Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guardian Wealth Advisors, LLC | 2,733 | $276.0K | 0.04% | −105−3.7% | Reduced |
| Financial & Tax Architects, LLC | 2,733 | $275.9K | 0.08% | −104−3.7% | Reduced |
| Northstar Group, Inc. | 2,729 | $275.5K | 0.06% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 2,727 | $275.3K | 0.12% | 00.0% | Unchanged |
| Klingman & Associates, LLC | 2,715 | $274.1K | 0.02% | 00.0% | Unchanged |
| Philadelphia Trust Co | 2,714 | $274.0K | 0.03% | 00.0% | Unchanged |
| Benchmark Investment Advisors LLC | 2,704 | $273.1K | 0.25% | −640−19.1% | Reduced |
| Compass Ion Advisors, LLC | 2,704 | $273.0K | 0.04% | −233−7.9% | Reduced |
| Stiles Financial Services Inc | 2,703 | $272.8K | 0.12% | −303−10.1% | Reduced |
| Shelton Capital Management | 2,700 | $272.6K | 0.01% | −100−3.6% | Reduced |
| New England Research & Management, Inc. | 2,695 | $272.0K | 0.14% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 2,697 | $272.0K | 0.07% | −201−6.9% | Reduced |
| Great Lakes Advisors, LLC | 2,693 | $271.9K | 0.00% | −160−5.6% | Reduced |
| Smartleaf Asset Management LLC | 2,717 | $271.6K | 0.07% | +2,717 | New |
| Sapient Capital LLC | 2,688 | $271.4K | 0.01% | +2,688 | New |
| Southeast Asset Advisors Inc. | 2,684 | $271.0K | 0.04% | 00.0% | Unchanged |
| Advisors Preferred, LLC | 2,679 | $270.6K | 0.04% | +2,679 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,580 | $270.4K | 0.00% | +585+29.3% | Added |
| Main Street Financial Solutions, LLC | 2,673 | $269.9K | 0.03% | +155+6.2% | Added |
| Platform Technology Partners | 2,683 | $269.7K | 0.10% | −260−8.8% | Reduced |
| Opal Wealth Advisors, LLC | 2,658 | $268.4K | 0.11% | −4−0.2% | Reduced |
| Magnus Financial Group LLC | 2,647 | $267.2K | 0.04% | +27+1.0% | Added |
| Keel Point, LLC | 2,646 | $267.2K | 0.03% | +73+2.8% | Added |
| Joel Isaacson & Co., LLC | 2,646 | $267.2K | 0.02% | +2,646 | New |
| Chicago Capital, LLC | 2,640 | $266.6K | 0.01% | 00.0% | Unchanged |
| Allred Capital Management, LLC | 2,624 | $264.9K | 0.12% | −246−8.6% | Reduced |
| Meridian Wealth Advisors, LLC | 2,601 | $262.6K | 0.06% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 2,600 | $262.5K | 0.07% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 2,598 | $262.3K | 0.06% | −444−14.6% | Reduced |
| Clearbridge Investments, LLC | 2,596 | $262.1K | 0.00% | −1,021−28.2% | Reduced |
| Ronald Blue Trust, Inc. | 2,561 | $261.0K | 0.00% | +34+1.3% | Added |
| Toronto Dominion Bank | 2,570 | $259.5K | 0.00% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 2,576 | $259.0K | 0.02% | +2,576 | New |
| GSB Wealth Management, LLC | 2,563 | $258.7K | 0.08% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 2,552 | $257.6K | 0.01% | +50+2.0% | Added |
| Northside Capital Management, LLC | 2,546 | $257.1K | 0.08% | 00.0% | Unchanged |
| OneAscent Wealth Management LLC | 2,531 | $256.0K | 0.10% | +75+3.1% | Added |
| Merrion Investment Management Co, LLC | 2,535 | $256.0K | 0.20% | 00.0% | Unchanged |
| Eagle Strategies LLC | 2,534 | $255.9K | 0.05% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 2,534 | $255.9K | 0.02% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 2,532 | $255.7K | 0.04% | +435+20.7% | Added |
| Legacy Capital Group California, Inc. | 2,531 | $255.6K | 0.10% | +2,531 | New |
| Connecticut Wealth Management, LLC | 2,522 | $254.6K | 0.01% | +151+6.4% | Added |
| IFP Advisors, Inc | 2,519 | $254.3K | 0.01% | −1,466−36.8% | Reduced |
| Appleton Partners Inc | 2,514 | $254.0K | 0.02% | −18−0.7% | Reduced |
| Aveo Capital Partners, LLC | 2,509 | $253.3K | 0.03% | +275+12.3% | Added |
| Straight Path Wealth Management | 2,507 | $253.1K | 0.15% | 00.0% | Unchanged |
| Prio Wealth Limited Partnership | 2,503 | $252.7K | 0.01% | +110+4.6% | Added |
| Cornerstone Wealth Management, LLC | 2,498 | $252.2K | 0.02% | +71+2.9% | Added |
| Analyst IMS Investment Management Services Ltd. | 2,500 | $252.0K | 0.01% | 00.0% | Unchanged |
| Occidental Asset Management, LLC | 2,490 | $251.4K | 0.05% | −1,133−31.3% | Reduced |
| Moody Lynn & Lieberson, LLC | 2,489 | $251.3K | 0.02% | 00.0% | Unchanged |
| FLC Capital Advisors | 2,486 | $251.0K | 0.07% | +2,486 | New |
| Aspen Grove Capital, LLC | 2,483 | $250.7K | 0.08% | −393−13.7% | Reduced |
| Laraway Financial Inc | 2,467 | $249.1K | 0.24% | 00.0% | Unchanged |
| Park Place Capital Corp | 2,458 | $248.2K | 0.10% | −1,112−31.1% | Reduced |
| Sheets Smith Wealth Management | 2,450 | $247.4K | 0.04% | 00.0% | Unchanged |
| American National Bank | 2,449 | $247.3K | 0.04% | +1,188+94.2% | Added |
| Knightsbridge Asset Management, LLC | 2,441 | $246.5K | 0.07% | +2,441 | New |
| Schmidt P J Investment Management Inc | 2,300 | $246.5K | 0.05% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 2,439 | $246.3K | 0.01% | +20+0.8% | Added |
| Paradigm Asset Management Co LLC | 2,428 | $245.2K | 0.06% | 00.0% | Unchanged |
| Shoker Investment Counsel, Inc. | 2,425 | $244.9K | 0.09% | +20+0.8% | Added |
| Atlantic Edge Private Wealth Management, LLC | 2,420 | $244.3K | 0.10% | +2,420 | New |
| Founders Financial Securities LLC | 2,420 | $244.3K | 0.03% | −109−4.3% | Reduced |
| Cozad Asset Management Inc | 2,418 | $244.1K | 0.03% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 2,417 | $244.0K | 0.03% | −313−11.5% | Reduced |
| Intrua Financial, LLC | 2,417 | $244.0K | 0.04% | −100−4.0% | Reduced |
| New Republic Capital, LLC | 2,417 | $244.0K | 0.17% | +172+7.7% | Added |
| Liontrust Investment Partners LLP | 2,416 | $243.9K | 0.00% | −1,637−40.4% | Reduced |
| Watershed Private Wealth LLC | 2,411 | $243.4K | 0.13% | +2,411 | New |
| Proficio Capital Partners LLC | 2,401 | $242.4K | 0.03% | −16−0.7% | Reduced |
| Lawson Kroeker Investment Management Inc | 2,400 | $242.3K | 0.05% | 00.0% | Unchanged |
| Peak Asset Management, LLC | 2,400 | $242.3K | 0.05% | 00.0% | Unchanged |
| Whalerock Point Partners, LLC | 2,390 | $241.3K | 0.07% | 00.0% | Unchanged |
| Deroy & Devereaux Private Investment Counsel Inc | 2,375 | $240.0K | 0.02% | −100−4.0% | Reduced |
| Argyle Capital Management Inc. | 2,375 | $239.8K | 0.10% | −1,600−40.3% | Reduced |
| Grey Fox Wealth Advisors, LLC | 2,374 | $239.7K | 0.10% | −60−2.5% | Reduced |
| Kendall Capital Management | 2,370 | $239.3K | 0.09% | −100−4.0% | Reduced |
| Redwood Wealth Management Group, LLC | 2,368 | $239.1K | 0.27% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 2,366 | $238.9K | 0.02% | −129−5.2% | Reduced |
| Sigma Planning Corp | 2,362 | $238.4K | 0.02% | −4,754−66.8% | Reduced |
| Vanguard Capital Wealth Advisors | 2,357 | $238.0K | 0.19% | 00.0% | Unchanged |
| Essex LLC | 2,350 | $237.3K | 0.06% | 00.0% | Unchanged |
| Davis R M Inc | 2,349 | $237.2K | 0.01% | +250+11.9% | Added |
| Good Life Advisors, LLC | 2,348 | $237.1K | 0.02% | −26−1.1% | Reduced |
| Pacifica Partners Inc. | 2,441 | $236.7K | 0.12% | −770−24.0% | Reduced |
| IHT Wealth Management, LLC | 2,332 | $235.4K | 0.01% | −224−8.8% | Reduced |
| Key Client Fiduciary Advisors, LLC | 2,329 | $235.2K | 0.14% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 2,323 | $234.6K | 0.16% | 00.0% | Unchanged |
| Blue Fin Capital, Inc. | 2,321 | $234.4K | 0.06% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 2,314 | $233.7K | 0.04% | −7−0.3% | Reduced |
| Tompkins Financial Corp | 2,310 | $233.2K | 0.03% | 00.0% | Unchanged |
| Chilton Investment Co LLC | 2,300 | $232.2K | 0.01% | −61−2.6% | Reduced |
| Horizon Wealth Management, LLC | 2,295 | $231.7K | 0.06% | +79+3.6% | Added |
| Drive Wealth Management, LLC | 2,294 | $231.6K | 0.07% | −1,229−34.9% | Reduced |
| UMA Financial Services, Inc. | 2,134 | $231.5K | 0.05% | 00.0% | Unchanged |
| Addison Advisors LLC | 2,289 | $231.1K | 0.09% | +209+10.0% | Added |
| OneAscent Financial Services LLC | 2,263 | $229.0K | 0.03% | +2,263 | New |
| Financial Security Advisor, Inc. | 2,259 | $228.1K | 0.09% | 00.0% | Unchanged |