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Livermore
Livermore
ZHEN

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q4 2023

Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,274
+71 vs. Q3 2023
Shares held
141.0M
−7.27M (−4.9%) vs. Q3 2023
Total value
$14.2B
−$823.8M (−5.5%) vs. Q3 2023
New holders
140
402 more added
Sold out
69
448 more reduced

22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 1,274 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ4 2023: $14.2B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.

Institutions holding NVS in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Covestor Ltd3$00.00%00.0%Unchanged
Financial Freedom, LLC3$3110.00%00.0%Unchanged
Gold Investment Management Ltd.10$1.01K0.00%+10New
Plante Moran Financial Advisors, LLC12$1.21K0.00%00.0%Unchanged
Armstrong Advisory Group, Inc13$1.31K0.00%00.0%Unchanged
Custom Portfolio Group LLC15$1.51K0.00%+15New
Pacific Capital Wealth Advisors, Inc16$1.62K0.00%+16New
Marquette Asset Management, LLC17$1.72K0.00%00.0%Unchanged
Rakuten Securities, Inc.18$1.82K0.00%+18New
Horizon Investments, LLC19$1.92K0.00%+19New
Hartford Financial Management Inc.19$1.92K0.00%+3+18.8%Added
Byrne Asset Management LLC20$1.99K0.00%+20New
Arlington Trust Co LLC20$2.02K0.00%−29,006−99.9%Reduced
Stone House Investment Management, LLC20$2.02K0.00%+20New
Nisa Investment Advisors, LLC22$2.22K0.00%00.0%Unchanged
Delta Asset Management LLC25$2.52K0.00%00.0%Unchanged
ClariVest Asset Management LLC26$2.60K0.00%+26New
Westside Investment Management, Inc.26$2.63K0.00%00.0%Unchanged
Highline Wealth Partners LLC26$2.63K0.00%+20+333.3%Added
Iron Horse Wealth Management, LLC29$2.93K0.00%00.0%Unchanged
VitalStone Financial, LLC26$3.00K0.00%−71−73.2%Reduced
Tucker Asset Management LLC31$3.13K0.00%−2−6.1%Reduced
Thompson Investment Management, Inc.31$3.13K0.00%00.0%Unchanged
HighMark Wealth Management LLC36$3.63K0.00%−19−34.5%Reduced
POM Investment Strategies, LLC36$3.63K0.00%+36New
Abound Wealth Management38$3.84K0.00%00.0%Unchanged
TSFG, LLC35$4.00K0.00%−101−74.3%Reduced
Studio Investment Management LLC40$4.04K0.00%00.0%Unchanged
Provence Wealth Management Group41$4.14K0.00%00.0%Unchanged
Criterion Capital Advisors, LLC45$4.54K0.00%+45New
Signature Resources Capital Management, LLC45$4.54K0.00%+45New
Raleigh Capital Management Inc.50$5.05K0.00%00.0%Unchanged
Friedenthal Financial52$5.25K0.00%+52New
Fortitude Family Office, LLC53$5.35K0.00%+53New
Able Wealth Management LLC54$5.45K0.00%+54New
Jackson, Grant Investment Advisers, Inc.56$5.65K0.00%00.0%Unchanged
Team Financial Group, LLC58$5.86K0.00%00.0%Unchanged
VisionPoint Advisory Group, LLC59$5.96K0.00%+59New
MV Capital Management, Inc.60$6.06K0.00%00.0%Unchanged
Legend Financial Advisors, Inc.61$6.16K0.00%00.0%Unchanged
Main Street Group, LTD62$6.26K0.00%+62New
TFC Financial Management63$6.36K0.00%−20−24.1%Reduced
Clear Point Advisors Inc.64$6.46K0.01%+64New
Richard W. Paul & Associates, LLC65$6.56K0.00%00.0%Unchanged
Mascoma Wealth Management LLC67$6.76K0.00%00.0%Unchanged
Slocum, Gordon & Co LLP73$7.37K0.01%+73New
Indiana Trust & Investment Management CO75$7.57K0.00%00.0%Unchanged
GoalVest Advisory LLC77$7.78K0.00%−195−71.7%Reduced
Castleview Partners, LLC77$7.78K0.01%00.0%Unchanged
ICA Group Wealth Management, LLC79$7.98K0.00%+79New
Strategic Investment Solutions, Inc.80$8.08K0.00%−4,960−98.4%Reduced
Archer Investment Corp89$8.99K0.00%00.0%Unchanged
FSA Wealth Management LLC90$9.00K0.00%+90New
Hobbs Group Advisors, LLC90$9.09K0.00%+90New
Albion Financial Group91$9.19K0.00%00.0%Unchanged
Larson Financial Group LLC93$9.39K0.00%+93New
First Community Trust NA98$9.89K0.01%−15−13.3%Reduced
Impact Partnership Wealth, LLC99$10.0K0.00%00.0%Unchanged
Horrell Capital Management, Inc.100$10.0K0.00%00.0%Unchanged
Farmers & Merchants Trust Co of Chambersburg PA101$10.0K0.01%00.0%Unchanged
First Command Advisory Services, Inc.100$10.1K0.00%00.0%Unchanged
PFG Private Wealth Management, LLC100$10.1K0.01%00.0%Unchanged
West Paces Advisors Inc.100$10.1K0.00%00.0%Unchanged
Strengthening Families & Communities, LLC100$10.1K0.01%00.0%Unchanged
SJS Investment Consulting Inc.100$10.1K0.00%+100New
Creekmur Asset Management LLC106$10.7K0.00%+106New
Creative Capital Management Investments LLC112$11.3K0.01%00.0%Unchanged
MCF Advisors LLC115$11.6K0.00%00.0%Unchanged
Pacific Center for Financial Services123$12.4K0.00%00.0%Unchanged
Caitlin John, LLC123$12.5K0.01%+123New
Quent Capital, LLC126$12.7K0.00%00.0%Unchanged
Centerpoint Advisors, LLC125$13.0K0.01%00.0%Unchanged
Bell Investment Advisors, Inc131$13.2K0.00%−3−2.2%Reduced
Glass Jacobson Investment Advisors llc134$13.5K0.01%+83+162.7%Added
Princeton Global Asset Management LLC138$13.9K0.00%00.0%Unchanged
Sound Income Strategies, LLC141$14.3K0.00%+111+370.0%Added
Beacon Capital Management, LLC142$14.5K0.00%00.0%Unchanged
Ninety One UK Ltd147$14.8K0.00%+147New
Coston, McIsaac & Partners150$15.0K0.01%00.0%Unchanged
Maryland Capital Advisors Inc.150$15.1K0.01%00.0%Unchanged
O'Dell Group, LLC150$15.1K0.00%+150New
FWL Investment Management, LLC152$15.3K0.01%+152New
Atlantic Trust, LLC155$15.7K0.00%+155New
Annapolis Financial Services, LLC161$16.3K0.00%00.0%Unchanged
PSI Advisors, LLC163$16.5K0.01%00.0%Unchanged
Carolinas Wealth Consulting LLC176$17.8K0.00%00.0%Unchanged
Tennessee Valley Asset Management Partners180$18.2K0.00%+180New
Quintet Private Bank (Europe) S.A.181$18.3K0.00%−5,951−97.0%Reduced
Eagle Bay Advisors LLC184$18.6K0.01%00.0%Unchanged
Financial Synergies Wealth Advisors, Inc.208$18.9K0.00%00.0%Unchanged
Householder Group Estate & Retirement Specialist, LLC198$19.0K0.01%+45+29.4%Added
Close Asset Management Ltd200$20.0K0.00%00.0%Unchanged
Trust Co200$20.2K0.00%00.0%Unchanged
West Branch Capital LLC200$20.2K0.01%00.0%Unchanged
BOK Financial Private Wealth, Inc.201$20.3K0.00%+200+20,000.0%Added
Red Tortoise LLC207$20.9K0.01%00.0%Unchanged
GW&K Investment Management, LLC207$21.0K0.00%00.0%Unchanged
Coppell Advisory Solutions LLC209$21.1K0.00%+66+46.2%Added
Center for Financial Planning, Inc.210$21.2K0.00%00.0%Unchanged
Cedar Wealth Management, LLC217$21.9K0.01%00.0%Unchanged