Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Grimes & Company, Inc. | 15,000 | $1.51M | 0.05% | −785−5.0% | Reduced |
| Bessemer Group Inc | 14,971 | $1.51M | 0.00% | +263+1.8% | Added |
| Altman Advisors, Inc. | 14,934 | $1.51M | 0.79% | +217+1.5% | Added |
| Northstar Asset Management LLC | 14,875 | $1.50M | 0.40% | −450−2.9% | Reduced |
| CNB Bank | 14,862 | $1.50M | 0.81% | −647−4.2% | Reduced |
| Belvedere Trading LLC | 14,766 | $1.49M | 0.13% | +14,766 | New |
| Beverly Hills Private Wealth, LLC | 14,748 | $1.49M | 0.39% | −994−6.3% | Reduced |
| FineMark National Bank & Trust | 14,552 | $1.47M | 0.06% | −597−3.9% | Reduced |
| Stonebridge Capital Management Inc | 14,425 | $1.46M | 0.71% | +50+0.3% | Added |
| Sandy Spring Bank | 14,397 | $1.45M | 0.07% | −617−4.1% | Reduced |
| Dorsey & Whitney Trust CO LLC | 14,319 | $1.45M | 0.11% | +254+1.8% | Added |
| Physicians Financial Services, Inc. | 13,943 | $1.41M | 0.53% | −140−1.0% | Reduced |
| Raymond James Trust N.A. | 13,807 | $1.39M | 0.04% | −349−2.5% | Reduced |
| Eldred Rock Partners, LLC | 13,791 | $1.39M | 0.89% | +13,791 | New |
| West Oak Capital, LLC | 12,958 | $1.39M | 0.65% | +350+2.8% | Added |
| Cetera Advisors LLC | 13,780 | $1.39M | 0.02% | +251+1.9% | Added |
| Marco Investment Management LLC | 13,770 | $1.39M | 0.14% | +338+2.5% | Added |
| Aberdeen Wealth Management LLC | 13,740 | $1.39M | 1.01% | −800−5.5% | Reduced |
| Archford Capital Strategies, LLC | 13,716 | $1.38M | 0.25% | −444−3.1% | Reduced |
| Ballentine Partners, LLC | 13,592 | $1.37M | 0.03% | +2,339+20.8% | Added |
| World Equity Group, Inc. | 13,558 | $1.37M | 0.27% | 00.0% | Unchanged |
| AIMZ Investment Advisors, LLC | 13,528 | $1.37M | 0.55% | −200−1.5% | Reduced |
| Evergreen Capital Management LLC | 13,520 | $1.37M | 0.06% | +56+0.4% | Added |
| Albert D Mason Inc | 13,471 | $1.36M | 0.90% | −30−0.2% | Reduced |
| Stratos Wealth Partners, LTD. | 13,413 | $1.35M | 0.03% | +227+1.7% | Added |
| Boit C F David | 12,800 | $1.34M | 0.76% | 00.0% | Unchanged |
| IAM Advisory, LLC | 13,258 | $1.34M | 0.42% | +693+5.5% | Added |
| Vident Advisory, LLC | 13,226 | $1.34M | 0.03% | +1,487+12.7% | Added |
| Old National Bancorp | 13,172 | $1.33M | 0.03% | −569−4.1% | Reduced |
| Boston Family Office LLC | 13,085 | $1.32M | 0.10% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 13,050 | $1.32M | 0.05% | +7,990+157.9% | Added |
| Quadcap Wealth Management, LLC | 13,024 | $1.32M | 0.34% | +13,024 | New |
| Engineers Gate Manager LP | 12,978 | $1.31M | 0.04% | +8,820+212.1% | Added |
| Lido Advisors, LLC | 12,956 | $1.31M | 0.01% | +854+7.1% | Added |
| WSFS Capital Management, LLC | 12,901 | $1.30M | 0.08% | −371−2.8% | Reduced |
| Court Place Advisors, LLC | 12,795 | $1.29M | 0.42% | −200−1.5% | Reduced |
| Baker Ellis Asset Management LLC | 12,769 | $1.29M | 0.21% | 00.0% | Unchanged |
| Schechter Investment Advisors, LLC | 12,748 | $1.29M | 0.11% | +330+2.7% | Added |
| Quantbot Technologies LP | 12,746 | $1.29M | 0.07% | +9,593+304.2% | Added |
| Guyasuta Investment Advisors Inc | 12,674 | $1.28M | 0.09% | −4,127−24.6% | Reduced |
| Brookstone Capital Management | 12,671 | $1.28M | 0.02% | +684+5.7% | Added |
| Pine Valley Investments Ltd Liability Co | 12,659 | $1.28M | 0.11% | +1,303+11.5% | Added |
| Arnhold LLC | 12,636 | $1.28M | 0.14% | 00.0% | Unchanged |
| Intrust Bank NA | 12,383 | $1.25M | 0.15% | +1,202+10.8% | Added |
| Avantax Advisory Services, Inc. | 12,187 | $1.23M | 0.01% | −792−6.1% | Reduced |
| Trust Co of Oklahoma | 12,098 | $1.22M | 0.46% | +518+4.5% | Added |
| XML Financial, LLC | 12,090 | $1.22M | 0.13% | −41−0.3% | Reduced |
| Cullen/Frost Bankers, Inc. | 12,088 | $1.22M | 0.02% | −10,769−47.1% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,067 | $1.22M | 0.02% | −242−2.0% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 12,000 | $1.21M | 0.88% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 11,933 | $1.21M | 0.31% | +664+5.9% | Added |
| TD Private Client Wealth LLC | 11,932 | $1.20M | 0.04% | +629+5.6% | Added |
| Horizon Kinetics Asset Management LLC | 11,797 | $1.19M | 0.02% | −403−3.3% | Reduced |
| Abbrea Capital, LLC | 11,756 | $1.19M | 0.17% | 00.0% | Unchanged |
| Qtron Investments LLC | 11,755 | $1.19M | 0.19% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 11,717 | $1.18M | 0.07% | +34+0.3% | Added |
| Eagle Asset Management Inc | 11,713 | $1.18M | 0.01% | −553−4.5% | Reduced |
| Highland Capital Management, LLC | 11,682 | $1.18M | 0.07% | +150+1.3% | Added |
| First Horizon Advisors, Inc. | 11,675 | $1.18M | 0.04% | −287−2.4% | Reduced |
| Carnegie Capital Asset Management, LLC | 11,570 | $1.17M | 0.04% | −52−0.4% | Reduced |
| McDaniel Terry & Co | 11,511 | $1.16M | 0.11% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 11,476 | $1.16M | 0.11% | 00.0% | Unchanged |
| Susquehanna International Securities, Ltd. | 11,462 | $1.16M | 0.84% | +11,462 | New |
| Ameritas Advisory Services, LLC | 11,419 | $1.15M | 0.06% | −1,394−10.9% | Reduced |
| Level Four Advisory Services, LLC | 11,391 | $1.15M | 0.06% | −709−5.9% | Reduced |
| LCNB Corp | 11,384 | $1.15M | 0.45% | −175−1.5% | Reduced |
| Transcend Wealth Collective, LLC | 11,320 | $1.14M | 0.10% | −192−1.7% | Reduced |
| Ativo Capital Management LLC | 11,314 | $1.14M | 1.22% | −88−0.8% | Reduced |
| South State Corp. | 11,309 | $1.14M | 0.10% | −100−0.9% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 11,263 | $1.14M | 0.00% | −2,795−19.9% | Reduced |
| Kathmere Capital Management, LLC | 11,168 | $1.13M | 0.15% | −83−0.7% | Reduced |
| Castlekeep Investment Advisors LLC | 11,148 | $1.13M | 0.80% | +11,148 | New |
| Venture Visionary Partners LLC | 11,144 | $1.13M | 0.06% | −123−1.1% | Reduced |
| EP Wealth Advisors, LLC | 11,052 | $1.12M | 0.01% | −1,196−9.8% | Reduced |
| Connectus Wealth, LLC | 11,045 | $1.12M | 0.02% | +8,399+317.4% | Added |
| Voya Financial Advisors, Inc. | 11,136 | $1.11M | 0.13% | +391+3.6% | Added |
| Susquehanna International Group Ltd. | 11,010 | $1.11M | 0.25% | −818−6.9% | Reduced |
| Umb Bank N A | 10,891 | $1.10M | 0.02% | −775−6.6% | Reduced |
| Strategic Global Advisors, LLC | 10,840 | $1.09M | 0.25% | −250−2.3% | Reduced |
| Lincoln National Corp | 10,826 | $1.09M | 0.02% | +1,846+20.6% | Added |
| Welch Group, LLC | 10,782 | $1.09M | 0.06% | −123−1.1% | Reduced |
| Cambridge Advisors Inc. | 10,775 | $1.09M | 0.27% | 00.0% | Unchanged |
| Ar Asset Management Inc | 10,750 | $1.08M | 0.28% | 00.0% | Unchanged |
| Legacy Financial Advisors, Inc. | 10,744 | $1.08M | 0.21% | +1,548+16.8% | Added |
| Chilton Capital Management LLC | 10,680 | $1.08M | 0.05% | −10−0.1% | Reduced |
| Blue Square Asset Management, LLC | 10,655 | $1.08M | 0.72% | +2,226+26.4% | Added |
| Scott & Selber, Inc. | 10,526 | $1.06M | 0.40% | −26−0.2% | Reduced |
| Silvercrest Asset Management Group LLC | 10,494 | $1.06M | 0.01% | −11−0.1% | Reduced |
| Mayflower Financial Advisors, LLC | 10,395 | $1.05M | 0.14% | −139−1.3% | Reduced |
| FRG Family Wealth Advisors LLC | 10,275 | $1.04M | 0.21% | 00.0% | Unchanged |
| CX Institutional | 10,255 | $1.04M | 0.06% | 00.0% | Unchanged |
| New Hampshire Trust | 10,177 | $1.03M | 0.25% | −878−7.9% | Reduced |
| KCM Investment Advisors LLC | 10,139 | $1.02M | 0.04% | −448−4.2% | Reduced |
| Amundi | 9,602 | $1.02M | 0.00% | +9,602 | New |
| Financial Advocates Investment Management | 10,101 | $1.02M | 0.07% | 00.0% | Unchanged |
| Harbour Trust & Investment Management Co | 10,095 | $1.02M | 0.14% | +10,095 | New |
| Empire Financial Management Company, LLC | 10,066 | $1.02M | 0.40% | +81+0.8% | Added |
| Cary Street Partner Investment Advisory LLC | 10,046 | $1.01M | 0.05% | −391−3.7% | Reduced |
| NBC Securities, Inc. | 10,028 | $1.01M | 0.10% | −48−0.5% | Reduced |
| Leo Wealth, LLC | 9,982 | $1.01M | 0.10% | +9,982 | New |