Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Montecito Bank & Trust | 4,563 | $373.0K | 0.07% | −90−1.9% | Reduced |
| Lindbrook Capital, LLC | 4,563 | $373.0K | 0.10% | −51−1.1% | Reduced |
| Robertson Stephens Wealth Management, LLC | 4,553 | $372.0K | 0.04% | −222−4.6% | Reduced |
| Mid Atlantic Financial Management Inc | 4,546 | $372.0K | 0.02% | −128−2.7% | Reduced |
| KMG Fiduciary Partners, LLC | 4,547 | $372.0K | 0.06% | +939+26.0% | Added |
| Oakworth Capital, Inc. | 4,521 | $370.0K | 0.04% | 00.0% | Unchanged |
| Capital Analysts, LLC | 4,505 | $369.0K | 0.02% | −24−0.5% | Reduced |
| Resources Investment Advisors, LLC. | 4,516 | $369.0K | 0.01% | +49+1.1% | Added |
| High Pointe Capital Management LLC | 4,480 | $366.0K | 0.29% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 4,452 | $364.0K | 0.03% | −504−10.2% | Reduced |
| Private Trust Co NA | 4,417 | $361.0K | 0.05% | +1,122+34.1% | Added |
| First American Trust, FSB | 4,384 | $359.0K | 0.05% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 4,387 | $359.0K | 0.13% | +1,107+33.8% | Added |
| American Trust Investment Advisors, LLC | 4,372 | $358.0K | 0.20% | +90+2.1% | Added |
| Aull & Monroe Investment Management Corp | 4,325 | $354.0K | 0.17% | 00.0% | Unchanged |
| Quilter Plc | 4,327 | $354.0K | 0.01% | +105+2.5% | Added |
| Apollon Wealth Management, LLC | 4,316 | $353.0K | 0.05% | +4,316 | New |
| Shufro Rose & Co LLC | 4,240 | $347.0K | 0.03% | −400−8.6% | Reduced |
| Ameritas Investment Company, LLC | 4,201 | $344.0K | 0.02% | +791+23.2% | Added |
| GSB Wealth Management, LLC | 4,210 | $344.0K | 0.18% | −354−7.8% | Reduced |
| Penobscot Investment Management Company, Inc. | 4,175 | $342.0K | 0.05% | −895−17.7% | Reduced |
| First Personal Financial Services | 4,143 | $339.0K | 0.08% | 00.0% | Unchanged |
| S.A. Mason LLC | 4,136 | $338.0K | 0.22% | +450+12.2% | Added |
| Heck Capital Advisors, LLC | 4,125 | $337.3K | 0.07% | −67−1.6% | Reduced |
| Hurlow Wealth Management Group, Inc. | 4,110 | $336.0K | 0.20% | +1,086+35.9% | Added |
| Kore Private Wealth LLC | 4,114 | $336.0K | 0.04% | +1,084+35.8% | Added |
| Essex Investment Management Co LLC | 4,101 | $335.0K | 0.04% | 00.0% | Unchanged |
| Prio Wealth Limited Partnership | 4,001 | $327.0K | 0.01% | −87−2.1% | Reduced |
| Koshinski Asset Management, Inc. | 3,994 | $326.6K | 0.03% | +1,182+42.0% | Added |
| Cerro Pacific Wealth Advisors LLC | 3,986 | $326.0K | 0.23% | −1,438−26.5% | Reduced |
| Veritable, L.P. | 3,947 | $323.0K | 0.01% | +30+0.8% | Added |
| Keudell/Morrison Wealth Management | 3,947 | $323.0K | 0.14% | +268+7.3% | Added |
| Merrion Investment Management Co, LLC | 3,938 | $322.0K | 0.25% | 00.0% | Unchanged |
| BFSG, LLC | 3,940 | $322.0K | 0.05% | +3,940 | New |
| Aspiriant, LLC | 3,931 | $321.0K | 0.02% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 3,877 | $317.0K | 0.07% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 3,880 | $317.0K | 0.13% | +114+3.0% | Added |
| Texas Yale Capital Corp. | 3,845 | $314.0K | 0.02% | 00.0% | Unchanged |
| Ledyard National Bank | 3,827 | $313.0K | 0.03% | −460−10.7% | Reduced |
| Circle Wealth Management, LLC | 3,831 | $313.0K | 0.05% | 00.0% | Unchanged |
| Quantamental Technologies LLC | 3,821 | $312.0K | 0.21% | +3,821 | New |
| Carmichael Hill & Associates, Inc. | 3,808 | $311.0K | 0.18% | 00.0% | Unchanged |
| Analyst IMS Investment Management Services Ltd. | 3,800 | $310.0K | 0.04% | −310−7.5% | Reduced |
| Griffin Asset Management, Inc. | 3,769 | $308.0K | 0.04% | −2,850−43.1% | Reduced |
| Summit Financial Group Inc | 3,769 | $308.0K | 0.11% | 00.0% | Unchanged |
| Riverview Trust Co | 3,763 | $308.0K | 0.33% | 00.0% | Unchanged |
| Toronto Dominion Bank | 3,746 | $306.0K | 0.00% | −10,718−74.1% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,739 | $306.0K | 0.10% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 3,738 | $306.0K | 0.18% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 3,733 | $306.0K | 0.09% | +24+0.6% | Added |
| UMA Financial Services, Inc. | 3,655 | $305.0K | 0.08% | −386−9.6% | Reduced |
| Global Trust Asset Management, LLC | 3,717 | $304.0K | 0.14% | −30−0.8% | Reduced |
| B. Riley Wealth Management, Inc. | 3,694 | $302.0K | 0.02% | +982+36.2% | Added |
| Round Hill Asset Management | 3,642 | $298.0K | 0.15% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 3,648 | $298.0K | 0.21% | +40+1.1% | Added |
| Parallax Volatility Advisers, L.P. | 3,641 | $298.0K | 0.00% | +3,641 | New |
| Bank of Hawaii | 3,593 | $294.0K | 0.02% | −1,002−21.8% | Reduced |
| Teamwork Financial Advisors, LLC | 3,572 | $292.0K | 0.06% | 00.0% | Unchanged |
| Inlet Private Wealth, LLC | 3,576 | $292.0K | 0.08% | 00.0% | Unchanged |
| West Coast Financial LLC | 3,575 | $292.0K | 0.05% | +151+4.4% | Added |
| Henry James International Management, Inc. | 3,559 | $291.0K | 0.09% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,564 | $291.0K | 0.03% | +131+3.8% | Added |
| Keel Point, LLC | 3,509 | $287.0K | 0.04% | +47+1.4% | Added |
| Formidable Asset Management, LLC | 3,503 | $286.0K | 0.05% | 00.0% | Unchanged |
| Occidental Asset Management, LLC | 3,485 | $285.0K | 0.07% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 3,487 | $285.0K | 0.02% | +88+2.6% | Added |
| Andesa Financial Management Inc. | 3,463 | $283.0K | 0.15% | −1,312−27.5% | Reduced |
| Blue Fin Capital, Inc. | 3,464 | $283.0K | 0.09% | −957−21.6% | Reduced |
| Carroll Financial Associates, Inc. | 3,458 | $282.0K | 0.02% | −560−13.9% | Reduced |
| Veracity Capital LLC | 3,446 | $282.0K | 0.12% | +19+0.6% | Added |
| Legacy Financial Advisors, Inc. | 3,433 | $281.0K | 0.07% | −760−18.1% | Reduced |
| Kendall Capital Management | 3,427 | $280.0K | 0.15% | +9+0.3% | Added |
| Kanawha Capital Management LLC | 3,420 | $280.0K | 0.03% | +110+3.3% | Added |
| Blueprint Investment Partners LLC | 3,422 | $280.0K | 0.14% | +3,422 | New |
| Shelton Capital Management | 3,400 | $278.0K | 0.01% | 00.0% | Unchanged |
| Minot Wealth Management LLC | 3,393 | $277.0K | 0.06% | −183−5.1% | Reduced |
| Weatherly Asset Management L. P. | 3,372 | $276.0K | 0.03% | 00.0% | Unchanged |
| Hyman Charles D | 3,374 | $276.0K | 0.02% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 3,371 | $276.0K | 0.01% | +818+32.0% | Added |
| Cozad Asset Management Inc | 3,363 | $275.0K | 0.04% | 00.0% | Unchanged |
| Advisory Resource Group | 3,326 | $272.0K | 0.10% | +321+10.7% | Added |
| Personal Cfo Solutions, LLC | 3,322 | $272.0K | 0.06% | +856+34.7% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,309 | $271.0K | 0.06% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 3,303 | $271.0K | 0.05% | 00.0% | Unchanged |
| Smart Money Group LLC | 3,314 | $271.0K | 0.20% | +101+3.1% | Added |
| Family Legacy, Inc. | 3,250 | $269.0K | 0.12% | 00.0% | Unchanged |
| Optas, LLC | 3,284 | $269.0K | 0.08% | +317+10.7% | Added |
| Botty Investors LLC | 3,285 | $269.0K | 0.08% | +3,285 | New |
| Spotlight Asset Group, Inc. | 3,275 | $268.0K | 0.13% | −390−10.6% | Reduced |
| Peoples Financial Services Corp. | 3,276 | $268.0K | 0.11% | −150−4.4% | Reduced |
| Meridian Wealth Management, LLC | 3,283 | $268.0K | 0.03% | −10.0% | Reduced |
| Crew Capital Management, Ltd. | 3,270 | $267.0K | 0.25% | 00.0% | Unchanged |
| Linscomb & Williams, Inc. | 3,248 | $266.0K | 0.01% | +40+1.2% | Added |
| Enterprise Financial Services Corp | 3,238 | $265.0K | 0.03% | +521+19.2% | Added |
| Great Valley Advisor Group, Inc. | 3,250 | $265.0K | 0.02% | +3,250 | New |
| Philadelphia Trust Co | 3,212 | $263.0K | 0.02% | 00.0% | Unchanged |
| Northstar Group, Inc. | 3,183 | $260.0K | 0.07% | 00.0% | Unchanged |
| Investors Research Corp | 3,153 | $258.0K | 0.09% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 3,147 | $258.0K | 0.09% | +661+26.6% | Added |
| Intersect Capital LLC | 3,141 | $257.0K | 0.04% | −455−12.7% | Reduced |