Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wambolt & Associates, LLC | 24,800 | $2.50M | 0.82% | +3,480+16.3% | Added |
| Integrated Wealth Concepts LLC | 24,796 | $2.50M | 0.04% | −2,103−7.8% | Reduced |
| Hantz Financial Services, Inc. | 24,779 | $2.50M | 0.05% | −1,303−5.0% | Reduced |
| Simplex Trading, LLC | 24,703 | $2.49M | 0.08% | +15,728+175.2% | Added |
| Quantitative Investment Management, LLC | 24,704 | $2.49M | 0.14% | +22,580+1,063.1% | Added |
| Tealwood Asset Management Inc | 24,326 | $2.46M | 1.17% | −370−1.5% | Reduced |
| Arvest Investments, Inc. | 24,254 | $2.45M | 0.40% | +24,254 | New |
| Transform Wealth, LLC | 24,078 | $2.43M | 0.24% | −223−0.9% | Reduced |
| Beacon Financial Group | 23,991 | $2.42M | 0.30% | +763+3.3% | Added |
| Summit Global Investments | 23,873 | $2.41M | 0.16% | −11,726−32.9% | Reduced |
| Forum Financial Management, LP | 23,822 | $2.41M | 0.05% | −52−0.2% | Reduced |
| Cubic Asset Management, LLC | 23,693 | $2.39M | 0.61% | −2,100−8.1% | Reduced |
| EagleClaw Capital Managment, LLC | 23,624 | $2.39M | 0.50% | +300+1.3% | Added |
| Geneos Wealth Management Inc. | 23,613 | $2.38M | 0.12% | +600+2.6% | Added |
| Daymark Wealth Partners, LLC | 23,421 | $2.36M | 0.15% | +1,001+4.5% | Added |
| Fca Corp | 23,304 | $2.35M | 0.81% | +28+0.1% | Added |
| Huntington National Bank | 23,133 | $2.34M | 0.02% | −69−0.3% | Reduced |
| Arjuna Capital | 23,131 | $2.34M | 0.73% | +1,068+4.8% | Added |
| Benjamin Edwards Inc | 23,054 | $2.33M | 0.51% | −4,054−15.0% | Reduced |
| Palisade Asset Management, LLC | 22,883 | $2.31M | 0.25% | +951+4.3% | Added |
| AE Wealth Management LLC | 21,341 | $2.29M | 0.01% | −325−1.5% | Reduced |
| Advisors Asset Management, Inc. | 22,488 | $2.27M | 0.05% | +2,044+10.0% | Added |
| Commerce Bank | 22,326 | $2.25M | 0.02% | −60.0% | Reduced |
| Cascade Investment Advisors, Inc. | 22,250 | $2.25M | 1.60% | −30−0.1% | Reduced |
| First Hawaiian Bank | 22,094 | $2.23M | 0.07% | −5,041−18.6% | Reduced |
| Everett Harris & Co | 22,083 | $2.23M | 0.03% | −6,436−22.6% | Reduced |
| Cetera Investment Advisers | 21,758 | $2.20M | 0.02% | −1,121−4.9% | Reduced |
| Clearstead Advisors, LLC | 21,398 | $2.16M | 0.11% | −1,498−6.5% | Reduced |
| Fred Alger Management, LLC | 21,337 | $2.15M | 0.01% | +2,579+13.7% | Added |
| Marietta Investment Partners LLC | 21,152 | $2.14M | 0.53% | +7,680+57.0% | Added |
| Diamond Hill Capital Management Inc | 20,974 | $2.12M | 0.01% | +845+4.2% | Added |
| Henry James International Management, Inc. | 20,830 | $2.10M | 0.79% | +6,404+44.4% | Added |
| Synovus Financial Corp | 20,699 | $2.09M | 0.03% | +1,328+6.9% | Added |
| Mitchell & Pahl Private Wealth, LLC | 20,671 | $2.09M | 1.18% | −560−2.6% | Reduced |
| Veriti Management LLC | 20,560 | $2.08M | 0.19% | +1,974+10.6% | Added |
| Stock Yards Bank & Trust Co | 20,542 | $2.07M | 0.07% | −1,764−7.9% | Reduced |
| Wade G W & Inc | 20,428 | $2.06M | 0.07% | −40.0% | Reduced |
| Bokf, NA | 20,328 | $2.05M | 0.04% | −3,082−13.2% | Reduced |
| Kidder Stephen W | 20,256 | $2.05M | 0.66% | −7,609−27.3% | Reduced |
| Prime Capital Investment Advisors, LLC | 20,251 | $2.04M | 0.03% | +15,927+368.3% | Added |
| Ipswich Investment Management Co., Inc. | 20,227 | $2.04M | 0.52% | 00.0% | Unchanged |
| Principal Securities, Inc. | 20,149 | $2.03M | 0.08% | +20,149 | New |
| Azzad Asset Management Inc | 20,123 | $2.03M | 0.26% | +254+1.3% | Added |
| Susquehanna International Group, LLP | 20,094 | $2.03M | 0.00% | +7,485+59.4% | Added |
| Old Port Advisors | 19,816 | $2.00M | 0.66% | +479+2.5% | Added |
| Trust Co of Toledo NA | 19,458 | $1.96M | 0.34% | +187+1.0% | Added |
| Abbot Financial Management, Inc. | 19,429 | $1.96M | 1.18% | −50−0.3% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 19,393 | $1.96M | 0.18% | +19,393 | New |
| Atlantic Union Bankshares Corp | 19,366 | $1.96M | 0.18% | −2,131−9.9% | Reduced |
| Dynamic Advisor Solutions LLC | 18,229 | $1.94M | 0.07% | −215−1.2% | Reduced |
| Dempze Nancy E | 19,146 | $1.93M | 1.62% | −3,498−15.4% | Reduced |
| Foresight Capital Management Advisors, Inc. | 18,833 | $1.90M | 1.95% | +18,833 | New |
| Johnson Investment Counsel Inc | 18,695 | $1.89M | 0.02% | +1,412+8.2% | Added |
| Jamison Private Wealth Management, Inc. | 18,682 | $1.89M | 0.35% | +48+0.3% | Added |
| Checchi Capital Advisers, LLC | 18,556 | $1.87M | 0.15% | +158+0.9% | Added |
| HighPoint Advisor Group LLC | 19,568 | $1.87M | 0.13% | +19,568 | New |
| Compass Wealth Management LLC | 18,285 | $1.85M | 0.52% | +435+2.4% | Added |
| Kahn Brothers Group Inc | 18,063 | $1.82M | 0.29% | −3,515−16.3% | Reduced |
| Penobscot Investment Management Company, Inc. | 18,057 | $1.82M | 0.21% | +3,489+23.9% | Added |
| Headinvest, LLC | 18,015 | $1.82M | 0.38% | −88−0.5% | Reduced |
| Park National Corp | 17,912 | $1.81M | 0.07% | −497−2.7% | Reduced |
| Independent Investors Inc | 17,900 | $1.81M | 0.42% | 00.0% | Unchanged |
| Greenleaf Trust | 17,645 | $1.78M | 0.02% | −19−0.1% | Reduced |
| KLR Investment Advisors, LLC | 17,537 | $1.77M | 1.28% | +10,526+150.1% | Added |
| Kestra Private Wealth Services, LLC | 17,520 | $1.77M | 0.05% | +1,089+6.6% | Added |
| Advisors Management Group Inc | 17,473 | $1.76M | 0.48% | −1,020−5.5% | Reduced |
| Valley National Advisers Inc | 17,449 | $1.76M | 0.28% | −700−3.9% | Reduced |
| Procyon Private Wealth Partners, LLC | 17,360 | $1.75M | 0.15% | +1,679+10.7% | Added |
| Prospera Financial Services Inc | 17,351 | $1.75M | 0.06% | +3,812+28.2% | Added |
| Page Arthur B | 17,344 | $1.75M | 1.85% | −5,280−23.3% | Reduced |
| Benedict Financial Advisors Inc | 17,156 | $1.73M | 0.47% | −144−0.8% | Reduced |
| CAPROCK Group, Inc. | 17,153 | $1.73M | 0.11% | +1,232+7.7% | Added |
| McKinley Capital Management LLC /Delaware | 17,138 | $1.73M | 0.22% | −390−2.2% | Reduced |
| Parsons Capital Management Inc | 17,109 | $1.73M | 0.12% | −915−5.1% | Reduced |
| Perigon Wealth Management, LLC | 16,955 | $1.71M | 0.06% | −374−2.2% | Reduced |
| Vestmark Advisory Solutions, Inc. | 16,866 | $1.70M | 0.09% | +2,366+16.3% | Added |
| Quadrant Capital Group LLC | 16,865 | $1.70M | 0.15% | +2,119+14.4% | Added |
| FDx Advisors, Inc. | 16,369 | $1.65M | 0.13% | +651+4.1% | Added |
| Vise Technologies, Inc. | 16,320 | $1.65M | 0.35% | +817+5.3% | Added |
| Lowe Brockenbrough & Co Inc | 16,290 | $1.64M | 0.13% | +345+2.2% | Added |
| Guggenheim Capital LLC | 16,234 | $1.64M | 0.01% | +1,960+13.7% | Added |
| Rothschild Investment LLC | 16,186 | $1.63M | 0.14% | +16,186 | New |
| Patten Group, Inc. | 16,110 | $1.63M | 0.44% | +299+1.9% | Added |
| Boston Private Wealth LLC | 16,105 | $1.63M | 0.04% | +516+3.3% | Added |
| Lester Murray Antman dba SimplyRich | 16,077 | $1.62M | 0.56% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 16,074 | $1.62M | 0.09% | +16,074 | New |
| Ascent Wealth Partners, LLC | 15,971 | $1.61M | 0.26% | +157+1.0% | Added |
| Capital Wealth Planning, LLC | 15,936 | $1.61M | 0.02% | +5,142+47.6% | Added |
| Penserra Capital Management LLC | 15,936 | $1.61M | 0.03% | +5,142+47.6% | Added |
| Roberts Glore & Co Inc | 15,531 | $1.57M | 0.49% | −1,145−6.9% | Reduced |
| Allen Wealth Management, LLC | 15,521 | $1.57M | 1.53% | +15,521 | New |
| Coastline Trust Co | 15,481 | $1.56M | 0.21% | 00.0% | Unchanged |
| SevenBridge Financial Group, LLC | 15,449 | $1.56M | 0.37% | 00.0% | Unchanged |
| Richard P Slaughter Associates Inc | 15,431 | $1.56M | 0.39% | −507−3.2% | Reduced |
| Sanibel Captiva Trust Company, Inc. | 15,298 | $1.54M | 0.06% | +15,298 | New |
| Delphi Management Inc | 15,150 | $1.53M | 1.41% | +1,793+13.4% | Added |
| TownSquare Capital, LLC | 15,126 | $1.53M | 0.03% | −10,529−41.0% | Reduced |
| Sepio Capital, LP | 15,109 | $1.53M | 0.13% | −2,071−12.1% | Reduced |
| Ellevest, Inc. | 15,073 | $1.52M | 0.10% | +445+3.0% | Added |
| Snowden Capital Advisors LLC | 15,062 | $1.52M | 0.06% | +1,143+8.2% | Added |