Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Boothbay Fund Management, LLC | 49,563 | $5.00M | 0.17% | +49,563 | New |
| Farmers & Merchants Investments Inc | 49,485 | $4.99M | 0.19% | +2,203+4.7% | Added |
| Wetherby Asset Management Inc | 48,970 | $4.94M | 0.27% | +4,062+9.0% | Added |
| Liontrust Investment Partners LLP | 48,742 | $4.92M | 0.07% | −169,222−77.6% | Reduced |
| JustInvest LLC | 48,070 | $4.85M | 0.15% | +5,672+13.4% | Added |
| Whittier Trust Co | 47,549 | $4.80M | 0.08% | −786−1.6% | Reduced |
| Vestmark Advisory Solutions, Inc. | 46,450 | $4.69M | 0.18% | −3,331−6.7% | Reduced |
| Jones Financial Companies LLLP | 45,625 | $4.60M | 0.01% | −2,319−4.8% | Reduced |
| Auto-Owners Insurance Co | 45,143 | $4.56M | 0.15% | 00.0% | Unchanged |
| Bleakley Financial Group, LLC | 44,658 | $4.51M | 0.14% | −8,438−15.9% | Reduced |
| Sawtooth Solutions, LLC | 44,623 | $4.50M | 0.12% | −12,361−21.7% | Reduced |
| Squarepoint Ops LLC | 44,064 | $4.45M | 0.02% | +26,862+156.2% | Added |
| Smithbridge Asset Management Inc | 43,887 | $4.43M | 1.04% | +1,890+4.5% | Added |
| Y.D. More Investments Ltd | 43,806 | $4.42M | 1.12% | 00.0% | Unchanged |
| Delaney Dennis R | 43,763 | $4.42M | 2.69% | +11,092+34.0% | Added |
| Atria Investments LLC | 43,465 | $4.38M | 0.08% | −2,756−6.0% | Reduced |
| Glassy Mountain Advisors, Inc. | 43,332 | $4.37M | 1.95% | +43,332 | New |
| Notis-McConarty Edward | 42,991 | $4.34M | 1.65% | −250−0.6% | Reduced |
| Guardian Capital Advisors LP | 44,229 | $4.32M | 0.49% | −1,624−3.5% | Reduced |
| Pekin Hardy Strauss, Inc. | 42,694 | $4.31M | 0.67% | −1,008−2.3% | Reduced |
| Woodmont Investment Counsel LLC | 42,614 | $4.30M | 0.45% | −354−0.8% | Reduced |
| Beck Bode, LLC | 42,311 | $4.25M | 1.03% | +42,311 | New |
| Carret Asset Management, LLC | 42,091 | $4.25M | 0.56% | −962−2.2% | Reduced |
| Buckingham Strategic Wealth, LLC | 41,135 | $4.15M | 0.06% | +29,404+250.7% | Added |
| Hayek Kallen Investment Management | 41,007 | $4.14M | 1.76% | +1,819+4.6% | Added |
| Cardinal Capital Management | 40,879 | $4.13M | 0.83% | −564−1.4% | Reduced |
| Scotia Capital Inc. | 40,842 | $4.12M | 0.03% | −1,671−3.9% | Reduced |
| Fairfield, Bush & Co. | 40,836 | $4.12M | 1.13% | −375−0.9% | Reduced |
| Advisory Services Network, LLC | 40,506 | $4.09M | 0.11% | +4,472+12.4% | Added |
| Private Advisor Group, LLC | 38,191 | $3.91M | 0.03% | −531−1.4% | Reduced |
| Yousif Capital Management, LLC | 38,348 | $3.87M | 0.05% | −2,136−5.3% | Reduced |
| Logan Capital Management Inc | 38,302 | $3.87M | 0.19% | −1,056−2.7% | Reduced |
| Beach Investment Counsel Inc | 38,280 | $3.86M | 0.46% | −1,415−3.6% | Reduced |
| Keybank National Association | 37,746 | $3.81M | 0.02% | −3,682−8.9% | Reduced |
| Bradley Foster & Sargent Inc | 37,429 | $3.78M | 0.08% | −250−0.7% | Reduced |
| Davenport & Co LLC | 37,208 | $3.75M | 0.03% | −3,407−8.4% | Reduced |
| Patten & Patten Inc | 36,900 | $3.72M | 0.31% | +457+1.3% | Added |
| Advisors Capital Management, LLC | 35,542 | $3.59M | 0.09% | +1,127+3.3% | Added |
| Providence Capital Advisors, LLC | 35,214 | $3.55M | 0.90% | +518+1.5% | Added |
| Catalyst Capital Advisors LLC | 35,089 | $3.54M | 0.10% | −4,500−11.4% | Reduced |
| Argent Trust Co | 34,921 | $3.52M | 0.19% | −840−2.3% | Reduced |
| Glenmede Trust Co NA | 38,173 | $3.51M | 0.02% | 00.0% | Unchanged |
| Perennial Advisors, LLC | 34,608 | $3.49M | 0.89% | −740−2.1% | Reduced |
| Azzad Asset Management Inc | 34,322 | $3.46M | 0.47% | +162+0.5% | Added |
| Steward Partners Investment Advisory, LLC | 33,964 | $3.43M | 0.05% | +6,620+24.2% | Added |
| WealthTrust Axiom LLC | 33,190 | $3.35M | 1.11% | −100.0% | Reduced |
| We Are One Seven, LLC | 32,917 | $3.32M | 0.30% | −1,301−3.8% | Reduced |
| Chesley Taft & Associates LLC | 32,837 | $3.31M | 0.20% | −500−1.5% | Reduced |
| Beverly Hills Private Wealth, LLC | 32,422 | $3.30M | 0.54% | +15,978+97.2% | Added |
| Crossmark Global Holdings, Inc. | 31,285 | $3.26M | 0.07% | +1,207+4.0% | Added |
| Alliancebernstein L.P. | 32,207 | $3.25M | 0.00% | +6,328+24.5% | Added |
| Brinker Capital Investments, LLC | 31,928 | $3.22M | 0.03% | +3,088+10.7% | Added |
| Orion Portfolio Solutions, LLC | 31,928 | $3.22M | 0.03% | +3,088+10.7% | Added |
| Summit Global Investments | 31,639 | $3.19M | 0.21% | +1,186+3.9% | Added |
| Russell Investments Group, Ltd. | 31,373 | $3.17M | 0.01% | −17,893−36.3% | Reduced |
| Trexquant Investment LP | 31,342 | $3.16M | 0.08% | +6,931+28.4% | Added |
| Haverford Trust Co | 31,319 | $3.16M | 0.04% | −2,397−7.1% | Reduced |
| FORA Capital, LLC | 31,299 | $3.16M | 0.45% | +1,259+4.2% | Added |
| Signaturefd, LLC | 31,024 | $3.13M | 0.08% | +2,341+8.2% | Added |
| Naviter Wealth, LLC | 30,634 | $3.09M | 0.79% | +4,001+15.0% | Added |
| Hantz Financial Services, Inc. | 30,564 | $3.08M | 0.08% | +1,218+4.2% | Added |
| Oppenheimer & Co Inc | 30,414 | $3.07M | 0.06% | −646−2.1% | Reduced |
| AMG National Trust Bank | 30,223 | $3.05M | 0.10% | −1,576−5.0% | Reduced |
| WCG Wealth Advisors LLC | 30,016 | $3.03M | 0.35% | +3,489+13.2% | Added |
| Everett Harris & Co | 29,919 | $3.02M | 0.05% | −1,400−4.5% | Reduced |
| FDx Advisors, Inc. | 29,664 | $2.99M | 0.16% | −28,123−48.7% | Reduced |
| Capital World Investors | 30,032 | $2.98M | 0.00% | +278+0.9% | Added |
| Rhumbline Advisers | 29,286 | $2.96M | 0.00% | +29,286 | New |
| Moors & Cabot, Inc. | 29,042 | $2.93M | 0.19% | −1,005−3.3% | Reduced |
| Naples Global Advisors, LLC | 29,024 | $2.93M | 0.34% | −375−1.3% | Reduced |
| Cubic Asset Management, LLC | 28,948 | $2.92M | 0.79% | −1,810−5.9% | Reduced |
| apricus wealth, LLC | 29,496 | $2.92M | 2.57% | −45−0.2% | Reduced |
| Arvest Trust Co N A | 27,574 | $2.89M | 0.17% | −1,665−5.7% | Reduced |
| Park Avenue Securities LLC | 28,641 | $2.89M | 0.05% | +5,016+21.2% | Added |
| Northeast Investment Management | 28,574 | $2.88M | 0.16% | +54+0.2% | Added |
| TownSquare Capital, LLC | 28,225 | $2.85M | 0.05% | +14,852+111.1% | Added |
| Peapack Gladstone Financial Corp | 28,190 | $2.84M | 0.05% | −23−0.1% | Reduced |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,140 | $2.84M | 2.43% | 00.0% | Unchanged |
| Kidder Stephen W | 28,085 | $2.83M | 0.93% | +90+0.3% | Added |
| National Asset Management, Inc. | 28,024 | $2.83M | 0.06% | +1,833+7.0% | Added |
| Fort Pitt Capital Group, LLC | 27,985 | $2.82M | 0.10% | +2,960+11.8% | Added |
| Mirabella Financial Services LLP | 27,826 | $2.81M | 0.33% | −33,132−54.4% | Reduced |
| Hall Laurie J Trustee | 27,707 | $2.80M | 1.11% | +50.0% | Added |
| Boston Partners | 27,690 | $2.79M | 0.00% | 00.0% | Unchanged |
| Beacon Financial Group | 28,093 | $2.79M | 0.38% | −1,241−4.2% | Reduced |
| Broderick Brian C | 27,590 | $2.78M | 0.73% | −360−1.3% | Reduced |
| Voya Investment Management LLC | 27,435 | $2.77M | 0.00% | +17,600+179.0% | Added |
| AE Wealth Management LLC | 27,295 | $2.75M | 0.02% | −751−2.7% | Reduced |
| Integrated Wealth Concepts LLC | 27,226 | $2.75M | 0.05% | +900+3.4% | Added |
| First Hawaiian Bank | 27,081 | $2.73M | 0.09% | −6,762−20.0% | Reduced |
| Telos Capital Management, Inc. | 26,574 | $2.68M | 0.36% | −762−2.8% | Reduced |
| Advisor Partners II, LLC | 26,343 | $2.66M | 0.12% | +619+2.4% | Added |
| Synergy Financial Management, LLC | 25,944 | $2.62M | 0.65% | +25,944 | New |
| Atria Wealth Solutions, Inc. | 25,362 | $2.56M | 0.03% | +255+1.0% | Added |
| Forum Financial Management, LP | 25,215 | $2.54M | 0.06% | +1,374+5.8% | Added |
| Bokf, NA | 25,152 | $2.54M | 0.05% | −2,145−7.9% | Reduced |
| Connolly Sarah T. | 25,141 | $2.54M | 1.53% | −52−0.2% | Reduced |
| Whittier Trust Co of Nevada Inc | 25,056 | $2.53M | 0.09% | −244−1.0% | Reduced |
| Cohen Lawrence B | 25,014 | $2.52M | 1.62% | −118−0.5% | Reduced |
| Tealwood Asset Management Inc | 24,856 | $2.51M | 1.22% | −355−1.4% | Reduced |