Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stephens Inc | 6,875 | $694.1K | 0.01% | −33−0.5% | Reduced |
| Thornburg Investment Management Inc | 6,834 | $690.0K | 0.01% | −578−7.8% | Reduced |
| Twin Tree Management, LP | 6,821 | $688.7K | 0.01% | −8,375−55.1% | Reduced |
| Valeo Financial Advisors, LLC | 6,672 | $673.7K | 0.03% | −166−2.4% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 6,651 | $671.6K | 0.01% | +718+12.1% | Added |
| Tower Research Capital LLC (TRC) | 6,587 | $665.1K | 0.01% | +5,356+435.1% | Added |
| Visionary Horizons, LLC | 6,570 | $663.4K | 0.54% | +6,570 | New |
| Heritage Wealth Management, LLC | 6,548 | $661.1K | 0.36% | +6,548 | New |
| TD Waterhouse Canada Inc. | 5,971 | $654.9K | 0.01% | −1,068−15.2% | Reduced |
| NTV Asset Management LLC | 6,471 | $653.4K | 0.11% | 00.0% | Unchanged |
| Neville Rodie & Shaw Inc | 6,460 | $652.0K | 0.05% | −3,452−34.8% | Reduced |
| Salem Investment Counselors Inc | 6,442 | $650.4K | 0.02% | +998+18.3% | Added |
| Mraz, Amerine & Associates, Inc. | 6,431 | $649.3K | 0.14% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 6,429 | $648.0K | 0.00% | +5+0.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 6,408 | $647.0K | 0.01% | +377+6.3% | Added |
| Essex Financial Services, Inc. | 6,406 | $646.8K | 0.07% | −175−2.7% | Reduced |
| Regions Financial Corp | 6,406 | $646.8K | 0.01% | −41−0.6% | Reduced |
| Coldstream Capital Management Inc | 6,395 | $645.7K | 0.02% | +891+16.2% | Added |
| Jeppson Wealth Management, LLC | 6,377 | $643.9K | 0.27% | 00.0% | Unchanged |
| Ignite Planners, LLC | 6,341 | $640.3K | 0.19% | −588−8.5% | Reduced |
| Oarsman Capital, Inc. | 6,315 | $637.6K | 0.17% | +98+1.6% | Added |
| Victory Capital Management Inc | 6,260 | $632.1K | 0.00% | −15,130−70.7% | Reduced |
| Berkeley Capital Partners, LLC | 6,259 | $632.0K | 0.21% | −178−2.8% | Reduced |
| Ascent Group, LLC | 6,260 | $629.3K | 0.06% | −289−4.4% | Reduced |
| Radnor Capital Management, LLC | 6,225 | $629.0K | 0.12% | −150−2.4% | Reduced |
| Juncture Wealth Strategies, LLC | 6,198 | $625.8K | 0.28% | +200+3.3% | Added |
| Two Sigma Securities, LLC | 6,194 | $625.4K | 0.03% | +6,194 | New |
| Tiaa Trust, National Association | 6,186 | $624.6K | 0.00% | −928−13.0% | Reduced |
| Keystone Financial Services | 6,103 | $616.2K | 0.29% | +19+0.3% | Added |
| Wiley Bros.-Aintree Capital, LLC | 5,979 | $614.8K | 0.15% | +5,979 | New |
| Schulhoff & Co Inc | 6,051 | $611.0K | 0.29% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 6,045 | $610.4K | 0.01% | −182−2.9% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $605.8K | 0.02% | 00.0% | Unchanged |
| BancorpSouth Bank | 5,996 | $605.4K | 0.05% | −106−1.7% | Reduced |
| Cyndeo Wealth Partners, LLC | 5,971 | $602.9K | 0.06% | −7−0.1% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,954 | $601.2K | 0.16% | 00.0% | Unchanged |
| Cullen Investment Group, Ltd. | 5,922 | $597.9K | 0.10% | +5,922 | New |
| Arete Wealth Advisors, LLC | 5,931 | $596.4K | 0.05% | +5,931 | New |
| Nilsine Partners, LLC | 5,905 | $596.2K | 0.09% | −3,572−37.7% | Reduced |
| Aaron Wealth Advisors | 5,904 | $596.1K | 0.10% | +1,050+21.6% | Added |
| Wedbush Securities Inc | 5,900 | $596.0K | 0.03% | −110−1.8% | Reduced |
| SYSTM Wealth Solutions LLC | 5,896 | $595.3K | 0.08% | −739−11.1% | Reduced |
| CVA Family Office, LLC | 5,891 | $594.8K | 0.12% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 5,850 | $590.7K | 0.03% | −814−12.2% | Reduced |
| Global Retirement Partners, LLC | 5,452 | $587.1K | 0.02% | +908+20.0% | Added |
| Smart Money Group LLC | 5,805 | $586.1K | 0.26% | +239+4.3% | Added |
| Patton Albertson Miller Group, LLC | 5,764 | $582.0K | 0.10% | −100−1.7% | Reduced |
| Penbrook Management LLC | 5,760 | $581.6K | 0.39% | +300+5.5% | Added |
| E&G Advisors, LP | 5,754 | $580.9K | 0.21% | −644−10.1% | Reduced |
| Graypoint LLC | 5,709 | $576.5K | 0.05% | −1,318−18.8% | Reduced |
| Atlas Capital Advisors LLC | 5,624 | $567.9K | 0.08% | +1,604+39.9% | Added |
| Pallas Capital Advisors LLC | 5,596 | $565.0K | 0.03% | +5,596 | New |
| Gradient Investments LLC | 5,595 | $564.9K | 0.01% | −134−2.3% | Reduced |
| Venturi Wealth Management, LLC | 5,591 | $564.5K | 0.04% | −31−0.6% | Reduced |
| Employees Retirement System of Texas | 5,587 | $564.0K | 0.01% | +5,587 | New |
| O'Brien Greene & Co. Inc | 5,574 | $562.8K | 0.20% | 00.0% | Unchanged |
| Five Oceans Advisors | 5,546 | $560.0K | 0.31% | 00.0% | Unchanged |
| Dillon & Associates Inc | 5,523 | $558.0K | 0.10% | −402−6.8% | Reduced |
| Cary Street Partners Asset Management LLC | 5,505 | $555.8K | 0.10% | −88−1.6% | Reduced |
| St Germain D J Co Inc | 5,492 | $554.5K | 0.03% | −38−0.7% | Reduced |
| MMBG Investment Advisors Co. | 5,492 | $554.5K | 0.07% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 5,489 | $554.2K | 0.09% | −1,155−17.4% | Reduced |
| Granite Bay Wealth Management, LLC | 5,715 | $554.0K | 0.00% | +3,510+159.2% | Added |
| Redhawk Wealth Advisors, Inc. | 5,447 | $550.0K | 0.11% | +1,294+31.2% | Added |
| Parkside Financial Bank & Trust | 5,413 | $546.6K | 0.10% | +2,355+77.0% | Added |
| MB, Levis & Associates, LLC | 5,410 | $546.2K | 0.31% | 00.0% | Unchanged |
| First City Capital Management, Inc. | 5,397 | $544.9K | 0.32% | −161−2.9% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 5,362 | $541.4K | 0.09% | +332+6.6% | Added |
| Forza Wealth Management, LLC | 5,319 | $537.1K | 0.30% | 00.0% | Unchanged |
| Wedmont Private Capital | 5,009 | $536.4K | 0.04% | +1,278+34.3% | Added |
| Sivia Capital Partners, LLC | 5,289 | $534.0K | 0.41% | +5,289 | New |
| First American Trust, FSB | 5,289 | $534.0K | 0.07% | +361+7.3% | Added |
| Clear Harbor Asset Management, LLC | 5,272 | $532.3K | 0.05% | +53+1.0% | Added |
| Pinnacle Financial Partners Inc | 5,263 | $531.4K | 0.01% | +676+14.7% | Added |
| Carr Financial Group Corp | 5,253 | $530.4K | 0.20% | 00.0% | Unchanged |
| American Trust Investment Advisors, LLC | 5,232 | $528.3K | 0.27% | +112+2.2% | Added |
| Canal Capital Management, LLC | 5,184 | $523.4K | 0.10% | +280+5.7% | Added |
| Northwest Capital Management Inc | 5,150 | $520.0K | 0.17% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 5,107 | $515.7K | 0.01% | +5,107 | New |
| Private Trust Co NA | 5,092 | $514.2K | 0.06% | +465+10.0% | Added |
| Personal Cfo Solutions, LLC | 5,091 | $514.0K | 0.09% | +5,091 | New |
| Balyasny Asset Management LLC | 5,066 | $511.5K | 0.00% | +1,151+29.4% | Added |
| Hartford Funds Management Co LLC | 5,045 | $509.4K | 0.05% | +1,428+39.5% | Added |
| Alhambra Investment Partners LLC | 5,034 | $508.3K | 0.30% | 00.0% | Unchanged |
| Hall Capital Management Co Inc | 5,032 | $508.1K | 0.30% | −83−1.6% | Reduced |
| Summit Financial, LLC | 5,029 | $507.8K | 0.03% | +388+8.4% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $506.4K | 0.31% | 00.0% | Unchanged |
| Valley Brook Capital Group | 4,984 | $503.2K | 0.44% | 00.0% | Unchanged |
| First Affirmative Financial Network | 4,975 | $502.3K | 0.40% | −61−1.2% | Reduced |
| Diversified Trust Co | 4,957 | $500.5K | 0.02% | −163−3.2% | Reduced |
| North Star Asset Management Inc | 4,951 | $499.9K | 0.03% | 00.0% | Unchanged |
| Greenwood Gearhart Inc | 4,942 | $499.1K | 0.05% | −250−4.8% | Reduced |
| Wealthsource Partners, LLC | 4,936 | $498.4K | 0.03% | −625−11.2% | Reduced |
| Cordatus Wealth Management LLC | 4,909 | $496.0K | 0.41% | −223−4.3% | Reduced |
| Circle Wealth Management, LLC | 4,893 | $494.0K | 0.01% | −63−1.3% | Reduced |
| Plancorp, LLC | 4,777 | $482.3K | 0.02% | 00.0% | Unchanged |
| Intellectus Partners, LLC | 4,726 | $477.2K | 0.14% | 00.0% | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC | 4,723 | $476.9K | 0.06% | −287−5.7% | Reduced |
| Tranquilli Financial Advisor LLC | 4,720 | $476.6K | 0.34% | −292−5.8% | Reduced |
| HF Advisory Group, LLC | 4,710 | $475.5K | 0.30% | +1,368+40.9% | Added |