Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Klingenstein Fields & Co LP | 9,770 | $799.0K | 0.03% | +988+11.3% | Added |
| Roundview Capital LLC | 9,736 | $796.0K | 0.09% | −143−1.4% | Reduced |
| Drexel Morgan & Co. | 9,720 | $795.0K | 0.26% | 00.0% | Unchanged |
| FRG Family Wealth Advisors LLC | 9,710 | $794.0K | 0.16% | −1,062−9.9% | Reduced |
| Sittner & Nelson, LLC | 9,698 | $793.0K | 0.51% | +483+5.2% | Added |
| qPULA Trading Management LP | 9,699 | $793.0K | 1.24% | +9,699 | New |
| Cutter & CO Brokerage, Inc. | 9,604 | $785.0K | 0.19% | +775+8.8% | Added |
| Radnor Capital Management, LLC | 9,525 | $779.0K | 0.46% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 9,485 | $776.0K | 0.14% | −824−8.0% | Reduced |
| Diversified Trust Co | 9,437 | $772.0K | 0.03% | −152−1.6% | Reduced |
| Thornburg Investment Management Inc | 9,370 | $766.0K | 0.01% | 00.0% | Unchanged |
| Beaton Management Co. Inc. | 9,347 | $764.0K | 0.51% | −100−1.1% | Reduced |
| First Hawaiian Bank | 9,260 | $758.0K | 0.03% | −1,548−14.3% | Reduced |
| Prudential Financial Inc | 8,996 | $751.0K | 0.00% | −491−5.2% | Reduced |
| Kestra Private Wealth Services, LLC | 9,165 | $750.0K | 0.04% | −5,816−38.8% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 9,132 | $747.0K | 0.17% | +351+4.0% | Added |
| Beacon Investment Advisory Services, Inc. | 9,115 | $745.0K | 0.03% | −3,549−28.0% | Reduced |
| Atlas Capital Advisors LLC | 9,069 | $741.7K | 0.12% | +4,869+115.9% | Added |
| Dorsey & Whitney Trust CO LLC | 9,076 | $741.0K | 0.07% | +117+1.3% | Added |
| Avantax Advisory Services, Inc. | 8,990 | $730.0K | 0.01% | +1,126+14.3% | Added |
| Rosenbaum Jay D. | 8,737 | $714.0K | 1.19% | +275+3.2% | Added |
| Lee Danner & Bass Inc | 8,714 | $713.0K | 0.07% | 00.0% | Unchanged |
| D.B. Root & Company, LLC | 8,669 | $708.0K | 0.28% | −1,473−14.5% | Reduced |
| Wealthspire Advisors, LLC | 8,650 | $707.0K | 0.01% | +8,650 | New |
| Ballentine Partners, LLC | 8,624 | $705.0K | 0.02% | +518+6.4% | Added |
| Chilton Capital Management LLC | 8,571 | $701.0K | 0.04% | +1,649+23.8% | Added |
| Norway Savings Bank | 8,543 | $699.0K | 0.33% | −1,490−14.9% | Reduced |
| Central Trust Co | 8,483 | $694.0K | 0.02% | −200−2.3% | Reduced |
| Lantz Financial LLC | 8,490 | $694.0K | 0.36% | +403+5.0% | Added |
| Dillon & Associates Inc | 8,449 | $693.0K | 0.13% | 00.0% | Unchanged |
| OmniStar Financial Group, Inc. | 8,347 | $682.0K | 0.81% | +8,347 | New |
| Oarsman Capital, Inc. | 8,327 | $681.0K | 0.28% | −405−4.6% | Reduced |
| Alexandria Capital, LLC | 8,323 | $681.0K | 0.06% | +814+10.8% | Added |
| Cetera Advisors LLC | 8,309 | $679.0K | 0.01% | +327+4.1% | Added |
| Means Investment Co., Inc. | 8,277 | $677.0K | 0.13% | +553+7.2% | Added |
| Kovitz Investment Group Partners, LLC | 8,267 | $676.0K | 0.01% | −210−2.5% | Reduced |
| Anchor Investment Management, LLC | 8,250 | $674.7K | 0.09% | −565−6.4% | Reduced |
| Centiva Capital, LP | 8,236 | $674.0K | 0.05% | −579−6.6% | Reduced |
| Quadrant Capital Group LLC | 8,232 | $673.0K | 0.09% | +232+2.9% | Added |
| Covington Capital Management | 8,213 | $672.0K | 0.03% | −25−0.3% | Reduced |
| EP Wealth Advisors, LLC | 8,078 | $661.0K | 0.02% | +790+10.8% | Added |
| First Foundation Advisors | 8,070 | $660.0K | 0.02% | −682−7.8% | Reduced |
| Kingsview Wealth Management, LLC | 8,070 | $660.0K | 0.03% | +311+4.0% | Added |
| Veriti Management LLC | 7,983 | $653.0K | 0.09% | −69−0.9% | Reduced |
| Archford Capital Strategies, LLC | 7,969 | $652.0K | 0.15% | +647+8.8% | Added |
| First National Bank of Omaha | 7,913 | $647.0K | 0.03% | −41,412−84.0% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 7,914 | $647.0K | 0.52% | −497−5.9% | Reduced |
| Valmark Advisers, Inc. | 7,916 | $647.0K | 0.01% | −328−4.0% | Reduced |
| Wealthsource Partners, LLC | 7,907 | $647.0K | 0.06% | +50+0.6% | Added |
| Marotta Asset Management | 7,895 | $645.7K | 0.16% | +115+1.5% | Added |
| Essex Financial Services, Inc. | 7,823 | $640.0K | 0.07% | +1,079+16.0% | Added |
| Guggenheim Capital LLC | 7,810 | $639.0K | 0.00% | −1,179−13.1% | Reduced |
| Total Clarity Wealth Management, Inc. | 7,810 | $639.0K | 0.30% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 7,749 | $634.0K | 0.21% | +276+3.7% | Added |
| Ascent Wealth Partners, LLC | 7,747 | $634.0K | 0.12% | +1,955+33.8% | Added |
| Valeo Financial Advisors, LLC | 7,716 | $631.0K | 0.04% | +616+8.7% | Added |
| Cape Cod Five Cents Savings Bank | 7,656 | $627.0K | 0.06% | −140−1.8% | Reduced |
| NTV Asset Management LLC | 7,641 | $625.0K | 0.11% | +558+7.9% | Added |
| Ellevest, Inc. | 7,560 | $618.0K | 0.06% | +1,680+28.6% | Added |
| Walter & Keenan Financial Consulting Co | 7,474 | $611.0K | 0.21% | 00.0% | Unchanged |
| Woodstock Corp | 7,405 | $606.0K | 0.07% | −110−1.5% | Reduced |
| Mission Wealth Management, LP | 7,392 | $605.0K | 0.03% | −411−5.3% | Reduced |
| Biltmore Family Office, LLC | 7,369 | $603.0K | 0.15% | +2,572+53.6% | Added |
| Community Bank, N.A. | 7,358 | $602.0K | 0.07% | −648−8.1% | Reduced |
| BSW Wealth Partners | 7,361 | $602.0K | 0.17% | +4,010+119.7% | Added |
| Latitude Advisors, LLC | 7,333 | $600.0K | 0.19% | +3,715+102.7% | Added |
| KCM Investment Advisors LLC | 7,289 | $596.0K | 0.02% | −79−1.1% | Reduced |
| Brandywine Oak Private Wealth LLC | 7,259 | $593.0K | 0.07% | +605+9.1% | Added |
| Colony Group LLC | 7,232 | $591.0K | 0.01% | −1,126−13.5% | Reduced |
| Gradient Investments LLC | 7,193 | $588.0K | 0.02% | +250+3.6% | Added |
| Thomasville National Bank | 7,168 | $586.0K | 0.06% | −1,621−18.4% | Reduced |
| Wealth Alliance | 7,175 | $586.0K | 0.13% | +253+3.7% | Added |
| Abundance Wealth Counselors | 7,166 | $586.0K | 0.34% | +539+8.1% | Added |
| Altfest L J & Co Inc | 7,139 | $584.0K | 0.12% | +492+7.4% | Added |
| Redwood Investment Management, LLC | 7,117 | $582.0K | 0.08% | 00.0% | Unchanged |
| Hutner Capital Management Inc | 7,090 | $580.0K | 0.38% | −4,243−37.4% | Reduced |
| Moloney Securities Asset Management, LLC | 7,071 | $578.0K | 0.11% | −42−0.6% | Reduced |
| Pallas Capital Advisors LLC | 6,728 | $562.0K | 0.06% | +1,759+35.4% | Added |
| Foster & Motley Inc | 6,854 | $561.0K | 0.05% | +813+13.5% | Added |
| First City Capital Management, Inc. | 6,812 | $557.0K | 0.31% | 00.0% | Unchanged |
| Lido Advisors, LLC | 6,822 | $557.0K | 0.01% | +231+3.5% | Added |
| Gibraltar Capital Management, Inc. | 6,758 | $553.0K | 0.28% | −52−0.8% | Reduced |
| Williams Jones Wealth Management, LLC. | 6,747 | $552.0K | 0.01% | −43−0.6% | Reduced |
| TrinityPoint Wealth, LLC | 6,740 | $551.0K | 0.11% | −141−2.0% | Reduced |
| Ritholtz Wealth Management | 6,622 | $542.0K | 0.04% | −3,406−34.0% | Reduced |
| Weather Gauge Advisory, LLC | 6,616 | $541.0K | 0.70% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 6,568 | $537.0K | 0.06% | −657−9.1% | Reduced |
| Great Diamond Partners, LLC | 6,578 | $537.0K | 0.15% | +109+1.7% | Added |
| V Wealth Advisors LLC | 6,562 | $537.0K | 0.08% | +754+13.0% | Added |
| Bard Financial Services, Inc. | 6,500 | $532.0K | 0.05% | 00.0% | Unchanged |
| Cannell Peter B & Co Inc | 6,496 | $531.0K | 0.02% | −2,131−24.7% | Reduced |
| Penbrook Management LLC | 6,460 | $528.0K | 0.33% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 6,429 | $526.0K | 0.01% | +2,786+76.5% | Added |
| First Affirmative Financial Network | 6,390 | $523.0K | 0.54% | +6,390 | New |
| Summit Financial, LLC | 6,383 | $522.0K | 0.04% | +3,072+92.8% | Added |
| Montag A & Associates Inc | 6,364 | $520.0K | 0.03% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 6,356 | $520.0K | 0.06% | −9−0.1% | Reduced |
| Davidson Trust Co | 6,353 | $520.0K | 0.40% | +712+12.6% | Added |
| Qtron Investments LLC | 6,353 | $520.0K | 0.14% | +2,051+47.7% | Added |
| Foresight Wealth Management, LLC | 6,331 | $518.0K | 0.23% | −381−5.7% | Reduced |