Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| E&G Advisors, LP | 6,298 | $515.0K | 0.14% | +6,298 | Added |
| Stratos Wealth Advisors, LLC | 6,286 | $514.0K | 0.04% | +2,845+82.7% | Added |
| Mraz, Amerine & Associates, Inc. | 6,245 | $511.0K | 0.14% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 6,246 | $510.0K | 0.09% | +750+13.6% | Added |
| Flagship Harbor Advisors, LLC | 5,558 | $507.0K | 0.05% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 6,182 | $506.0K | 0.12% | +354+6.1% | Added |
| Altshuler Shaham Ltd | 6,109 | $500.0K | 0.00% | +2,000+48.7% | Added |
| CAPROCK Group, Inc. | 6,100 | $499.0K | 0.04% | −191−3.0% | Reduced |
| Capital Investment Advisors, LLC | 6,096 | $499.0K | 0.02% | −176−2.8% | Reduced |
| American Portfolios Advisors | 6,099 | $498.8K | 0.02% | −516−7.8% | Reduced |
| J.W. Cole Advisors, Inc. | 6,091 | $498.0K | 0.04% | +479+8.5% | Added |
| Wesbanco Bank Inc | 6,081 | $497.0K | 0.02% | −716−10.5% | Reduced |
| Intellectus Partners, LLC | 6,072 | $497.0K | 0.12% | −10.0% | Reduced |
| Caldwell Trust Co | 6,061 | $495.7K | 0.06% | −131−2.1% | Reduced |
| Principle Wealth Partners LLC | 6,052 | $495.0K | 0.06% | −754−11.1% | Reduced |
| Argyle Capital Management Inc. | 6,050 | $495.0K | 0.16% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 6,042 | $494.0K | 0.22% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 6,045 | $492.0K | 0.33% | −332−5.2% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $491.0K | 0.02% | 00.0% | Unchanged |
| Lincoln National Corp | 5,961 | $488.0K | 0.01% | −1,704−22.2% | Reduced |
| Canandaigua National Corp | 5,970 | $488.0K | 0.08% | −13−0.2% | Reduced |
| Hartford Investment Management Co | 5,965 | $488.0K | 0.01% | 00.0% | Unchanged |
| Cullinan Associates Inc | 5,965 | $488.0K | 0.03% | +165+2.8% | Added |
| LeJeune Puetz Investment Counsel LLC | 5,960 | $487.0K | 0.18% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 5,933 | $485.0K | 0.02% | +211+3.7% | Added |
| Independent Advisor Alliance | 5,936 | $485.0K | 0.03% | +250+4.4% | Added |
| Sage Rhino Capital LLC | 5,842 | $478.0K | 0.15% | +48+0.8% | Added |
| Fort Sheridan Advisors LLC | 5,827 | $477.0K | 0.16% | −58−1.0% | Reduced |
| Plancorp, LLC | 5,830 | $477.0K | 0.03% | 00.0% | Unchanged |
| Rossmore Private Capital | 5,835 | $477.0K | 0.08% | 00.0% | Unchanged |
| Security Asset Management | 5,814 | $475.0K | 0.19% | 00.0% | Unchanged |
| Clear Perspective Advisors, LLC | 5,802 | $474.0K | 0.16% | −290−4.8% | Reduced |
| Ropes Wealth Advisors LLC | 5,719 | $468.0K | 0.07% | −150−2.6% | Reduced |
| Moneta Group Investment Advisors LLC | 5,710 | $467.0K | 0.02% | +2,389+71.9% | Added |
| Assetmark, Inc | 5,697 | $466.0K | 0.00% | +740+14.9% | Added |
| Busey Wealth Management | 5,623 | $460.0K | 0.02% | +867+18.2% | Added |
| Mather Group, LLC. | 5,619 | $459.0K | 0.01% | +130+2.4% | Added |
| O'Brien Greene & Co. Inc | 5,574 | $456.0K | 0.17% | 00.0% | Unchanged |
| Bellecapital International Ltd. | 5,561 | $455.0K | 0.14% | 00.0% | Unchanged |
| Spire Wealth Management | 5,568 | $455.0K | 0.01% | +100+1.8% | Added |
| Moody Lynn & Lieberson, LLC | 5,550 | $454.0K | 0.03% | +299+5.7% | Added |
| Fieldpoint Private Securities, LLC | 5,535 | $453.0K | 0.10% | +138+2.6% | Added |
| HBK Sorce Advisory LLC | 5,524 | $452.0K | 0.02% | −22−0.4% | Reduced |
| St Germain D J Co Inc | 5,514 | $451.0K | 0.03% | 00.0% | Unchanged |
| Smithfield Trust Co | 5,485 | $450.0K | 0.03% | 00.0% | Unchanged |
| Clarius Group, LLC | 5,495 | $449.0K | 0.04% | −555−9.2% | Reduced |
| Balentine LLC | 5,475 | $448.0K | 0.02% | +336+6.5% | Added |
| Aaron Wealth Advisors | 5,468 | $447.0K | 0.13% | +408+8.1% | Added |
| Cable Hill Partners, LLC | 5,451 | $446.0K | 0.11% | +752+16.0% | Added |
| HSBC Holdings PLC | 5,458 | $446.0K | 0.00% | +5,458 | New |
| Mark Sheptoff Financial Planning, LLC | 5,416 | $443.0K | 0.24% | −350−6.1% | Reduced |
| Northwest Capital Management Inc | 5,192 | $441.0K | 0.23% | +42+0.8% | Added |
| DF Dent & Co Inc | 5,379 | $440.0K | 0.00% | −96−1.8% | Reduced |
| Armor Investment Advisors, LLC | 5,369 | $439.0K | 0.28% | −123−2.2% | Reduced |
| Intrust Bank NA | 5,351 | $438.0K | 0.06% | −831−13.4% | Reduced |
| Jacobs & Co | 5,325 | $435.0K | 0.05% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 5,308 | $434.0K | 0.24% | +797+17.7% | Added |
| Juncture Wealth Strategies, LLC | 5,300 | $433.0K | 0.23% | +400+8.2% | Added |
| Tdam USA Inc. | 5,262 | $430.0K | 0.03% | 00.0% | Unchanged |
| Brighton Jones LLC | 5,249 | $429.0K | 0.02% | +1,164+28.5% | Added |
| Beck Mack & Oliver LLC | 5,200 | $425.0K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 5,174 | $423.1K | 0.00% | +502+10.7% | Added |
| Mitchell McLeod Pugh & Williams Inc | 5,144 | $421.0K | 0.16% | 00.0% | Unchanged |
| Valley Brook Capital Group | 5,151 | $421.0K | 0.42% | 00.0% | Unchanged |
| Virtu Financial LLC | 5,142 | $421.0K | 0.04% | +5,142 | New |
| Patriot Investment Management Inc. | 5,140 | $420.0K | 0.04% | +231+4.7% | Added |
| NorthRock Partners, LLC | 5,086 | $416.0K | 0.03% | −25−0.5% | Reduced |
| Avidian Wealth Solutions, LLC | 5,074 | $415.0K | 0.03% | +47+0.9% | Added |
| Icon Wealth Partners, LLC | 5,073 | $415.0K | 0.04% | +146+3.0% | Added |
| Cypress Capital Group | 5,076 | $415.0K | 0.06% | +159+3.2% | Added |
| Alhambra Investment Partners LLC | 5,034 | $412.0K | 0.31% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 5,043 | $412.0K | 0.01% | +307+6.5% | Added |
| Simplex Trading, LLC | 4,475 | $410.0K | 0.01% | 00.0% | Unchanged |
| North Star Asset Management Inc | 5,001 | $409.0K | 0.02% | +575+13.0% | Added |
| Institute for Wealth Management, LLC. | 4,979 | $407.0K | 0.07% | −60−1.2% | Reduced |
| Salem Investment Counselors Inc | 4,971 | $407.0K | 0.02% | +200+4.2% | Added |
| Old Dominion Capital Management Inc | 4,955 | $405.0K | 0.09% | −11−0.2% | Reduced |
| Ategra Capital Management, LLC | 4,952 | $405.0K | 0.20% | −232−4.5% | Reduced |
| Dakota Wealth Management | 4,933 | $403.0K | 0.05% | −10−0.2% | Reduced |
| Hoylecohen, LLC | 4,922 | $403.0K | 0.04% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 4,904 | $401.0K | 0.05% | +237+5.1% | Added |
| Brown Advisory Securities, LLC | 4,928 | $401.0K | 0.12% | +2,297+87.3% | Added |
| jvl associates llc | 4,895 | $400.0K | 0.28% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 4,875 | $399.0K | 0.31% | 00.0% | Unchanged |
| Spinnaker Trust | 4,861 | $398.0K | 0.03% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 4,859 | $397.5K | 0.04% | +1,761+56.8% | Added |
| Venturi Wealth Management, LLC | 4,858 | $397.0K | 0.03% | −960−16.5% | Reduced |
| Ashfield Capital Partners, LLC | 4,849 | $397.0K | 0.03% | −359−6.9% | Reduced |
| YHB Investment Advisors, Inc. | 4,827 | $395.0K | 0.03% | −185−3.7% | Reduced |
| Cohen Investment Advisors LLC | 4,763 | $390.0K | 0.30% | +27+0.6% | Added |
| Bowen Hanes & Co Inc | 4,745 | $388.0K | 0.01% | 00.0% | Unchanged |
| Violich Capital Management, Inc. | 4,740 | $388.0K | 0.06% | +800+20.3% | Added |
| Davis R M Inc | 4,715 | $386.0K | 0.01% | +101+2.2% | Added |
| Mercer Capital Advisers, Inc. | 4,650 | $380.0K | 0.20% | −200−4.1% | Reduced |
| NEXT Financial Group, Inc | 4,647 | $380.0K | 0.03% | +590+14.5% | Added |
| Intrua Financial, LLC | 4,554 | $377.0K | 0.07% | +1,095+31.7% | Added |
| Marino, Stram & Associates LLC | 4,614 | $377.0K | 0.13% | +4,614 | New |
| Capital Investment Advisory Services, LLC | 4,569 | $374.0K | 0.05% | +155+3.5% | Added |
| Sargent Bickham Lagudis LLC | 4,570 | $374.0K | 0.03% | +1,525+50.1% | Added |
| Mattern Wealth Management LLC | 4,560 | $373.0K | 0.13% | −535−10.5% | Reduced |