Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Edge Capital Group, LLC | 3,138 | $257.0K | 0.02% | −100−3.1% | Reduced |
| Red Cedar Capital, LLC | 3,140 | $257.0K | 0.16% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 3,154 | $257.0K | 0.01% | +3,154 | New |
| Murphy Capital Management Inc | 3,138 | $256.0K | 0.03% | −650−17.2% | Reduced |
| Port Capital LLC | 3,133 | $256.0K | 0.01% | −200−6.0% | Reduced |
| Argent Advisors, Inc. | 3,126 | $256.0K | 0.15% | +130+4.3% | Added |
| Peddock Capital Advisors, LLC | 3,124 | $255.0K | 0.09% | +13+0.4% | Added |
| Americana Partners, LLC | 3,123 | $255.0K | 0.06% | +3,123 | New |
| Plimoth Trust Co LLC | 3,104 | $254.0K | 0.07% | −205−6.2% | Reduced |
| Charter Trust Co | 3,086 | $253.0K | 0.02% | −192−5.9% | Reduced |
| Prudent Man Advisors, LLC | 3,098 | $253.0K | 0.10% | 00.0% | Unchanged |
| Mitchell Capital Management Co | 3,082 | $252.0K | 0.06% | −8−0.3% | Reduced |
| Courier Capital LLC | 3,070 | $251.0K | 0.02% | −115−3.6% | Reduced |
| Monticello Wealth Management, LLC | 3,061 | $250.0K | 0.02% | 00.0% | Unchanged |
| Platform Technology Partners | 3,058 | $250.0K | 0.11% | +13+0.4% | Added |
| Arete Wealth Advisors, LLC | 3,045 | $249.0K | 0.03% | −400−11.6% | Reduced |
| Hancock Whitney Corp | 3,033 | $248.0K | 0.01% | −808−21.0% | Reduced |
| HM Payson & Co | 3,027 | $248.0K | 0.01% | +28+0.9% | Added |
| Mitchell Sinkler & Starr | 3,005 | $246.0K | 0.22% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 2,992 | $245.0K | 0.04% | +362+13.8% | Added |
| JFS Wealth Advisors, LLC | 2,991 | $245.0K | 0.03% | +1,100+58.2% | Added |
| Dorchester Wealth Management Co | 2,980 | $244.0K | 0.06% | −100−3.2% | Reduced |
| Laidlaw Wealth Management LLC | 2,973 | $243.0K | 0.06% | +320+12.1% | Added |
| Aveo Capital Partners, LLC | 2,960 | $242.0K | 0.05% | −1,424−32.5% | Reduced |
| Essex Savings Bank | 2,622 | $242.0K | 0.09% | −27−1.0% | Reduced |
| Claro Advisors LLC | 2,944 | $241.0K | 0.10% | +243+9.0% | Added |
| PDS Planning, Inc | 2,919 | $239.0K | 0.06% | −59−2.0% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,917 | $239.0K | 0.12% | 00.0% | Unchanged |
| Hills Bank & Trust Co | 2,917 | $238.0K | 0.04% | −6−0.2% | Reduced |
| Cornerstone Wealth Management, LLC | 2,903 | $237.0K | 0.03% | +156+5.7% | Added |
| Pacifica Partners Inc. | 2,849 | $236.0K | 0.17% | −18−0.6% | Reduced |
| IFP Advisors, Inc | 2,892 | $236.0K | 0.00% | +1,326+84.7% | Added |
| Berkeley Capital Partners, LLC | 2,863 | $234.0K | 0.11% | +65+2.3% | Added |
| Regal Investment Advisors LLC | 2,837 | $232.0K | 0.02% | +413+17.0% | Added |
| Sequoia Financial Advisors, LLC | 2,830 | $231.0K | 0.02% | −2,693−48.8% | Reduced |
| Washington Trust Co | 2,830 | $231.0K | 0.01% | 00.0% | Unchanged |
| Allred Capital Management, LLC | 2,821 | $231.0K | 0.12% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 2,827 | $230.0K | 0.23% | −750−21.0% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 2,801 | $229.0K | 0.10% | 00.0% | Unchanged |
| Palladiem, LLC | 2,793 | $228.0K | 0.18% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 2,770 | $226.5K | 0.01% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 2,763 | $226.0K | 0.00% | −168−5.7% | Reduced |
| Bristlecone Advisors, LLC | 2,763 | $226.0K | 0.03% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 2,741 | $224.0K | 0.07% | 00.0% | Unchanged |
| Stock Yards Bank & Trust Co | 2,728 | $223.0K | 0.01% | −1,000−26.8% | Reduced |
| CoreFirst Bank & Trust | 2,730 | $223.0K | 0.15% | +595+27.9% | Added |
| Dynamic Technology Lab Private Ltd | 2,702 | $221.0K | 0.03% | −950−26.0% | Reduced |
| Good Life Advisors, LLC | 2,705 | $221.0K | 0.03% | +344+14.6% | Added |
| River Wealth Advisors LLC | 2,686 | $220.0K | 0.04% | −20−0.7% | Reduced |
| RNC Capital Management LLC | 2,691 | $220.0K | 0.01% | +375+16.2% | Added |
| Pinnacle Financial Partners Inc | 2,685 | $220.0K | 0.01% | +2,685 | New |
| Focus Financial Network, Inc. | 2,673 | $218.6K | 0.03% | +249+10.3% | Added |
| Twin Focus Capital Partners, LLC | 2,666 | $218.0K | 0.05% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 2,657 | $217.0K | 0.07% | 00.0% | Unchanged |
| Chicago Capital, LLC | 2,640 | $216.0K | 0.01% | 00.0% | Unchanged |
| Wintrust Investments LLC | 2,622 | $214.0K | 0.03% | −150−5.4% | Reduced |
| Van Strum & Towne Inc. | 2,612 | $214.0K | 0.08% | 00.0% | Unchanged |
| Tompkins Financial Corp | 2,599 | $213.0K | 0.04% | +2,599 | New |
| Aptus Capital Advisors, LLC | 2,587 | $212.0K | 0.01% | −7−0.3% | Reduced |
| Brown Miller Wealth Management, LLC | 2,590 | $211.0K | 0.13% | 00.0% | Unchanged |
| BBR Partners, LLC | 2,565 | $210.0K | 0.02% | 00.0% | Unchanged |
| LCM Capital Management Inc | 2,565 | $210.0K | 0.18% | +5+0.2% | Added |
| Vanguard Capital Wealth Advisors | 2,577 | $209.0K | 0.16% | −30−1.2% | Reduced |
| Fiera Capital Corp | 2,550 | $209.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 2,544 | $208.0K | 0.00% | −1,886−42.6% | Reduced |
| Nwam LLC | 2,546 | $208.0K | 0.02% | −221−8.0% | Reduced |
| Northside Capital Management, LLC | 2,546 | $208.0K | 0.06% | 00.0% | Unchanged |
| Savant Capital, LLC | 2,536 | $207.0K | 0.01% | −217−7.9% | Reduced |
| CPWM, LLC | 2,524 | $206.0K | 0.02% | −100−3.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,513 | $206.0K | 0.00% | −56−2.2% | Reduced |
| Rockland Trust Co | 2,501 | $205.0K | 0.01% | −142−5.4% | Reduced |
| Tranquilli Financial Advisor LLC | 2,489 | $204.0K | 0.15% | +67+2.8% | Added |
| Deroy & Devereaux Private Investment Counsel Inc | 2,475 | $202.0K | 0.02% | 00.0% | Unchanged |
| Five Oceans Advisors | 2,470 | $202.0K | 0.23% | +2,470 | New |
| Private Capital Group, LLC | 2,463 | $201.0K | 0.05% | +7+0.3% | Added |
| Magnus Financial Group LLC | 2,456 | $201.0K | 0.04% | 00.0% | Unchanged |
| IFG Advisory, LLC | 2,448 | $200.0K | 0.02% | −76−3.0% | Reduced |
| Sheets Smith Wealth Management | 2,450 | $200.0K | 0.03% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 2,450 | $200.0K | 0.13% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 2,446 | $200.0K | 0.00% | +2,446 | New |
| Investment Research & Advisory Group, Inc. | 2,413 | $198.0K | 0.13% | 00.0% | Unchanged |
| New England Asset Management Inc | 2,250 | $184.0K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,247 | $183.0K | 0.11% | +1,037+85.7% | Added |
| Baldwin Brothers Inc | 2,185 | $179.0K | 0.02% | +76+3.6% | Added |
| Atlantic Trust, LLC | 2,075 | $170.0K | 0.11% | 00.0% | Unchanged |
| First PREMIER Bank | 2,065 | $169.0K | 0.05% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 2,040 | $167.0K | 0.00% | −385−15.9% | Reduced |
| Zions Bancorporation, N.A. | 2,015 | $165.0K | 0.02% | +218+12.1% | Added |
| Trustcore Financial Services, LLC | 2,000 | $164.0K | 0.02% | −3−0.1% | Reduced |
| Arkadios Wealth Advisors | 1,991 | $162.0K | 0.02% | −231−10.4% | Reduced |
| Edmond de Rothschild Holding S.A. | 1,986 | $162.0K | 0.00% | +1,186+148.3% | Added |
| North Star Investment Management Corp. | 1,962 | $160.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,844 | $151.0K | 0.02% | +68+3.8% | Added |
| Harbor Investment Advisory, LLC | 1,813 | $148.0K | 0.02% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 1,756 | $143.6K | 0.07% | −3,005−63.1% | Reduced |
| Duncker Streett & Co Inc | 1,733 | $142.0K | 0.03% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,686 | $138.0K | 0.01% | +160+10.5% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,659 | $136.0K | 0.02% | +25+1.5% | Added |
| CKW Financial Group | 1,662 | $136.0K | 0.02% | +450+37.1% | Added |
| Sonora Investment Management, LLC | 1,637 | $134.0K | 0.02% | +178+12.2% | Added |