Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Elmwood Wealth Management, Inc. | 4,708 | $475.4K | 0.33% | −3,356−41.6% | Reduced |
| Brighton Jones LLC | 4,653 | $469.8K | 0.02% | +7+0.2% | Added |
| Callan Capital, LLC | 4,628 | $467.3K | 0.04% | +4,628 | New |
| Walter & Keenan Financial Consulting Co | 4,624 | $466.9K | 0.17% | 00.0% | Unchanged |
| Motco | 4,608 | $465.3K | 0.03% | +2,549+123.8% | Added |
| Cullinan Associates Inc | 4,600 | $464.5K | 0.03% | −200−4.2% | Reduced |
| Independent Advisor Alliance | 4,598 | $464.2K | 0.02% | +350+8.2% | Added |
| Kovitz Investment Group Partners, LLC | 4,589 | $463.4K | 0.01% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 4,566 | $461.0K | 0.06% | +631+16.0% | Added |
| Cohen Investment Advisors LLC | 4,558 | $460.2K | 0.34% | −439−8.8% | Reduced |
| Freestone Capital Holdings, LLC | 4,549 | $459.3K | 0.02% | −190−4.0% | Reduced |
| XTX Topco Ltd | 4,519 | $456.3K | 0.10% | +4,519 | New |
| Capital Investment Advisors, LLC | 4,488 | $453.1K | 0.01% | +354+8.6% | Added |
| Berkshire Bank | 4,483 | $452.6K | 0.12% | −471−9.5% | Reduced |
| Altfest L J & Co Inc | 4,479 | $452.0K | 0.07% | −42−0.9% | Reduced |
| Marino, Stram & Associates LLC | 4,465 | $450.8K | 0.12% | 00.0% | Unchanged |
| Washington Trust Co | 4,455 | $449.8K | 0.02% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,450 | $449.0K | 0.01% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 4,445 | $448.8K | 0.08% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 4,377 | $441.9K | 0.01% | −300−6.4% | Reduced |
| Thoroughbred Financial Services, LLC | 4,376 | $441.0K | 0.04% | −521−10.6% | Reduced |
| Regatta Capital Group, LLC | 4,363 | $440.6K | 0.12% | +3+0.1% | Added |
| Rossmore Private Capital | 4,361 | $440.3K | 0.06% | 00.0% | Unchanged |
| Beutel, Goodman & Co Ltd. | 4,365 | $440.0K | 0.00% | +1,530+54.0% | Added |
| Strategic Investment Advisors | 4,357 | $439.9K | 0.06% | +143+3.4% | Added |
| Aull & Monroe Investment Management Corp | 4,341 | $438.3K | 0.22% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 4,323 | $436.5K | 0.01% | +685+18.8% | Added |
| Capital Analysts, LLC | 4,303 | $434.0K | 0.02% | −1,295−23.1% | Reduced |
| Stablepoint Partners, LLC | 4,289 | $433.1K | 0.11% | +4,289 | New |
| Violich Capital Management, Inc. | 4,250 | $429.0K | 0.07% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 4,247 | $428.8K | 0.04% | 00.0% | Unchanged |
| S.A. Mason LLC | 4,240 | $428.1K | 0.29% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 4,240 | $428.0K | 0.20% | 00.0% | Unchanged |
| Helen Stephens Group, LLC | 4,238 | $427.9K | 0.19% | 00.0% | Unchanged |
| Beck Mack & Oliver LLC | 4,200 | $424.1K | 0.01% | 00.0% | Unchanged |
| BBR Partners, LLC | 4,199 | $424.0K | 0.04% | +1,430+51.6% | Added |
| Pointe Capital Management LLC | 4,194 | $423.5K | 0.29% | +43+1.0% | Added |
| Nwam LLC | 4,250 | $422.3K | 0.03% | +54+1.3% | Added |
| Rosenbaum Jay D. | 4,180 | $422.1K | 1.09% | −4,375−51.1% | Reduced |
| Gallacher Capital Management LLC | 4,174 | $421.5K | 0.23% | +44+1.1% | Added |
| YHB Investment Advisors, Inc. | 4,123 | $416.3K | 0.04% | 00.0% | Unchanged |
| First Light Asset Management, LLC | 4,123 | $416.3K | 0.03% | 00.0% | Unchanged |
| Curbstone Financial Management Corp | 4,094 | $413.4K | 0.09% | 00.0% | Unchanged |
| Pinnacle West Asset Management, Inc. | 4,080 | $412.0K | 0.35% | +180+4.6% | Added |
| FSB Premier Wealth Management, Inc. | 4,078 | $411.8K | 0.21% | +1,136+38.6% | Added |
| D.B. Root & Company, LLC | 4,055 | $409.4K | 0.15% | −572−12.4% | Reduced |
| Gitterman Wealth Management, LLC | 4,048 | $408.7K | 0.18% | +1,757+76.7% | Added |
| Shufro Rose & Co LLC | 4,000 | $407.4K | 0.04% | 00.0% | Unchanged |
| Spire Wealth Management | 3,757 | $406.6K | 0.01% | −15−0.4% | Reduced |
| Institute for Wealth Management, LLC. | 3,975 | $401.4K | 0.07% | −12−0.3% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 3,947 | $398.5K | 0.28% | −12−0.3% | Reduced |
| Aptus Capital Advisors, LLC | 3,943 | $398.1K | 0.01% | −182−4.4% | Reduced |
| Ategra Capital Management, LLC | 3,933 | $397.1K | 0.18% | 00.0% | Unchanged |
| Busey Wealth Management | 3,926 | $396.4K | 0.02% | +320+8.9% | Added |
| Hoylecohen, LLC | 3,918 | $395.6K | 0.03% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 3,905 | $394.3K | 0.27% | 00.0% | Unchanged |
| Cypress Capital Group | 3,904 | $394.2K | 0.05% | −231−5.6% | Reduced |
| Wesbanco Bank Inc | 3,892 | $393.0K | 0.02% | −741−16.0% | Reduced |
| Cetera Trust Company, N.A | 3,887 | $392.5K | 0.24% | +3,887 | New |
| Hennion & Walsh Asset Management, Inc. | 3,875 | $391.3K | 0.02% | +13+0.3% | Added |
| Mesirow Financial Investment Management, Inc. | 3,861 | $389.9K | 0.01% | +3,861 | New |
| Hexagon Capital Partners LLC | 3,854 | $389.1K | 0.09% | +1,171+43.6% | Added |
| Mattern Wealth Management LLC | 3,832 | $386.9K | 0.10% | −53−1.4% | Reduced |
| Verity Asset Management, Inc. | 3,822 | $385.9K | 0.25% | +645+20.3% | Added |
| Oakworth Capital, Inc. | 3,808 | $384.5K | 0.03% | −5−0.1% | Reduced |
| DF Dent & Co Inc | 3,807 | $384.4K | 0.01% | 00.0% | Unchanged |
| RNC Capital Management LLC | 3,807 | $384.4K | 0.02% | +560+17.2% | Added |
| Hollow Brook Wealth Management LLC | 3,788 | $382.5K | 0.15% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 3,786 | $382.3K | 0.01% | −538−12.4% | Reduced |
| Allworth Financial LP | 3,780 | $381.7K | 0.00% | +733+24.1% | Added |
| Riverview Trust Co | 3,763 | $379.9K | 0.39% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 3,751 | $379.0K | 0.03% | −75−2.0% | Reduced |
| Lindbrook Capital, LLC | 3,724 | $376.0K | 0.04% | −425−10.2% | Reduced |
| First Personal Financial Services | 3,720 | $375.6K | 0.09% | 00.0% | Unchanged |
| M&R Capital Management Inc | 3,708 | $374.4K | 0.09% | +58+1.6% | Added |
| InTrack Investment Management Inc | 3,700 | $373.6K | 0.28% | +1,350+57.4% | Added |
| Newman Dignan & Sheerar, Inc. | 3,699 | $373.5K | 0.11% | 00.0% | Unchanged |
| Cannell Peter B & Co Inc | 3,674 | $371.0K | 0.01% | −871−19.2% | Reduced |
| Sound View Wealth Advisors Group, LLC | 3,661 | $369.7K | 0.04% | 00.0% | Unchanged |
| Thomasville National Bank | 3,655 | $369.0K | 0.03% | −2,455−40.2% | Reduced |
| Argonautica Private Wealth Management, Inc | 3,655 | $369.0K | 0.15% | +79+2.2% | Added |
| Summit Financial Group Inc | 3,654 | $368.9K | 0.14% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 3,641 | $367.6K | 0.12% | +98+2.8% | Added |
| Icon Wealth Advisors, LLC | 3,631 | $366.6K | 0.04% | +3,631 | New |
| D'Orazio & Associates, Inc. | 3,627 | $366.2K | 0.07% | +448+14.1% | Added |
| Essex Investment Management Co LLC | 3,625 | $366.0K | 0.07% | 00.0% | Unchanged |
| First Foundation Advisors | 3,621 | $365.6K | 0.02% | −437−10.8% | Reduced |
| Seven Mile Advisory | 3,618 | $365.3K | 0.32% | +224+6.6% | Added |
| Value Partners Investments Inc. | 3,581 | $362.2K | 0.03% | −86−2.3% | Reduced |
| Canandaigua National Bank & Trust Co | 3,582 | $361.7K | 0.06% | −1,682−32.0% | Reduced |
| Robertson Stephens Wealth Management, LLC | 3,579 | $361.4K | 0.02% | 00.0% | Unchanged |
| Hyman Charles D | 3,555 | $359.0K | 0.02% | +52+1.5% | Added |
| GAMMA Investing LLC | 3,464 | $358.4K | 0.10% | +3,464 | New |
| Meridian Wealth Management, LLC | 3,549 | $358.3K | 0.02% | +19+0.5% | Added |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,536 | $357.0K | 0.04% | +51+1.5% | Added |
| Sachetta, LLC | 3,524 | $355.8K | 0.17% | +3,524 | New |
| Charter Trust Co | 3,520 | $355.4K | 0.03% | +313+9.8% | Added |
| Cravens & Co Advisors, LLC | 3,507 | $354.1K | 0.31% | 00.0% | Unchanged |
| Round Rock Advisors, LLC | 3,500 | $353.4K | 0.09% | −85−2.4% | Reduced |
| LaFleur & Godfrey LLC | 3,497 | $353.1K | 0.05% | −475−12.0% | Reduced |