Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Evoke Wealth, LLC | 1,580 | $129.0K | 0.00% | +59+3.9% | Added |
| Column Capital Advisors, LLC | 1,544 | $126.0K | 0.03% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 1,516 | $124.0K | 0.03% | +216+16.6% | Added |
| Bedel Financial Consulting, Inc. | 1,498 | $123.0K | 0.04% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,502 | $123.0K | 0.04% | +145+10.7% | Added |
| Security National Trust Co | 1,350 | $123.0K | 0.03% | 00.0% | Unchanged |
| Concord Wealth Partners | 1,492 | $122.0K | 0.05% | −1,911−56.2% | Reduced |
| AllSquare Wealth Management LLC | 1,479 | $121.0K | 0.07% | −100−6.3% | Reduced |
| Orion Capital Management LLC | 1,450 | $119.0K | 0.07% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 1,450 | $118.6K | 0.01% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 1,429 | $117.0K | 0.10% | 00.0% | Unchanged |
| Allworth Financial LP | 1,436 | $117.0K | 0.00% | +1,033+256.3% | Added |
| Kelly Financial Services LLC | 1,385 | $113.2K | 0.06% | −124,949−98.9% | Reduced |
| First National Bank of South Miami | 1,366 | $112.0K | 0.08% | 00.0% | Unchanged |
| CVA Family Office, LLC | 1,267 | $110.0K | 0.08% | −79−5.9% | Reduced |
| PEAK6 Investments LLC | 1,327 | $109.0K | 0.00% | +1,327 | New |
| Vigilant Capital Management, LLC | 1,312 | $107.0K | 0.01% | 00.0% | Unchanged |
| Hoese & Co LLP | 1,275 | $104.0K | 0.11% | 00.0% | Unchanged |
| Monetary Management Group Inc | 1,259 | $103.0K | 0.03% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,250 | $102.0K | 0.01% | −400−24.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,244 | $102.0K | 0.05% | 00.0% | Unchanged |
| Tacita Capital Inc | 1,200 | $98.0K | 0.06% | 00.0% | Unchanged |
| City Holding Co | 1,192 | $97.0K | 0.02% | 00.0% | Unchanged |
| Truehand, Inc | 1,161 | $95.0K | 0.06% | 00.0% | Unchanged |
| Bollard Group LLC | 1,146 | $94.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,147 | $94.0K | 0.03% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,148 | $94.0K | 0.01% | +18+1.6% | Added |
| Hudock, Inc. | 1,101 | $90.0K | 0.03% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 1,050 | $86.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 1,015 | $83.0K | 0.03% | −275−21.3% | Reduced |
| Rosenberg Matthew Hamilton | 1,008 | $82.0K | 0.03% | −540−34.9% | Reduced |
| Cedar Wealth Management, LLC | 1,000 | $82.0K | 0.04% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1,000 | $82.0K | 0.05% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 0 | $82.0K | 0.06% | 0 | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,000 | $82.0K | 0.02% | +498+99.2% | Added |
| Resources Management Corp | 970 | $79.0K | 0.01% | −25−2.5% | Reduced |
| Focused Wealth Management, Inc | 936 | $77.0K | 0.01% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 945 | $77.0K | 0.02% | +516+120.3% | Added |
| Manchester Capital Management LLC | 921 | $75.0K | 0.01% | +852+1,234.8% | Added |
| Hexagon Capital Partners LLC | 905 | $74.0K | 0.02% | 00.0% | Unchanged |
| First Financial Corp | 904 | $74.0K | 0.05% | 00.0% | Unchanged |
| Lee Financial Co | 900 | $74.0K | 0.02% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 889 | $73.0K | 0.00% | +78+9.6% | Added |
| Ellis Investment Partners, LLC | 885 | $72.0K | 0.02% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 857 | $70.0K | 0.02% | −219−20.4% | Reduced |
| Key Financial Inc | 859 | $70.0K | 0.04% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 857 | $70.0K | 0.01% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 803 | $70.0K | 0.00% | +288+55.9% | Added |
| Leonteq Securities AG | 840 | $68.7K | 0.00% | −52−5.8% | Reduced |
| Howe & Rusling Inc | 811 | $66.0K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 794 | $65.0K | 0.00% | −101−11.3% | Reduced |
| Bourgeon Capital Management LLC | 800 | $65.0K | 0.01% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 768 | $63.0K | 0.03% | 00.0% | Unchanged |
| Glassman Wealth Services | 742 | $61.0K | 0.01% | −50−6.3% | Reduced |
| GPS Wealth Strategies Group, LLC | 729 | $60.0K | 0.01% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 732 | $60.0K | 0.01% | 00.0% | Unchanged |
| Cordasco Financial Network | 700 | $57.0K | 0.04% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 696 | $57.0K | 0.01% | −8−1.1% | Reduced |
| Sugarloaf Wealth Management, LLC | 685 | $56.0K | 0.01% | −60−8.1% | Reduced |
| Asset Dedication, LLC | 680 | $54.0K | 0.01% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 643 | $53.0K | 0.01% | −61−8.7% | Reduced |
| Pflug Koory, LLC | 625 | $51.0K | 0.03% | −185−22.8% | Reduced |
| Kemnay Advisory Services Inc. | 600 | $49.0K | 0.01% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 605 | $49.0K | 0.02% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 600 | $49.0K | 0.03% | 00.0% | Unchanged |
| Artemis Wealth Advisors, LLC | 587 | $48.0K | 0.01% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 576 | $47.0K | 0.01% | +576 | New |
| Evolution Wealth Advisors, LLC | 561 | $46.0K | 0.01% | −101−15.3% | Reduced |
| Wealth Quarterback LLC | 554 | $46.0K | 0.03% | −99−15.2% | Reduced |
| Accel Wealth Management | 558 | $46.0K | 0.03% | −23−4.0% | Reduced |
| M&R Capital Management Inc | 550 | $44.0K | 0.01% | −125−18.5% | Reduced |
| Ironwood Financial, llc | 538 | $44.0K | 0.01% | 00.0% | Unchanged |
| Cahill Financial Advisors Inc | 514 | $42.0K | 0.01% | +514 | New |
| Consolidated Planning Corp | 519 | $42.0K | 0.03% | +519 | New |
| Berman Capital Advisors, LLC | 504 | $41.0K | 0.01% | −48−8.7% | Reduced |
| Sageworth Trust Co | 500 | $41.0K | 0.00% | −25−4.8% | Reduced |
| Polaris Capital Management, LLC | 500 | $41.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 507 | $41.0K | 0.02% | +307+153.5% | Added |
| Motco | 472 | $39.0K | 0.00% | −55,255−99.2% | Reduced |
| Truvestments Capital LLC | 478 | $39.0K | 0.02% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 481 | $39.0K | 0.02% | +481 | New |
| Bray Capital Advisors | 467 | $38.0K | 0.01% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 453 | $37.1K | 0.01% | 00.0% | Unchanged |
| Better Money Decisions, LLC | 454 | $37.0K | 0.03% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 441 | $36.0K | 0.01% | 00.0% | Unchanged |
| Addison Advisors LLC | 439 | $36.0K | 0.03% | +14+3.3% | Added |
| Kings Point Capital Management | 415 | $34.0K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 402 | $33.0K | 0.04% | −35−8.0% | Reduced |
| Old North State Trust, LLC | 409 | $33.0K | 0.03% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 369 | $30.0K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 351 | $29.0K | 0.01% | 00.0% | Unchanged |
| Solstein Capital, LLC | 359 | $29.0K | 0.02% | +72+25.1% | Added |
| PSI Advisors, LLC | 354 | $29.0K | 0.01% | +354 | New |
| First Command Bank | 348 | $28.0K | 0.00% | 00.0% | Unchanged |
| First Command Financial Services, Inc. | 348 | $28.0K | 0.00% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 339 | $28.0K | 0.02% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 333 | $27.0K | 0.01% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 319 | $26.0K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $25.0K | 0.01% | 00.0% | Unchanged |
| Robinson Value Management, Ltd. | 298 | $24.0K | 0.02% | +298 | New |