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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Sofos Investments, Inc.0$390.00%––
Institutional & Family Asset Management, LLC11$1.00K0.00%––
Sierra Capital LLC10$1.00K0.00%––
Disciplined Investments, LLC10$1.00K0.00%––
Arlington Partners LLC27$2.00K0.00%––
Lowe Wealth Advisors, LLC21$2.00K0.00%––
Cribstone Capital Management, LLC25$2.00K0.00%––
Summit Wealth Group, LLC26$2.00K0.00%––
Freedman Financial Associates, Inc.27$2.00K0.00%––
Archer Investment Corp24$2.05K0.00%––
Nisa Investment Advisors, LLC34$3.00K0.00%––
Costello Asset Management, INC31$3.00K0.00%––
True Link Financial Advisors, LLC34$3.00K0.00%––
Proffitt & Goodson Inc46$4.00K0.00%––
Westside Investment Management, Inc.52$4.00K0.00%––
FormulaFolio Investments, LLC42$4.00K0.00%––
NVWM, LLC49$4.00K0.00%––
HighMark Wealth Management LLC47$4.00K0.00%––
Annapolis Financial Services, LLC45$4.00K0.00%––
Sutton Wealth Advisors Inc.53$4.53K0.00%––
Financial Perspectives, Inc406,970$4.76K0.24%––
Manchester Capital Management LLC53$5.00K0.00%––
First Bank & Trust56$5.00K0.00%––
Crewe Advisors LLC59$5.00K0.00%––
Brand Asset Management Group, Inc.62$5.00K0.00%––
Human Investing LLC61$5.00K0.00%––
Atwood & Palmer Inc75$6.00K0.00%––
Central Bank & Trust Co70$6.00K0.00%––
Stonebridge Capital Advisors LLC76$6.00K0.00%––
Capital Advisors, Ltd. LLC84$7.00K0.00%––
Capital Advisory Group Advisory Services, LLC85$7.00K0.00%––
Carolinas Wealth Consulting LLC80$7.00K0.00%––
Atlas Private Wealth Advisors80$7.00K0.00%––
Johnson Financial Group, Inc.98$8.00K0.00%––
Pacitti Group Inc.100$8.00K0.01%––
Newbridge Financial Services Group, Inc.89$8.00K0.01%––
Migdal Insurance & Financial Holdings Ltd.110$9.00K0.00%––
Cowen Prime Services LLC100$9.00K0.00%––
NewSquare Capital LLC109$9.00K0.00%––
TCI Wealth Advisors, Inc.100$9.00K0.00%––
McCarthy Asset Management, Inc.108$9.00K0.01%––
Carolina Wealth Advisors, LLC118$10.0K0.01%––
TSFG, LLC115$10.0K0.01%––
Delta Asset Management LLC125$11.0K0.00%––
Adirondack Trust Co130$11.0K0.01%––
Hartford Financial Management Inc.130$11.0K0.00%––
Horan Securities, Inc.125$11.0K0.01%––
Schroder Investment Management Group139$12.0K0.00%––
Ninety One UK Ltd139$12.0K0.00%––
Sound Income Strategies, LLC146$12.5K0.00%––
Highlander Capital Management, LLC150$13.0K0.01%––
American National Bank161$14.0K0.00%––
Wolff Wiese Magana LLC164$14.0K0.01%––
Laurel Wealth Advisors LLC172$15.0K0.00%––
Financial Management Professionals, Inc.186$16.0K0.00%––
Country Trust Bank194$17.0K0.00%––
Benjamin Edwards Inc200$17.0K0.01%––
MCF Advisors LLC201$17.0K0.00%––
Trust Co200$17.0K0.01%––
Close Asset Management Ltd200$17.0K0.00%––
Burleson & Company, LLC200$17.0K0.00%––
Coastal Capital Group, Inc.200$17.0K0.00%––
Atlas Private Wealth Management195$17.0K0.01%––
Mine & Arao Wealth Creation & Management, LLC.200$17.0K0.01%––
Mach-1 Financial Group, Inc.200$17.0K0.02%––
Wagner Wealth Management, LLC210$18.0K0.01%––
Grandview Asset Management LLC205$18.0K0.01%––
Private Ocean, LLC217$19.0K0.00%––
Sterling Investment Advisors, Ltd.223$19.0K0.01%––
Meridian Wealth Partners, LLC223$19.0K0.01%––
McClarren Financial Advisors, Inc.217$19.0K0.02%––
Allworth Financial LP229$20.0K0.00%––
Sawyer & Company, Inc233$20.0K0.01%––
Pacific Center for Financial Services250$21.0K0.01%––
Farmers & Merchants Trust Co of Chambersburg PA261$22.0K0.02%––
Creative Financial Designs Inc271$23.0K0.00%––
Bogart Wealth, LLC273$23.0K0.00%––
Solstein Capital, LLC275$24.0K0.03%––
Centerpoint Advisors, LLC280$24.0K0.01%––
Phoenix Wealth Advisors284$24.0K0.02%––
Tradewinds Capital Management, LLC294$25.0K0.00%––
Marquette Asset Management, LLC300$26.0K0.01%––
Compagnie Lombard Odier SCmA300$26.0K0.00%––
Selective Wealth Management, Inc.301$26.0K0.02%––
Fiduciary Planning LLC299$26.0K0.04%––
Kistler-Tiffany Companies, LLC319$27.0K0.01%––
TFC Financial Management334$29.0K0.01%––
Lenox Wealth Advisors, LLC353$30.0K0.00%––
First Command Bank348$30.0K0.01%––
First Command Financial Services, Inc.348$30.0K0.01%––
Savior LLC353$30.0K0.03%––
Rockbridge Investment Management, LCC366$31.0K0.01%––
Raffa Wealth Management, LLC363$31.3K0.01%––
Plante Moran Financial Advisors, LLC392$34.0K0.01%––
Barnett & Company, Inc.402$34.0K0.02%––
Kings Point Capital Management415$35.0K0.00%––
Old North State Trust, LLC409$35.0K0.03%––
Tucker Asset Management LLC419$35.8K0.02%––
Meeder Asset Management Inc422$36.0K0.00%––
Glen Eagle Advisors, LLC423$36.2K0.01%––