Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bartlett & Co. Wealth Management LLC | 155,768 | $15.7M | 0.27% | −11,825−7.1% | Reduced |
| Grandfield & Dodd, LLC | 153,757 | $15.5M | 1.08% | +156+0.1% | Added |
| Bank of Montreal | 151,940 | $15.5M | 0.01% | −4,203−2.7% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 150,871 | $15.2M | 3.31% | −3,422−2.2% | Reduced |
| Segall Bryant & Hamill, LLC | 150,206 | $15.2M | 0.16% | −2,932−1.9% | Reduced |
| Oak Associates, Ltd | 145,734 | $14.7M | 1.18% | −31,025−17.6% | Reduced |
| O'Shaughnessy Asset Management, LLC | 144,989 | $14.6M | 0.22% | +21,757+17.7% | Added |
| Richard C. Young & CO., LTD. | 142,759 | $14.4M | 1.98% | +322+0.2% | Added |
| First Republic Investment Management, Inc. | 141,758 | $14.3M | 0.07% | −17,959−11.2% | Reduced |
| Edgemoor Investment Advisors, Inc. | 138,892 | $14.0M | 1.58% | −1,793−1.3% | Reduced |
| Tekla Capital Management LLC | 136,225 | $13.7M | 0.54% | 00.0% | Unchanged |
| National Bank of Canada | 135,259 | $13.6M | 0.03% | +1,814+1.4% | Added |
| Guyasuta Investment Advisors Inc | 133,189 | $13.4M | 0.99% | −4,390−3.2% | Reduced |
| Wilkins Investment Counsel Inc | 132,750 | $13.4M | 3.50% | −1,960−1.5% | Reduced |
| CIBC World Markets Inc. | 130,550 | $13.2M | 0.05% | +614+0.5% | Added |
| Captrust Financial Advisors | 129,543 | $13.1M | 0.05% | +15,196+13.3% | Added |
| Somerville Kurt F | 128,950 | $13.0M | 2.48% | −15,440−10.7% | Reduced |
| Reynders McVeigh Capital Management, LLC | 128,536 | $13.0M | 0.85% | −4,515−3.4% | Reduced |
| Federated Hermes, Inc. | 126,686 | $12.8M | 0.03% | −16,220−11.4% | Reduced |
| Euro Pacific Asset Management, LLC | 126,607 | $12.6M | 2.75% | +2,467+2.0% | Added |
| Jane Street Group, LLC | 119,213 | $12.0M | 0.02% | −132,353−52.6% | Reduced |
| CORDA Investment Management, LLC. | 118,627 | $12.0M | 0.94% | −26,096−18.0% | Reduced |
| Fayez Sarofim & Co | 117,500 | $11.9M | 0.04% | −118,745−50.3% | Reduced |
| ProVise Management Group, LLC | 116,542 | $11.8M | 1.07% | +2,933+2.6% | Added |
| Tocqueville Asset Management L.P. | 114,611 | $11.6M | 0.21% | −63,613−35.7% | Reduced |
| United Capital Financial Advisers, LLC | 113,555 | $11.5M | 0.06% | −10,306−8.3% | Reduced |
| Foyston, Gordon, & Payne Inc | 113,042 | $11.4M | 2.98% | +83,712+285.4% | Added |
| Ingalls & Snyder LLC | 107,538 | $10.9M | 0.52% | +1,512+1.4% | Added |
| Foster Victor Wealth Advisors, LLC | 109,057 | $10.8M | 1.20% | −9,846−8.3% | Reduced |
| Price T Rowe Associates Inc | 106,676 | $10.8M | 0.00% | +9,174+9.4% | Added |
| Bahl & Gaynor Inc | 106,308 | $10.7M | 0.07% | +30.0% | Added |
| Integral Health Asset Management, LLC | 103,000 | $10.4M | 1.36% | +103,000 | New |
| Mercer Global Advisors Inc | 102,169 | $10.3M | 0.04% | +10,151+11.0% | Added |
| Ethic Inc. | 99,491 | $10.0M | 0.37% | −1,612−1.6% | Reduced |
| Clifford Swan Investment Counsel LLC | 97,788 | $9.87M | 0.40% | −304−0.3% | Reduced |
| Fort Washington Investment Advisors Inc | 97,182 | $9.81M | 0.07% | −396−0.4% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 96,190 | $9.71M | 0.46% | −3,600−3.6% | Reduced |
| Tweedy, Browne Co LLC | 96,056 | $9.69M | 0.51% | −1,772−1.8% | Reduced |
| Manufacturers Life Insurance Company, The | 94,344 | $9.52M | 0.01% | −499−0.5% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $9.45M | 1.05% | 00.0% | Unchanged |
| Tower Bridge Advisors | 93,209 | $9.41M | 0.86% | −12,440−11.8% | Reduced |
| Cubist Systematic Strategies, LLC | 92,457 | $9.33M | 0.10% | +91,057+6,504.1% | Added |
| CWM, LLC | 92,237 | $9.31M | 0.06% | −3,071−3.2% | Reduced |
| Gabelli Funds LLC | 89,500 | $9.03M | 0.07% | 00.0% | Unchanged |
| Blair William & Co | 86,983 | $8.78M | 0.03% | −1,781−2.0% | Reduced |
| MML Investors Services, LLC | 86,644 | $8.74M | 0.05% | +14,076+19.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 83,727 | $8.45M | 0.04% | +29,488+54.4% | Added |
| Matthew Goff Investment Advisor, LLC | 83,673 | $8.44M | 1.98% | +1,508+1.8% | Added |
| Zevin Asset Management LLC | 83,343 | $8.41M | 1.69% | +805+1.0% | Added |
| Investment House LLC | 82,515 | $8.33M | 0.62% | −1,720−2.0% | Reduced |
| Caption Management, LLC | 81,700 | $8.24M | 1.45% | +81,700 | New |
| Mengis Capital Management, Inc. | 81,693 | $8.24M | 1.64% | −175−0.2% | Reduced |
| Live Oak Private Wealth LLC | 81,121 | $8.19M | 1.63% | −365−0.4% | Reduced |
| Old Mission Capital LLC | 80,686 | $8.14M | 0.30% | +22,794+39.4% | Added |
| Gluskin Sheff & Assoc Inc | 80,648 | $8.14M | 0.49% | +19,020+30.9% | Added |
| Cohen Capital Management, Inc. | 80,148 | $8.09M | 1.57% | 00.0% | Unchanged |
| Puzo Michael J | 79,985 | $8.07M | 2.56% | +224+0.3% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 78,513 | $7.92M | 2.35% | −1,900−2.4% | Reduced |
| Houlihan Financial Resource Group, Ltd. | 78,450 | $7.85M | 0.24% | +76,250+3,465.9% | Added |
| Baird Financial Group, Inc. | 76,834 | $7.75M | 0.02% | +5,195+7.3% | Added |
| TCW Group Inc | 76,243 | $7.69M | 0.09% | −170.0% | Reduced |
| Moreno Evelyn V | 74,759 | $7.54M | 1.61% | −842−1.1% | Reduced |
| Banco Santander, S.A. | 74,319 | $7.50M | 0.10% | −9,890−11.7% | Reduced |
| ExodusPoint Capital Management, LP | 73,754 | $7.44M | 0.09% | −96,940−56.8% | Reduced |
| Welch & Forbes LLC | 73,307 | $7.40M | 0.12% | −1,713−2.3% | Reduced |
| Jarislowsky, Fraser Ltd | 72,363 | $7.30M | 0.04% | −8,466−10.5% | Reduced |
| Osterweis Capital Management Inc | – | $7.27M | 0.48% | – | – |
| Altrius Capital Management Inc | 70,534 | $7.12M | 2.11% | −728−1.0% | Reduced |
| Trustmark National Bank Trust Department | 69,246 | $6.99M | 0.65% | +4,987+7.8% | Added |
| Cetera Advisor Networks LLC | 68,805 | $6.94M | 0.05% | +6,451+10.3% | Added |
| Ritholtz Wealth Management | 68,598 | $6.92M | 0.31% | +7,782+12.8% | Added |
| Camden National Bank | 67,527 | $6.81M | 1.33% | −1,174−1.7% | Reduced |
| Country Club Bank | 66,452 | $6.60M | 0.52% | −3,050−4.4% | Reduced |
| Timber Creek Capital Management LLC | 65,372 | $6.60M | 2.27% | −161−0.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 63,511 | $6.41M | 0.01% | +1,021+1.6% | Added |
| Dearborn Partners LLC | 63,308 | $6.39M | 0.24% | +225+0.4% | Added |
| Brown Brothers Harriman & Co | 62,638 | $6.32M | 0.05% | −1,100−1.7% | Reduced |
| Pinnacle Associates Ltd | 62,505 | $6.31M | 0.11% | −1,266−2.0% | Reduced |
| Kestra Advisory Services, LLC | 62,482 | $6.31M | 0.06% | +30,130+93.1% | Added |
| Fifth Third Bancorp | 61,311 | $6.19M | 0.03% | −5,025−7.6% | Reduced |
| Nichols & Pratt Advisers LLP | 61,229 | $6.18M | 0.45% | −56,952−48.2% | Reduced |
| Rathbone Brothers plc | 60,604 | $6.12M | 0.06% | −1,138−1.8% | Reduced |
| Sphera Funds Management Ltd. | 60,000 | $6.05M | 1.30% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 59,283 | $5.98M | 0.01% | −15,928−21.2% | Reduced |
| Millennium Management LLC | 59,154 | $5.97M | 0.01% | −888,068−93.8% | Reduced |
| Trust Co of Vermont | 59,106 | $5.96M | 0.39% | −2,679−4.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 58,505 | $5.90M | 0.01% | +30,301+107.4% | Added |
| Narwhal Capital Management | 54,895 | $5.54M | 0.65% | −278−0.5% | Reduced |
| Garland Capital Management Inc | 54,785 | $5.53M | 3.72% | +900+1.7% | Added |
| NorthCrest Asset Manangement, LLC | 54,236 | $5.47M | 0.22% | −97−0.2% | Reduced |
| Fiduciary Trust Co | 53,573 | $5.41M | 0.10% | −1,751−3.2% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 53,299 | $5.38M | 2.62% | +218+0.4% | Added |
| Cresset Asset Management, LLC | 53,075 | $5.36M | 0.04% | +32,816+162.0% | Added |
| Prentiss Smith & Co Inc | 52,492 | $5.30M | 3.97% | −157−0.3% | Reduced |
| First Manhattan Co | 52,233 | $5.27M | 0.02% | −146,649−73.7% | Reduced |
| Baldwin Brothers Inc | 52,156 | $5.26M | 0.43% | −579−1.1% | Reduced |
| Mar Vista Investment Partners LLC | 51,675 | $5.21M | 0.22% | +140.0% | Added |
| Deutsche Bank AG | 51,000 | $5.15M | 0.00% | +45,066+759.5% | Added |
| Pittenger & Anderson Inc | 50,820 | $5.13M | 0.25% | 00.0% | Unchanged |
| Cornerstone Wealth Group, LLC | 50,380 | $5.08M | 0.92% | −1,130−2.2% | Reduced |