Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Privium Fund Management B.V. | 9,980 | $1.01M | 0.28% | −1,000−9.1% | Reduced |
| Clarius Group, LLC | 9,971 | $1.01M | 0.08% | −26−0.3% | Reduced |
| Beacon Investment Advisory Services, Inc. | 9,930 | $1.00M | 0.05% | −239−2.4% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,857 | $995.3K | 0.06% | 00.0% | Unchanged |
| Kensington Investment Counsel, LLC | 9,808 | $990.3K | 0.52% | +458+4.9% | Added |
| Drexel Morgan & Co. | 9,720 | $981.4K | 0.23% | 00.0% | Unchanged |
| Becker Capital Management Inc | 9,716 | $981.0K | 0.04% | −40−0.4% | Reduced |
| Simmons Bank | 9,712 | $980.6K | 0.08% | 00.0% | Unchanged |
| Kennon-Green & Company, LLC | 9,646 | $974.0K | 0.99% | −1,255−11.5% | Reduced |
| 1832 Asset Management L.P. | 9,599 | $969.2K | 0.00% | +3,081+47.3% | Added |
| Mystic Asset Management, Inc. | 9,484 | $957.6K | 0.46% | 00.0% | Unchanged |
| Mather Group, LLC. | 9,475 | $956.7K | 0.02% | +1,712+22.1% | Added |
| Ieq Capital, LLC | 9,458 | $955.0K | 0.02% | +3,997+73.2% | Added |
| Foster & Motley Inc | 9,448 | $954.0K | 0.07% | +4,358+85.6% | Added |
| Mission Wealth Management, LP | 9,336 | $942.6K | 0.03% | +279+3.1% | Added |
| Boston Financial Mangement LLC | 9,308 | $939.8K | 0.03% | +843+10.0% | Added |
| DGS Capital Management, LLC | 9,305 | $939.5K | 0.36% | +576+6.6% | Added |
| Holderness Investments Co | 9,280 | $937.0K | 0.26% | 00.0% | Unchanged |
| Northcape Wealth Management, LLC | 9,262 | $935.2K | 0.34% | −94−1.0% | Reduced |
| Eqis Capital Management, Inc. | 9,213 | $930.2K | 0.08% | +903+10.9% | Added |
| Mutual Advisors, LLC | 9,172 | $926.1K | 0.03% | −2,102−18.6% | Reduced |
| Hamel Associates, Inc. | 9,145 | $923.4K | 0.33% | −500−5.2% | Reduced |
| Semmax Financial Advisors Inc. | 9,252 | $916.5K | 0.33% | +523+6.0% | Added |
| Adviser Investments LLC | 9,060 | $914.8K | 0.01% | +2,110+30.4% | Added |
| Sittner & Nelson, LLC | 9,002 | $908.9K | 0.49% | −513−5.4% | Reduced |
| DRW Securities, LLC | 8,964 | $905.1K | 0.03% | +3,963+79.2% | Added |
| 1620 Investment Advisors, Inc. | 8,930 | $901.7K | 0.99% | +8,930 | New |
| Flputnam Investment Management Co | 8,926 | $901.3K | 0.02% | +91+1.0% | Added |
| Beaton Management Co. Inc. | 8,873 | $896.0K | 0.54% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 8,871 | $895.7K | 0.03% | −235−2.6% | Reduced |
| Associated Banc-Corp | 8,821 | $890.7K | 0.03% | −221−2.4% | Reduced |
| Klingenstein Fields & Co LP | 8,743 | $882.8K | 0.04% | +500+6.1% | Added |
| JNBA Financial Advisors | 8,685 | $876.9K | 0.10% | −357−3.9% | Reduced |
| Bangor Savings Bank | 8,683 | $876.7K | 0.10% | +513+6.3% | Added |
| Stratos Wealth Advisors, LLC | 8,657 | $874.2K | 0.05% | +191+2.3% | Added |
| Pitcairn Co | 8,654 | $873.8K | 0.06% | +3,960+84.4% | Added |
| Point72 Hong Kong Ltd | 8,607 | $869.0K | 0.05% | +8,607 | New |
| Atomi Financial Group, Inc. | 8,568 | $865.1K | 0.12% | +8,568 | New |
| Kingsview Wealth Management, LLC | 8,529 | $861.2K | 0.03% | −426−4.8% | Reduced |
| Epoch Investment Partners, Inc. | 8,460 | $854.2K | 0.00% | +811+10.6% | Added |
| V-Square Quantitative Management LLC | 8,395 | $847.6K | 0.20% | +8,395 | New |
| Mill Capital Management, LLC | 8,384 | $846.5K | 0.08% | 00.0% | Unchanged |
| BSW Wealth Partners | 8,371 | $845.2K | 0.17% | +1,456+21.1% | Added |
| Fulton Bank, N.A. | 8,355 | $843.6K | 0.04% | +804+10.6% | Added |
| Dakota Wealth Management | 8,305 | $838.6K | 0.03% | −131−1.6% | Reduced |
| Lake Street Advisors Group, LLC | 8,258 | $833.8K | 0.04% | +8,258 | New |
| Cypress Asset Management Inc | 8,246 | $832.6K | 0.25% | −177−2.1% | Reduced |
| Valmark Advisers, Inc. | 8,244 | $832.4K | 0.02% | −10.0% | Reduced |
| Armor Investment Advisors, LLC | 8,224 | $830.4K | 0.44% | +436+5.6% | Added |
| King Luther Capital Management Corp | 8,187 | $826.6K | 0.00% | −159−1.9% | Reduced |
| Unique Wealth Strategies, LLC | 8,170 | $824.9K | 0.55% | +8,170 | New |
| Banco de Sabadell, S.A | 8,156 | $824.0K | 0.63% | −21−0.3% | Reduced |
| Central Trust Co | 8,145 | $822.4K | 0.02% | +70+0.9% | Added |
| Telemus Capital, LLC | 8,122 | $820.1K | 0.07% | −1,687−17.2% | Reduced |
| Hilltop Holdings Inc. | 8,114 | $819.3K | 0.09% | −218−2.6% | Reduced |
| Liberty One Investment Management, LLC | 8,101 | $818.0K | 0.10% | −25−0.3% | Reduced |
| Means Investment Co., Inc. | 8,074 | $815.2K | 0.12% | +103+1.3% | Added |
| BNP Paribas Arbitrage, SA | 8,036 | $811.4K | 0.00% | +7,480+1,345.3% | Added |
| CWA Asset Management Group, LLC | 8,028 | $810.6K | 0.06% | +8,028 | New |
| Fort Sheridan Advisors LLC | 8,014 | $809.2K | 0.16% | +6+0.1% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 7,811 | $808.2K | 0.01% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 7,999 | $807.7K | 0.05% | −33−0.4% | Reduced |
| Montag A & Associates Inc | 7,973 | $805.0K | 0.04% | −103−1.3% | Reduced |
| Csenge Advisory Group | 7,921 | $799.8K | 0.05% | +806+11.3% | Added |
| Burns J W & Co Inc | 7,914 | $799.1K | 0.12% | +300+3.9% | Added |
| Resources Investment Advisors, LLC. | 7,909 | $798.6K | 0.01% | +3,686+87.3% | Added |
| Gladstone Institutional Advisory LLC | 7,890 | $796.7K | 0.04% | −212−2.6% | Reduced |
| Davidson Trust Co | 7,864 | $794.0K | 0.51% | +112+1.4% | Added |
| Covenant Partners, LLC | 7,849 | $792.5K | 0.25% | −90−1.1% | Reduced |
| Lee Danner & Bass Inc | 7,830 | $791.0K | 0.07% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 7,779 | $785.4K | 0.01% | +223+3.0% | Added |
| Mitchell Sinkler & Starr | 7,728 | $780.3K | 0.14% | +3,420+79.4% | Added |
| PDS Planning, Inc | 7,703 | $777.8K | 0.09% | +277+3.7% | Added |
| Anchor Investment Management, LLC | 7,684 | $775.9K | 0.09% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 7,644 | $771.8K | 0.20% | +70+0.9% | Added |
| West Family Investments, Inc. | 7,585 | $765.9K | 0.26% | +144+1.9% | Added |
| Marotta Asset Management | 7,563 | $763.6K | 0.16% | −142−1.8% | Reduced |
| Ruggaard & Associates LLC | 7,512 | $758.5K | 0.40% | −50−0.7% | Reduced |
| Savant Capital, LLC | 7,503 | $757.6K | 0.01% | +3,738+99.3% | Added |
| Lantern Wealth Advisors, LLC | 7,500 | $757.3K | 0.59% | +7,500 | New |
| Lantz Financial LLC | 7,459 | $753.1K | 0.27% | +9+0.1% | Added |
| Grant/GrossMendelsohn, LLC | 7,025 | $752.8K | 0.31% | 00.0% | Unchanged |
| Romano Brothers and Company | 7,356 | $742.7K | 0.11% | −225−3.0% | Reduced |
| Farther Finance Advisors, LLC | 7,339 | $741.0K | 0.05% | +6,141+512.6% | Added |
| Continuum Advisory, LLC | 7,324 | $738.4K | 0.11% | −900−10.9% | Reduced |
| Advisory Resource Group | 7,296 | $736.7K | 0.18% | +341+4.9% | Added |
| Scissortail Wealth Management, LLC | 6,806 | $734.7K | 0.23% | +6,806 | New |
| Cookson Peirce & Co Inc | 7,262 | $733.0K | 0.04% | +127+1.8% | Added |
| Colony Group, LLC | 7,244 | $731.0K | 0.01% | +7,244 | New |
| Harbour Investments, Inc. | 7,175 | $724.4K | 0.03% | +164+2.3% | Added |
| Patriot Financial Group Insurance Agency, LLC | 7,160 | $723.0K | 0.14% | +1,937+37.1% | Added |
| St. Clair Advisors, LLC | 7,092 | $716.1K | 0.25% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 7,016 | $708.4K | 0.07% | −259−3.6% | Reduced |
| CFO4Life Group, LLC | 7,015 | $708.3K | 0.14% | −136−1.9% | Reduced |
| SAL Trading, LLC | 7,000 | $706.8K | 3.44% | −3,400−32.7% | Reduced |
| Peoples Bank | 6,973 | $704.0K | 0.56% | −277−3.8% | Reduced |
| Apexium Financial, LP | 6,952 | $701.9K | 0.05% | +4,891+237.3% | Added |
| Rehmann Capital Advisory Group | 6,940 | $700.8K | 0.06% | +1,052+17.9% | Added |
| Douglass Winthrop Advisors, LLC | 6,938 | $700.5K | 0.02% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 6,926 | $699.3K | 0.07% | +105+1.5% | Added |