Novartis AG

NVS

Exchange: NYSE
Industry: Pharmaceutical Preparations
SEC CIK: 0001114448

SEC filings (opens in a new tab)

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q2 2023

Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,203; +31 vs. Q1 2023
Shares held: 148.5M; −23.3M (−13.5%) vs. Q1 2023
Total value: $14.9B; −$228.5M (−1.5%) vs. Q1 2023
New holders: 100; 341 more added
Sold out: 69; 474 more reduced

10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 1,203 institutions

Value heldQ2 2023: $14.9B

Institutions holding NVS and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,626	$21.3B
Q1 2026	1,605	$22.0B
Q4 2025	1,515	$18.4B
Q3 2025	1,405	$17.2B
Q2 2025	1,387	$16.2B
Q1 2025	1,361	$15.4B
Q4 2024	1,345	$12.7B
Q3 2024	1,314	$15.2B
Q2 2024	1,309	$14.7B
Q1 2024	1,254	$13.6B
Q4 2023	1,274	$14.2B
Q3 2023	1,225	$15.1B
Q2 2023	1,203	$14.9B
Q1 2023	1,182	$15.2B
Q4 2022	1,183	$15.5B
Q3 2022	1,088	$13.7B
Q2 2022	1,142	$16.9B
Q1 2022	1,137	$18.3B
Q4 2021	1,147	$18.5B
Q3 2021	1,083	$18.0B
Q2 2021	1,123	$19.8B
Q1 2021	1,138	$18.7B

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.

Institutions holding NVS in Q2 2023
Institution	Shares	Value	% of portfolio	Change in shares	Action
Covestor Ltd	3	$0	0.00%	00.0%	Unchanged
BOK Financial Private Wealth, Inc.	1	$101	0.00%	00.0%	Unchanged
Financial Freedom, LLC	3	$311	0.00%	00.0%	Unchanged
Highline Wealth Partners LLC	6	$605	0.00%	00.0%	Unchanged
Disciplined Investments, LLC	10	$1.01K	0.00%	00.0%	Unchanged
Comerica Bank	98,783	$1.16K	0.12%	+98,783	New
Plante Moran Financial Advisors, LLC	12	$1.21K	0.00%	00.0%	Unchanged
Armstrong Advisory Group, Inc	13	$1.31K	0.00%	00.0%	Unchanged
Hartford Financial Management Inc.	14	$1.41K	0.00%	00.0%	Unchanged
Cornerstone Planning Group LLC	15	$1.51K	0.00%	+15	New
NewSquare Capital LLC	16	$1.61K	0.00%	−25−61.0%	Reduced
Marquette Asset Management, LLC	17	$1.72K	0.00%	00.0%	Unchanged
Clearview Wealth Advisors LLC	18	$1.82K	0.00%	+18	New
TD Ameritrade Investment Management, LLC	22	$2.00K	0.00%	00.0%	Unchanged
Nisa Investment Advisors, LLC	22	$2.22K	0.00%	00.0%	Unchanged
Coppell Advisory Solutions LLC	24	$2.39K	0.00%	+24	New
Delta Asset Management LLC	25	$2.52K	0.00%	00.0%	Unchanged
Centennial Bank	25	$2.52K	0.00%	00.0%	Unchanged
Westside Investment Management, Inc.	26	$2.62K	0.00%	00.0%	Unchanged
Sound Income Strategies, LLC	30	$3.03K	0.00%	−3−9.1%	Reduced
Buck Wealth Strategies, LLC	30	$3.05K	0.00%	00.0%	Unchanged
Thompson Investment Management, Inc.	31	$3.13K	0.00%	00.0%	Unchanged
Tucker Asset Management LLC	33	$3.33K	0.00%	−40−54.8%	Reduced
FIL Ltd	37	$3.73K	0.00%	+37	New
Abound Wealth Management	38	$3.83K	0.00%	+38	New
Impact Partnership Wealth, LLC	49	$4.95K	0.00%	+49	New
Raleigh Capital Management Inc.	50	$5.05K	0.00%	00.0%	Unchanged
Glass Jacobson Investment Advisors llc	51	$5.15K	0.00%	+51	New
Jackson, Grant Investment Advisers, Inc.	56	$5.65K	0.00%	00.0%	Unchanged
HighMark Wealth Management LLC	59	$5.95K	0.00%	00.0%	Unchanged
Legend Financial Advisors, Inc.	61	$6.16K	0.01%	00.0%	Unchanged
TFC Financial Management	63	$6.36K	0.00%	00.0%	Unchanged
Richard W. Paul & Associates, LLC	65	$6.56K	0.00%	00.0%	Unchanged
Mascoma Wealth Management LLC	67	$6.90K	0.00%	00.0%	Unchanged
Cedar Mountain Advisors, LLC	70	$7.06K	0.00%	−9−11.4%	Reduced
Strategic Investment Solutions, Inc.	80	$7.77K	0.00%	00.0%	Unchanged
Tower Research Capital LLC (TRC)	77	$7.77K	0.00%	−23−23.0%	Reduced
Castleview Partners, LLC	77	$7.77K	0.01%	00.0%	Unchanged
Bollard Group LLC	79	$8.00K	0.00%	+79	New
Johnson Financial Group, Inc.	86	$8.68K	0.00%	+86	New
Archer Investment Corp	89	$8.98K	0.00%	+65+270.8%	Added
Sawyer & Company, Inc	85	$9.00K	0.00%	−60−41.4%	Reduced
WR Wealth Planners, LLC	90	$9.08K	0.00%	00.0%	Unchanged
Albion Financial Group	91	$9.18K	0.00%	00.0%	Unchanged
Newbridge Financial Services Group, Inc.	94	$9.46K	0.00%	00.0%	Unchanged
Horrell Capital Management, Inc.	100	$10.0K	0.00%	00.0%	Unchanged
Farmers & Merchants Trust Co of Chambersburg PA	101	$10.0K	0.01%	00.0%	Unchanged
Strengthening Families & Communities, LLC	100	$10.0K	0.00%	00.0%	Unchanged
Cowen Prime Advisors LLC	100	$10.1K	0.00%	00.0%	Unchanged
First Command Bank	100	$10.1K	0.00%	00.0%	Unchanged
First Command Financial Services, Inc.	100	$10.1K	0.00%	00.0%	Unchanged
PFG Private Wealth Management, LLC	100	$10.1K	0.01%	00.0%	Unchanged
Center for Financial Planning, Inc.	100	$10.1K	0.00%	00.0%	Unchanged
West Paces Advisors Inc.	100	$10.1K	0.00%	00.0%	Unchanged
ICA Group Wealth Management, LLC	108	$10.9K	0.00%	00.0%	Unchanged
Bell Investment Advisors, Inc	111	$11.2K	0.00%	+10+9.9%	Added
First Community Trust NA	113	$11.4K	0.01%	00.0%	Unchanged
Sofos Investments, Inc.	101	$11.5K	0.05%	+9+9.8%	Added
MCF Advisors LLC	115	$11.6K	0.00%	00.0%	Unchanged
PSI Advisors, LLC	121	$12.2K	0.01%	00.0%	Unchanged
Pacific Center for Financial Services	123	$12.4K	0.00%	00.0%	Unchanged
Horan Securities, Inc.	125	$12.6K	0.01%	00.0%	Unchanged
Quent Capital, LLC	126	$12.7K	0.00%	00.0%	Unchanged
Perkins Coie Trust Co	129	$13.0K	0.00%	−611−82.6%	Reduced
Raffa Wealth Management, LLC	137	$13.8K	0.00%	00.0%	Unchanged
Princeton Global Asset Management LLC	138	$13.9K	0.00%	00.0%	Unchanged
TSFG, LLC	136	$14.0K	0.01%	00.0%	Unchanged
Beacon Capital Management, LLC	142	$14.3K	0.00%	00.0%	Unchanged
Highlander Capital Management, LLC	150	$15.0K	0.01%	00.0%	Unchanged
Coston, McIsaac & Partners	150	$15.0K	0.01%	00.0%	Unchanged
Maryland Capital Advisors Inc.	150	$15.1K	0.01%	00.0%	Unchanged
O'Dell Group, LLC	150	$15.1K	0.00%	+150	New
Annapolis Financial Services, LLC	161	$16.2K	0.00%	00.0%	Unchanged
Oliver Lagore Vanvalin Investment Group	180	$18.2K	0.01%	00.0%	Unchanged
WealthPlan Investment Management, LLC	180	$18.2K	0.01%	+180	New
Eagle Bay Advisors LLC	184	$18.6K	0.01%	00.0%	Unchanged
GoalVest Advisory LLC	186	$18.8K	0.01%	+186	New
Transamerica Financial Advisors, Inc.	188	$19.0K	0.00%	00.0%	Unchanged
Country Trust Bank	194	$19.6K	0.00%	00.0%	Unchanged
Close Asset Management Ltd	200	$20.0K	0.00%	00.0%	Unchanged
Trust Co	200	$20.2K	0.00%	00.0%	Unchanged
Independence Bank of Kentucky	200	$20.2K	0.01%	00.0%	Unchanged
West Branch Capital LLC	200	$20.2K	0.01%	00.0%	Unchanged
Coastal Capital Group, Inc.	200	$20.2K	0.00%	00.0%	Unchanged
Red Tortoise LLC	207	$20.9K	0.01%	00.0%	Unchanged
Financial Synergies Wealth Advisors, Inc.	208	$21.0K	0.00%	−96−31.6%	Reduced
GW&K Investment Management, LLC	207	$21.0K	0.00%	+207	New
Thompson Siegel & Walmsley LLC	229	$23.0K	0.00%	00.0%	Unchanged
McClarren Financial Advisors, Inc.	234	$23.0K	0.02%	00.0%	Unchanged
Hollencrest Capital Management	232	$23.4K	0.00%	00.0%	Unchanged
Retirement Group, LLC	232	$23.4K	0.01%	+19+8.9%	Added
WFA Asset Management Corp	233	$23.5K	0.01%	00.0%	Unchanged
Nalls Sherbakoff Group, LLC	250	$24.1K	0.02%	00.0%	Unchanged
Adirondack Trust Co	230	$24.1K	0.01%	−326−58.6%	Reduced
Boyd Watterson Asset Management LLC	242	$24.4K	0.01%	00.0%	Unchanged
Credit Agricole S A	243	$24.5K	0.00%	00.0%	Unchanged
ORG Partners LLC	249	$24.6K	0.00%	+249	New
Antonetti Capital Management LLC	250	$25.2K	0.04%	00.0%	Unchanged
Silicon Valley Capital Partners	250	$25.2K	0.00%	+250	New
LFA - Lugano Financial Advisors SA	250	$25.2K	0.02%	+250	New