Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Russell Investments Group, Ltd. | 3,488 | $352.2K | 0.00% | +933+36.5% | Added |
| Angeles Wealth Management, LLC | 3,482 | $351.6K | 0.04% | +228+7.0% | Added |
| OmniStar Financial Group, Inc. | 3,476 | $351.1K | 0.44% | −3,182−47.8% | Reduced |
| Texas Yale Capital Corp. | 3,462 | $349.6K | 0.02% | +10+0.3% | Added |
| Flagship Harbor Advisors, LLC | 3,449 | $348.2K | 0.03% | −239−6.5% | Reduced |
| King Wealth | 3,450 | $348.0K | 0.07% | 00.0% | Unchanged |
| Caldwell Trust Co | 3,430 | $346.3K | 0.04% | −325−8.7% | Reduced |
| Woodstock Corp | 3,428 | $346.1K | 0.04% | −1,434−29.5% | Reduced |
| Wealth Alliance | 3,420 | $345.3K | 0.05% | −177−4.9% | Reduced |
| Veracity Capital LLC | 3,417 | $345.0K | 0.14% | +8+0.2% | Added |
| Great Diamond Partners, LLC | 3,403 | $343.6K | 0.08% | +15+0.4% | Added |
| Round Hill Asset Management | 3,392 | $342.5K | 0.22% | 00.0% | Unchanged |
| Glenview Trust Co | 3,379 | $341.2K | 0.01% | +102+3.1% | Added |
| IFG Advisory, LLC | 3,369 | $340.2K | 0.02% | −1,192−26.1% | Reduced |
| Formidable Asset Management, LLC | 3,366 | $339.9K | 0.07% | +3,366 | New |
| Norris Perne & French LLP | 3,363 | $339.6K | 0.03% | −10−0.3% | Reduced |
| InterOcean Capital Group, LLC | 3,357 | $339.0K | 0.01% | +38+1.1% | Added |
| Moloney Securities Asset Management, LLC | 3,356 | $338.9K | 0.05% | +801+31.4% | Added |
| Prairie Sky Financial Group LLC | 3,350 | $338.2K | 0.22% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 3,349 | $338.1K | 0.03% | −179−5.1% | Reduced |
| Kanawha Capital Management LLC | 3,340 | $337.2K | 0.03% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 3,146 | $336.9K | 0.21% | 00.0% | Unchanged |
| Proequities, Inc. | 3,325 | $335.7K | 0.02% | −459−12.1% | Reduced |
| Enterprise Financial Services Corp | 3,316 | $334.8K | 0.20% | +182+5.8% | Added |
| Carlson Capital Management | 3,315 | $334.7K | 0.02% | +3,315 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,308 | $334.0K | 0.07% | +3,308 | New |
| Capital Investment Advisory Services, LLC | 3,292 | $332.4K | 0.03% | −323−8.9% | Reduced |
| Essex Savings Bank | 3,274 | $330.6K | 0.10% | +719+28.1% | Added |
| SageView Advisory Group, LLC | 3,067 | $330.5K | 0.01% | +718+30.6% | Added |
| Brady Family Wealth, LLC | 3,260 | $329.2K | 0.11% | −110−3.3% | Reduced |
| Family Legacy, Inc. | 3,250 | $328.2K | 0.13% | 00.0% | Unchanged |
| Moody National Bank Trust Division | 3,239 | $327.0K | 0.03% | −232−6.7% | Reduced |
| Smith, Salley & Associates | 3,233 | $326.4K | 0.02% | −3−0.1% | Reduced |
| Wealthspire Advisors, LLC | 3,232 | $326.3K | 0.00% | +30+0.9% | Added |
| Heck Capital Advisors, LLC | 3,218 | $324.9K | 0.05% | −288−8.2% | Reduced |
| Farmers National Bank | 3,218 | $324.9K | 0.10% | −118−3.5% | Reduced |
| Hendershot Investments Inc. | 3,206 | $323.7K | 0.05% | 00.0% | Unchanged |
| Catalytic Wealth RIA, LLC | 3,198 | $322.9K | 0.15% | +3,198 | New |
| Wulff, Hansen & Co. | 3,195 | $322.6K | 0.36% | 00.0% | Unchanged |
| RFP Financial Group LLC | 3,177 | $320.8K | 0.13% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 3,167 | $319.8K | 0.00% | −5−0.2% | Reduced |
| Keudell/Morrison Wealth Management | 3,158 | $318.9K | 0.11% | +16+0.5% | Added |
| Crew Capital Management, Ltd. | 3,150 | $318.1K | 0.32% | −121−3.7% | Reduced |
| Aspiriant, LLC | 3,145 | $317.6K | 0.01% | −656−17.3% | Reduced |
| Optas, LLC | 3,144 | $317.4K | 0.10% | +250+8.6% | Added |
| Key Financial Inc | 3,140 | $317.0K | 0.09% | +181+6.1% | Added |
| Montecito Bank & Trust | 3,136 | $316.6K | 0.07% | −582−15.7% | Reduced |
| Vicus Capital | 3,134 | $316.5K | 0.03% | −393−11.1% | Reduced |
| Applied Finance Capital Management, LLC | 3,129 | $315.9K | 0.03% | −233−6.9% | Reduced |
| Colonial Trust Co | 3,127 | $315.7K | 0.07% | 00.0% | Unchanged |
| West Coast Financial LLC | 3,126 | $315.6K | 0.04% | −200−6.0% | Reduced |
| StrongBox Wealth, LLC | 3,126 | $315.6K | 0.18% | +430+15.9% | Added |
| Peddock Capital Advisors, LLC | 3,124 | $315.4K | 0.10% | 00.0% | Unchanged |
| Penn Mutual Asset Management, LLC | 3,120 | $315.0K | 0.24% | −1,000−24.3% | Reduced |
| Abel Hall, LLC | 3,110 | $314.1K | 0.27% | +3,110 | New |
| LCM Capital Management Inc | 3,100 | $313.0K | 0.23% | +18+0.6% | Added |
| Acorn Creek Capital LLC | 3,086 | $311.6K | 0.14% | +3,086 | New |
| Ancora Advisors, LLC | 3,069 | $309.9K | 0.01% | −319−9.4% | Reduced |
| Belmont Capital, LLC | 3,058 | $308.8K | 0.13% | 00.0% | Unchanged |
| Icapital Wealth LLC | 3,052 | $308.2K | 0.20% | 00.0% | Unchanged |
| Cape Cod Five Cents Savings Bank | 3,049 | $307.9K | 0.03% | −3,119−50.6% | Reduced |
| Sentry LLC | 3,045 | $307.5K | 0.07% | 00.0% | Unchanged |
| Angeles Investment Advisors, LLC | 3,031 | $306.0K | 0.02% | +201+7.1% | Added |
| Wimmer Associates 1, LLC | 3,029 | $305.8K | 0.17% | −175−5.5% | Reduced |
| Viawealth, LLC | 3,018 | $304.7K | 0.21% | 00.0% | Unchanged |
| River Wealth Advisors LLC | 3,010 | $303.9K | 0.05% | +3,010 | New |
| Jacobs & Co | 2,975 | $300.0K | 0.03% | +150+5.3% | Added |
| Hurlow Wealth Management Group, Inc. | 2,969 | $299.8K | 0.11% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 2,967 | $299.6K | 0.03% | +2,967 | New |
| Southland Equity Partners LLC | 2,966 | $299.4K | 0.09% | +22+0.7% | Added |
| Ashton Thomas Private Wealth, LLC | 2,962 | $299.1K | 0.02% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 2,960 | $299.0K | 0.01% | −114−3.7% | Reduced |
| Latitude Advisors, LLC | 2,952 | $298.0K | 0.21% | 00.0% | Unchanged |
| Dorchester Wealth Management Co | 2,945 | $297.4K | 0.06% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 2,941 | $297.0K | 0.05% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 2,925 | $295.3K | 0.02% | −651−18.2% | Reduced |
| Carmichael Hill & Associates, Inc. | 2,925 | $295.3K | 0.13% | −103−3.4% | Reduced |
| Roundview Capital LLC | 2,924 | $295.2K | 0.03% | −35−1.2% | Reduced |
| Warren Averett Asset Management, LLC | 2,904 | $293.2K | 0.01% | +338+13.2% | Added |
| Traveka Wealth, LLC | 2,894 | $292.2K | 0.15% | +2,894 | New |
| Almanack Investment Partners, LLC. | 2,894 | $292.2K | 0.05% | 00.0% | Unchanged |
| Argent Advisors, Inc. | 2,893 | $292.1K | 0.13% | −410−12.4% | Reduced |
| Weatherly Asset Management L. P. | 2,883 | $291.1K | 0.03% | −117−3.9% | Reduced |
| Tritonpoint Wealth, LLC | 2,877 | $290.5K | 0.03% | +2,877 | New |
| Edge Capital Group, LLC | 2,877 | $290.4K | 0.02% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 2,870 | $289.8K | 0.11% | 00.0% | Unchanged |
| Leonard Rickey Investment Advisors P.L.L.C. | 2,869 | $289.7K | 0.09% | +58+2.1% | Added |
| Global Trust Asset Management, LLC | 2,867 | $289.5K | 0.13% | 00.0% | Unchanged |
| Kapstone Financial Advisors LLC | 2,695 | $288.3K | 0.23% | 00.0% | Unchanged |
| Prudent Man Advisors, LLC | 2,825 | $285.2K | 0.11% | −305−9.7% | Reduced |
| Liberty Wealth Management LLC | 2,827 | $285.0K | 0.06% | −15−0.5% | Reduced |
| HM Payson & Co | 2,805 | $283.2K | 0.01% | −150−5.1% | Reduced |
| Canopy Partners, LLC | 2,795 | $282.2K | 0.17% | +2,795 | New |
| Axxcess Wealth Management, LLC | 2,792 | $281.9K | 0.01% | +512+22.5% | Added |
| RiverGlades Family Offices LLC | 2,800 | $281.5K | 0.23% | 00.0% | Unchanged |
| Buttonwood Financial Advisors Inc. | 2,775 | $280.2K | 0.15% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 2,767 | $279.4K | 0.25% | +2,767 | New |
| Bristlecone Advisors, LLC | 2,755 | $278.2K | 0.03% | 00.0% | Unchanged |
| GFS Advisors, LLC | 2,750 | $278.0K | 0.04% | 00.0% | Unchanged |
| Portside Wealth Group, LLC | 2,735 | $276.2K | 0.05% | +330+13.7% | Added |