% | −157−2.4% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,391 | $588.0K | 0.14% | 00.0% | Unchanged |
| Regions Financial Corp | 6,363 | $585.0K | 0.01% | −93−1.4% | Reduced |
| Moneta Group Investment Advisors LLC | 6,335 | $582.8K | 0.01% | +1,473+30.3% | Added |
| E&G Advisors, LP | 6,298 | $579.4K | 0.21% | 00.0% | Unchanged |
| BancorpSouth Bank | 6,279 | $577.7K | 0.05% | +772+14.0% | Added |
| Gradient Investments LLC | 6,265 | $576.4K | 0.02% | +178+2.9% | Added |
| Proequities, Inc. | 6,254 | $575.3K | 0.04% | −43−0.7% | Reduced |
| Walter & Keenan Financial Consulting Co | 6,224 | $572.6K | 0.22% | 00.0% | Unchanged |
| Juncture Wealth Strategies, LLC | 6,200 | $570.4K | 0.28% | −300−4.6% | Reduced |
| St. Clair Advisors, LLC | 6,191 | $569.6K | 0.25% | +6,191 | New |
| Quintet Private Bank (Europe) S.A. | 6,138 | $564.7K | 0.03% | +6,138 | New |
| Thomasville National Bank | 6,124 | $563.4K | 0.06% | −405−6.2% | Reduced |
| Fulton Bank, N.A. | 6,111 | $562.2K | 0.03% | −876−12.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 6,079 | $559.0K | 0.02% | +66+1.1% | Added |
| BDO Wealth Advisors, LLC | 6,060 | $557.6K | 0.07% | −453−7.0% | Reduced |